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© 3d Investments Ltd 2012
PREVENTION OF MONEY LAUNDERING
GUIDANCE NOTES FOR THE UK FINANCIAL SECTOR - 2003 EDITION
(Incorporating HM Treasury and Home Office Comments - December 2004)
© BBA Enterprises Ltd December
2003; published 26 January 2004
This edition of the Guidance Notes has been replaced by the edition dated 31 January 2006
4 KNOW YOUR CUSTOMER AND IDENTIFICATION EVIDENCE
ANNEX 1 TO SECTION 4 - PENSIONS CONTRACTS
|
CONTRACT TYPE |
ML REGS 03 EXEMPT |
PROPOSED INDUSTRY STANDARD PRACTICE |
COMMENTS |
|
EXECUTIVE PENSIONS: |
|
|
|
|
Small Self-Administered Pension Scheme - (SSAS) |
N |
Full ML verification required for: employer (company only not directors) and trustee(s) as individuals + any Pensioneer Trustee that is not on the Inland Revenue Pensioneer Trustee Approved List. Retrospective verification required except for Inland Revenue Pensioneer Trustees. |
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