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FSA Handbook of Rules and Guidance
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  - SUP 10 Approved persons
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  - Approved Persons Regime - summary of forms and their use
  - SUP 10.4 Specification of functions
  - SUP 10.4.5 Table of Controlled functions
  - FiSMA Part V Performance of regulated activities
- BCOBS Banking Conduct of Business
- BIPRU Prudential sourcebook for Banks, Building Societies and Investment Firms
- BIPRU 13.3 Calculation of exposure values
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- COLL New Collective Investment Schemes
- COMP Compensation
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- ELM Electronic Money
- FEES Fees Manual
- FIT The Fit and Proper Test for Approved Persons
- GEN General Provisions
- GENPRU General Prudential
- ICOBS Insurance: Conduct of Business
- INSPRU Prudential sourcebook for Insurers
- IPRU-BANK Interim Prudential sourcebook for Banks
- IPRU-BSOC Interim Prudential sourcebook for Building Societies
- IPRU-FSOC Interim Prudential sourcebook for Friendly Societies
- IPRU-INS Interim Prudential sourcebook for Insurance
- IPRU-INV Interim Prudential sourcebook for Investment Businesses
- LR Listing Rules
- MAR Market Conduct
- MCOB Mortgages: Conduct of Business
- MIPRU Prudential sourcebook for Mortgage and Home Finance Firms, and Insurance Intermediaries
- PR Prospectus Rules
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- PROF Professional Firms
- RCB Regulated Covered Bonds
- REC Recognised Investment Exchanges and Recognised Clearing Houses
- SUP Supervision Manual
- SYSC Senior Management Arrangements, Systems and Controls
- TC Training and Competence
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- Special guides (not part of Handbook)
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- Regulatory Guides
  - BSOG The Building Societies Regulatory Guide
  - COLLG The Collective Investment Scheme Information Guide
  - EG The Enforcement Guide
  - PERG Perimeter Guidance Manual
  - RPPD Responsibilities for Fair Treatment of Customers
  - UNFCOG Unfair Contract Terms
- Interim Permitted Persons
- Unauthorised mutuals registration fees rules
Unit Trusts & OEICs (incl IMA)
- IMA Investment Management Association
- IMA Circulars
- Funds-Axis
- BIPRU Prudential sourcebook for Banks, Building Societies and Investment Firms
- CASS Client Assets sourcebook
- CIS Collective Investment Schemes
- COBS 3.5 Professional clients
- COBS 3.6 Eligible counterparties
- COLL New Collective Investment Schemes
- COLL 5.2 General investment powers and limits for UCITS schemes
- COLL 6.2 Dealing
- COLL 6.3 Valuation and pricing
- COLL 6.8 Income: accounting, allocation and distribution
- Eligible Assets Directive
- FSA Asset Management Newsletters
- IPRU-INV Interim Prudential Sourcebook: Investment Business
- OEIC Regulations 2001
- SORP for authorised funds
- UCITS Directive
- UCITS Section V Obligations re investment policies
- UPRU Prudential sourcebook for UCITS Firms
ISAs, PEPs & CTFs (incl TISA)
- TISA Tax Incentivised Savings Association
  - Contact details
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- ISA GN 4 Applications and Terms and Conditions
- ISA Regulations Glossary
- CTFs Child Trust Funds
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- PEP Regulations
- PEP Regulations Glossary
Legislation (Acts & SIs)
- FiSMA Financial Services and Markets Act 2000
- FiSMA 2000 Schedule 2 Regulated Activities
- Statutes (Acts)
- Statutory Instruments (SIs)
  - Statutory Instruments
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  - 2006
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  - 1946
  - 1988
- Regulated Activities Order (SI 2001/544)
- Trustee Act 2000
- Proceeds of Crime Act 2002
- Data Protection Act 1998
- Case Law - BAILII
Europe
- Europe
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- European Directives
- FATF Financial Action Task Force
- ESMA European Securities and Markets Authority
- EBA European Banking Authority
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- OECD Organisation for Economic Co-operation and Development
Insurance
- FSA Handbook of Rules and Guidance
- FSA Life Insurance Newsletters
- Insurance Company Regulations
Credit Unions
- Credit Union Newsletters
- CRED Credit Unions Specialist sourcebook
Taxation
- HMRC HM Revenue & Customs
- Rates of Tax and Allowances
- VAT Value Added Tax
- Business Briefs
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- Extra-Statutory Concessions
- Finance Acts
- FICO Financial Intermediaries and Claims Office
- Guidance Notes
  - Manual: CTM48000 - Authorised investment funds
  - ISA Guidance Notes
  - SDRT regime for UTs and OEICs
  - Stamp Taxes Manual
- Income and Corporation Taxes Act 1988 (Extracts from)
- Income Tax Act 2007
- ISAs, PEPs & CTFs
  - CTF Child Trust Funds
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  - ISA Regulations Glossary
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  - TISA - the Tax Incentivised Savings Association
- Offshore funds that have applied for and been granted UK distributor status
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UK Listing
- LR Listing Rules
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- Panel on Takeovers and Mergers
Trustees & Depositaries
- BNY Mellon Trust & Depositary
- BBH Brown Brothers Harriman Investor Services Limited
- CTCL Citicorp Trustee Company Limited
Accounting, Pensions and Other items
- Data Tables
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- Charity Commissioners
- Association of Investment Trust Companies
3d Anti Money Laundering
- Anti Money Laundering
- Manual Watch List Checking
- Money Laundering Regulations
- ML Regulations - Versions held within 3d
- Proceeds of Crime Act 2002
- 2nd Money Laundering Directive (2001/97/EEC)
- 3rd Money Laundering Directive (2005/60/EEC)
- European ML Directives - Versions held within 3d
- FATF Financial Action Task Force
  - FATF Financial Action Task Force
  - FATF The Forty Recommendations
- SOCA The Serious Organised Crime Agency
- Terrorism Act 2000
- Terrorism Act 2006
- Anti-terrorism, Crime and Security Act 2001
- Counter-Terrorism Act 2008
- JMLSG Joint Money Laundering Steering Group
- Money Laundering Guidance Notes
- ML Guidance - Versions held within 3d
3d Irish
- Irish Financial Services Regulatory Authority
  - News Articles
- Department of Finance
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- Ireland
- William Fry, Solicitors
Abbreviations
Additional 3d products
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- CISI - The Chartered Institute for Securities & Investment - IOC
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Contents > Regulation (FSA, ML, HMT etc) > Anti Money Laundering > Institute of Money Laundering ... > Institute of Money Laundering ...
Page last published: 13 March 2006

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Institute of Money Laundering Prevention Officers
Third Annual Conference 8 and 9 May 2006
The Midland Hotel, Manchester

IMLPO Home Page

3d Investments Limited are exhibiting and look forward to seeing you in Manchester.

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Download the conference brochure from: http://www.imlpo.com/conference/sitepix/IMLPO_2006.pdf

The Midland Hotel, Manchester - click here for location of Hotel