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© 3d Investments Ltd 2012
Prevention of Money Laundering: Guidance Notes for the UK Financial Sector – December 2001 Edition
4. Know Your Customer and Identification Evidence
Reliance on Intermediaries or other Third Parties to Verify Identity or to Introduce Business
December 2001 Edition of Guidance Notes REPLACED by December
2003 edition with effect from January 2004
Who can be relied upon and in what circumstances?
4.191 Whilst the responsibility to obtain satisfactory identification evidence rests with the firm that is entering into the relationship with the client, it is reasonable in a number of circumstances for reliance to be placed on another regulated firm either to:
undertake the identification procedures wh
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