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© 3d Investments Ltd 2012
Financial Services Authority
Other FSA Publications
Enforcement and Financial Crime Division
The Small Firms Financial Crime Review
A review of the small firms sector implementation of anti-financial crime systems and controls
24 May 2010
Annex 1: Glossary
Asset freezing
See 'financial sanctions regime'.
Beneficial owner
The person who ultimately owns or controls the customer. The Money Laundering Regulations 2007 provides a definition of a beneficial owner for each of the following types of customer: bodies corporate; partnerships; trusts; entities or arrangements that administer and distribute funds; and estates of deceased persons. An entity may have more than one beneficial owner. More information can be found at: http://www.opsi.gov.uk/si/
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