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FSA Handbook of Rules and Guidance
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  - SUP 10.4 Specification of functions
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  - FiSMA Part V Performance of regulated activities
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- CASS Client Assets
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- COMP Compensation
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- FIT The Fit and Proper Test for Approved Persons
- GEN General Provisions
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- ICOBS Insurance: Conduct of Business
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- IPRU-BANK Interim Prudential sourcebook for Banks
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- IPRU-FSOC Interim Prudential sourcebook for Friendly Societies
- IPRU-INS Interim Prudential sourcebook for Insurance
- IPRU-INV Interim Prudential sourcebook for Investment Businesses
- LR Listing Rules
- MAR Market Conduct
- MCOB Mortgages: Conduct of Business
- MIPRU Prudential sourcebook for Mortgage and Home Finance Firms, and Insurance Intermediaries
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- PROF Professional Firms
- RCB Regulated Covered Bonds
- REC Recognised Investment Exchanges and Recognised Clearing Houses
- SUP Supervision Manual
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- TC Training and Competence
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  - EG The Enforcement Guide
  - PERG Perimeter Guidance Manual
  - RPPD Responsibilities for Fair Treatment of Customers
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- Interim Permitted Persons
- Unauthorised mutuals registration fees rules
- BIPRU 13.3 Calculation of exposure values
Unit Trusts & OEICs (incl IMA)
- IMA Investment Management Association
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- Funds-Axis
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- CASS Client Assets sourcebook
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- COBS 3.5 Professional clients
- COBS 3.6 Eligible counterparties
- COLL New Collective Investment Schemes
- COLL 5.2 General investment powers and limits for UCITS schemes
- COLL 6.2 Dealing
- COLL 6.3 Valuation and pricing
- COLL 6.8 Income: accounting, allocation and distribution
- Eligible Assets Directive
- FSA Asset Management Newsletters
- IPRU-INV Interim Prudential Sourcebook: Investment Business
- OEIC Regulations 2001
- SORP for authorised funds
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ISAs, PEPs & CTFs (incl TISA)
- TISA Tax Incentivised Savings Association
  - Contact details
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Legislation (Acts & SIs)
- FiSMA Financial Services and Markets Act 2000
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  - 1946
- Regulated Activities Order (SI 2001/544)
- Trustee Act 2000
- Proceeds of Crime Act 2002
- Data Protection Act 1998
- Case Law - BAILII
Europe
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- OECD Organisation for Economic Co-operation and Development
Insurance
- FSA Handbook of Rules and Guidance
- FSA Life Insurance Newsletters
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Credit Unions
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Taxation
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- Guidance Notes
  - Manual: CTM48000 - Authorised investment funds
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- Income Tax Act 2007
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UK Listing
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Trustees & Depositaries
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Accounting and Other items
- Accounting
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3d Anti Money Laundering
- Anti Money Laundering
- Manual Watch List Checking
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- Money Laundering Regulations
- Proceeds of Crime Act 2002
- 2nd Money Laundering Directive (2001/97/EEC)
- 3rd Money Laundering Directive (2005/60/EEC)
- FATF Financial Action Task Force
  - FATF Financial Action Task Force
  - FATF The Forty Recommendations
- SOCA The Serious Organised Crime Agency
- JMLSG Joint Money Laundering Steering Group
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- Terrorism Act 2006
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3d Irish
- Irish Financial Services Regulatory Authority
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Contents > Regulation (FSA, ML, HMT etc) > Financial Services Authority > Enforcement Notices and... > FSA Statements
Page last published: 3 February 2012

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FSA Statements

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As a general policy, the Financial Services Authority (FSA) does not make statements regarding individual firms. Where it does so, for example, to give confirmation of a firm's financial status or in response to a market event, the statement will be published on the FSA website. Any such statement, as you would expect, would constitute the FSA's judgement at that point in time and so it is our normal practice to remove the judgement from our website after 24 hours.

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