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© 3d Investments Ltd 2012
PREVENTION OF MONEY LAUNDERING/
COMBATING THE FINANCING OF TERRORISM
GUIDANCE FOR THE UK FINANCIAL SECTOR
31 January 2006
The Joint Money Laundering Steering Group
PART II SECTORAL GUIDANCE
20 Unregulated funds
2006 GUIDANCE NOTES REPLACED by
November 2007 version with effect from 15 December 2007
**** ORIGINAL TEXT: ****
Note: This sectoral guidance is incomplete on its own. It must be read in conjunction with the main guidance set out in Part I of the Guidance.
This sectoral guidance is intended for firms who provide services to unregulated funds. A firm may deal with an unregulated fund in a number of situations, for example executing transactions, clearing and settling transactions and offering other prime brokerage services, as well as advising and managing funds. A firm's business activities with unr
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