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- FSA Handbook of Rules and Guidance
- Contents
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- FIT The Fit and Proper Test for Approved Persons
- SUP 10 Approved persons
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- SUP 10.4 Specification of functions
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- FEES Fees Manual
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- MAR Market Conduct
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- Not currently part of this product
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- COLL 5.2 General investment powers and limits for UCITS schemes
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- Land Registration Act 2002
- Law of Property Act 1925
- Limited Liability Partnerships Act 2000
- Powers of Attorney Act 1971
- Proceeds of Crime Act 2002
- Regulation of Financial Services (Land Transactions) Act 2005
- Sarbanes-Oxley Act of 2002
- Serious Organised Crime and Police Act 2005
- Taxation of Chargeable Gains Act 1992
- Terrorism Act 2000
- Terrorism Act 2006
- Trustee Act 1925
- Trustee Act 2000
- Trustee Investments Act 1961
- Trusts of Land and Appointment of Trustees Act 1996
- Unit Trust Records Regulations 1946
- Welfare Reform and Pensions Act 1999
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- Trustee Act 2000
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- Data Protection Act 1998
- Europe
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- Association of Investment Trust Companies
- 3d JMLSG Anti Money Laundering Guidance
- Anti Money Laundering
- Money Laundering Guidance Notes
- Money Laundering Regulations
- Proceeds of Crime Act 2002
- 2nd Money Laundering Directive (2001/97/EEC)
- 3rd Money Laundering Directive (2005/60/EEC)
- FATF Financial Action Task Force
- SOCA The Serious Organised Crime Agency
- JMLSG Joint Money Laundering Steering Group
- Terrorism Act 2000
- European ML Directives - Versions held within 3d
- ML Guidance - Versions held within 3d
- ML Regulations - Versions held within 3d
- 3d Irish
- Abbreviations
- Additional 3d products
© 3d Investments Ltd 2008
The Joint Money Laundering Steering Group
Money Laundering Home Page
PREVENTION OF MONEY LAUNDERING / COMBATING THE FINANCING OF TERRORISM
GUIDANCE FOR THE UK FINANCIAL SECTOR
Effective from 15 December 2007
approved by JMLSG board on 7 November 2007 and by HM Treasury on 18 December 2007
For information on the JMLSG Help Desk, see note from 3 March 2006
Versions of the Guidance Notes held within 3d
PART I Generic guidance that applies across the UK financial sector
Chapter 1 Senior management responsibility
Chapter 3 Nominated officer/MLRO
Chapter 5 Customer due diligence
Chapter 6 Suspicious activities, reporting and data protection
Chapter 7 Staff awareness, training and alertness
Appendix I Money laundering responsibilities in the UK
Appendix II Summary of UK legislation
This sectoral guidance is incomplete on its own. It must be read in conjunction with the main guidance set out in Part I of the Guidance.
7 Life assurance, and life-related pensions and investment products
8 Non-life providers of investment fund products
9 Discretionary and advisory investment management
10 Execution-only stockbrokers
19 Name-passing brokers in inter-professional markets
Specialist guidance