Site updated 23 May 2012
Regulation (FSA, ML, HMT etc)
Financial Services Authority
International Jurisdictions
Pensions Regulator
Bank of England
HM Treasury
Anti Money Laundering
Former Regulators
Mortgages
FSA Handbook of Rules and Guidance
Glossary
Rule-making instruments
Approved Persons Regime
Special guides (not part of Handbook)
Regulatory Guides
Unit Trusts & OEICs (incl IMA)
ISAs, PEPs & CTFs (incl TISA)
Legislation (Acts & SIs)
Statutes (Acts)
Statutory Instruments (SIs)
Europe
European Directives
Insurance
FSA Handbook of Rules and Guidance
Credit Unions
Taxation
Guidance Notes
ISAs, PEPs & CTFs
Tax Regulations
UK Listing
Trustees & Depositaries
Accounting, Pensions and Other items
Data Tables
Accounting
Pensions
3d Anti Money Laundering
FATF Financial Action Task Force
3d Irish
Training
Latest News
© 3d Investments Ltd 2012
Schedule 11B inserted by SI 2009/2461 with effect from 1 October 2009
Part 1 Meaning of "Connected Person"
Part 2 Connected Persons: References to an Interest in Shares or Debentures
PART 1
MEANING OF "CONNECTED PERSON"
Introduction
1.— (1) In this Schedule "manager" means a person discharging managerial responsibilities within an issuer.
(2) This Schedule defines what is meant by references in the provisions of this Part rel
3d Investment Regulation is a subscription based service.
NB: The full text of material from the trade associations IMA and TISA
is available only to members of those trade bodies.
No adverts show on pages when you subscribe.
3d Investment Regulation contains information not available in one place elsewhere,
including the FSA Handbook, European Directives,
UK legislation, HMRC documentation,
and much more.
| If you are registered with us, please login: | |
| (Need a password reminder?) |
Subscriptions to 3d Investment Regulation
are available as follows:
After registering, instant access is available following secure online payment by debit or credit card
View more information about our licences; or email us to enquire about purchasing a licence.
Otherwise, find out more about 3d Investment Regulation or register with us.