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The Joint Money Laundering Steering Group
Money Laundering Home Page
PREVENTION OF MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM
GUIDANCE FOR THE UK FINANCIAL SECTOR
Effective from 15 December 2007
(as amended 26 November 2008, 26 February 2009 and 3 December 2009)
approved by JMLSG board on 7 November 2007 and by HM Treasury on 18 December 2007
For information on the JMLSG Help Desk, see note from 3 March 2006
Versions of the Guidance Notes held within 3d
Click here to see a full list of the 3d pages available to 3dJMLSG subscribers
PART I Generic guidance that applies across the UK financial sector
Chapter 1 Senior management responsibility
Chapter 3 Nominated officer/MLRO
Chapter 5 Customer due diligence
Chapter 6 Suspicious activities, reporting and data protection
Chapter 7 Staff awareness, training and alertness
Appendix I Money laundering responsibilities in the UK
Appendix II Summary of UK legislation
This sectoral guidance is incomplete on its own. It must be read in conjunction with the main guidance set out in Part I of the Guidance.
7 Life assurance, and life-related pensions and investment products
8 Non-life providers of investment fund products
9 Discretionary and advisory investment management
10 Execution-only stockbrokers
19 Name-passing brokers in inter-professional markets
Equivalent Jurisdictions [8 August 2008]
Equivalent Markets [21 January 2009]