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- FSA Handbook of Rules and Guidance
- Contents
- Glossary
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- Approved Persons Regime
- APER Statements of Principle and Code of Practice for Approved Persons
- FIT The Fit and Proper Test for Approved Persons
- SUP 10 Approved persons
- Approved Persons Regime Forms
- Approved Persons Regime - summary of forms and their use
- SUP 10.4 Specification of functions
- SUP 10.4.5 Table of Controlled functions
- FiSMA Part V Performance of regulated activities
- BCOBS Banking Conduct of Business
- BIPRU Prudential sourcebook for Banks, Building Societies and Investment Firms
- BIPRU 13.3 Calculation of exposure values
- CASS Client Assets
- COAF Complaints against the FSA
- COBS New Conduct of Business sourcebook
- COLL New Collective Investment Schemes
- COMP Compensation
- COND Threshold Conditions
- CRED Credit Unions
- DEPP Decision Procedure and Penalties
- DISP Dispute resolution: Complaints
- DTR Disclosure Rules and Transparency Rules
- ELM Electronic Money
- FEES Fees Manual
- FIT The Fit and Proper Test for Approved Persons
- GEN General Provisions
- GENPRU General Prudential
- ICOBS Insurance: Conduct of Business
- INSPRU Prudential sourcebook for Insurers
- IPRU-BANK Interim Prudential sourcebook for Banks
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- IPRU-FSOC Interim Prudential sourcebook for Friendly Societies
- IPRU-INS Interim Prudential sourcebook for Insurance
- IPRU-INV Interim Prudential sourcebook for Investment Businesses
- LR Listing Rules
- MAR Market Conduct
- MCOB Mortgages: Conduct of Business
- MIPRU Prudential sourcebook for Mortgage and Home Finance Firms, and Insurance Intermediaries
- PR Prospectus Rules
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- PROF Professional Firms
- RCB Regulated Covered Bonds
- REC Recognised Investment Exchanges and Recognised Clearing Houses
- SUP Supervision Manual
- SYSC Senior Management Arrangements, Systems and Controls
- TC Training and Competence
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- Special guides (not part of Handbook)
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- BIPRU Prudential sourcebook for Banks, Building Societies and Investment Firms
- CASS Client Assets sourcebook
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- COLL New Collective Investment Schemes
- COLL 5.2 General investment powers and limits for UCITS schemes
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- Eligible Assets Directive
- FSA Asset Management Newsletters
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- OEIC Regulations 2001
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- Legislation (Acts & SIs)
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- Statutes Listing
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- Companies Act 1985
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- Enterprise Act 2002
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- Income and Corporation Taxes Act 1988
- Income Tax Act 2007
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- Investment Exchanges and Clearing Houses Act 2006
- Land Registration Act 2002
- Law of Property Act 1925
- Limited Liability Partnerships Act 2000
- Powers of Attorney Act 1971
- Proceeds of Crime Act 2002
- Regulation of Financial Services (Land Transactions) Act 2005
- Sarbanes-Oxley Act of 2002
- Serious Organised Crime and Police Act 2005
- Taxation of Chargeable Gains Act 1992
- Terrorism Act 2000
- Terrorism Act 2006
- Trustee Act 1925
- Trustee Act 2000
- Trustee Investments Act 1961
- Trusts of Land and Appointment of Trustees Act 1996
- Unit Trust Records Regulations 1946
- Welfare Reform and Pensions Act 1999
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- Regulated Activities Order (SI 2001/544)
- Trustee Act 2000
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- Data Protection Act 1998
- Case Law - BAILII
- Europe
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- Insurance
- FSA Handbook of Rules and Guidance
- COBS New Conduct of Business sourcebook
- GENPRU General Prudential sourcebook
- ICOBS Insurance: Conduct of Business
- INSPRU Prudential sourcebook for Insurers
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- IPRU(INS) Interim Prudential Sourcebook: Insurers
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- PricewaterhouseCoopers: news releases
- Manual Watch List Checking
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- 3d Anti Money Laundering
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- ML Regulations - Versions held within 3d
- Proceeds of Crime Act 2002
- 2nd Money Laundering Directive (2001/97/EEC)
- 3rd Money Laundering Directive (2005/60/EEC)
- European ML Directives - Versions held within 3d
- FATF Financial Action Task Force
- SOCA The Serious Organised Crime Agency
- Terrorism Act 2000
- Terrorism Act 2006
- Anti-terrorism, Crime and Security Act 2001
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- JMLSG Joint Money Laundering Steering Group
- Money Laundering Guidance Notes
- ML Guidance - Versions held within 3d
- 3d Irish
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© 3d Investments Ltd 2012
PREVENTION OF MONEY LAUNDERING
GUIDANCE NOTES FOR THE UK FINANCIAL SECTOR - 2003 EDITION
(Incorporating HM Treasury and Home Office Comments - December 2004)
© BBA Enterprises Ltd December
2003; published 26 January 2004
This edition of the Guidance Notes has been replaced by the edition dated 31 January 2006
4 KNOW YOUR CUSTOMER AND IDENTIFICATION EVIDENCE
FINANCIAL EXCLUSION - EXCEPTIONS FOR PERSONAL APPLICANTS
4.117 Accounts opened for the receipt of benefits
4.118 Establishing identity for the mentally incapacitated
4.121 Establishing identity for asylum seekers
4.124 Establishing identity for economic migrants
4.125 Establishing identity for prisoners and those on probation
4.126 Establishing identity for UK-based students and minors
4.107. Access to basic banking facilities and other financial services is a necessary r
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