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© 3d Investments Ltd 2012
PREVENTION OF MONEY LAUNDERING
GUIDANCE NOTES FOR THE UK FINANCIAL SECTOR - 2003 EDITION
(Incorporating HM Treasury and Home Office Comments - December 2004)
© BBA Enterprises Ltd December
2003; published 26 January 2004
This edition of the Guidance Notes has been replaced by the edition dated 31 January 2006
4 KNOW YOUR CUSTOMER AND IDENTIFICATION EVIDENCE
ANNEX 5 TO SECTION 4 - RECEIVING BANKERS AND RECEIVING AGENTS - OFFERS FOR SALE, RIGHTS ISSUES, ETC
The vulnerability of receiving bankers/agents to money laundering
Receiving bankers/agents: standard terms and conditions
The vulnerability of receiving bankers/agents to money laundering
1. Receiving banks/receiving agents may be used by money launderers in respect of offers for sale where new issues are over-subscribed and their allocation is scaled down. A repayment cheque drawn on the account of the Receiving bank/agent is
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