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Contents > MLGN2003: 4: Annex 4 to...
Page last published: 5 October 2005

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PREVENTION OF MONEY LAUNDERING
GUIDANCE NOTES FOR THE UK FINANCIAL SECTOR - 2003 EDITION
(Incorporating HM Treasury and Home Office Comments - December 2004)
© BBA Enterprises Ltd December 2003; published 26 January 2004

This edition of the Guidance Notes has been replaced by the edition dated 31 January 2006

4 KNOW YOUR CUSTOMER AND IDENTIFICATION EVIDENCE
ANNEX 4 TO SECTION 4 - AUTHORISED INVESTMENT FUNDS

1. The purpose of this Annex is to provide certain clarification and recommendations as to how specific elements of these Guidance Notes should be applied by operators of authorised investment funds when conducting business in relation to their authorised unit trusts, open-ended investment companies and related products such as PEPs and ISAs.

2. The aspects covered are as follows:

When does an obligation to verify arise?
Investment fund products that nec

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