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© 3d Investments Ltd 2012
Prevention of Money Laundering: Guidance Notes for the UK Financial Sector – December 2001 Edition
4. Know Your Customer and Identification Evidence
Annex 5 to Section 4 - Receiving Bankers and Receiving Agents - Offers For Sale, Rights Issues etc.
December 2001 Edition of Guidance Notes REPLACED by December
2003 edition with effect from January 2004
The Vulnerability of Receiving Bankers/Agents to Money Laundering
1. Receiving Banks/Receiving Agents may be used by money launderers in respect of offers for sale where new issues are over-subscribed and their allocation is scaled down. A return cheque drawn on the account of the Receiving Bank/Agent is a valuable laundering process for the criminal.
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