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© 3d Investments Ltd 2012
PREVENTION OF MONEY LAUNDERING
GUIDANCE NOTES FOR THE UK FINANCIAL SECTOR - 2003 EDITION
(Incorporating HM Treasury and Home Office Comments - December 2004)
© BBA Enterprises Ltd December
2003; published 26 January 2004
This edition of the Guidance Notes has been replaced by the edition dated 31 January 2006
8 APPENDICES
APPENDIX D as at November 2005
“EQUIVALENCE” STATUS OF OTHER COUNTRIES OR TERRITORIES AND THOSE WITH MATERIAL DEFICIENCIES
5. ASSESSMENT OF COUNTRY RISK
As with other areas of anti-money laundering compliance, a risk based approach is necessary when assessing the reliance that can be placed on any other firm, either as a customer or when acting as an intermediary.
Regardless of whether a country has "equivalence status", firms will need to maintain an appropriate degree of ongoing vigilance concerning money laundering risks and to take into account information that is reasonably available to them about the standards o
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