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© 3d Investments Ltd 2012
Joint Money Laundering Steering Group
Prevention of Money Laundering
Guidance Notes for the UK Financial Sector
MLRO Annual Report
4 December 2006
Aide memoire for the MLRO:
A suggested framework to provide information to inform the MLRO Annual Report
This document represents a suggested structure for assembling information to enable the MLRO to report on the operation and effectiveness of a firm's systems and controls established to comply with the FSA's Rules.
Please read before using:
1. This document is intended to be helpful to MLROs but it is not formal guidance by JMLSG.
2. The FSA believes that this document may provide useful guidance to MLROs.
3. The level of relevant detail will largely depend on the typ
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