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© 3d Investments Ltd 2012
Financial Services Authority
FSA Financial Crime and Intelligence Division
DATA SECURITY IN FINANCIAL SERVICES
Firms' controls to prevent data loss by their employees and third-party suppliers
24 April 2008
This is not FSA guidance
3. Findings
3.3 Staff recruitment and vetting
3.3.1 Initial Recruitment Process
3.3.3 Ongoing vetting of staff
117. One of the most important controls that firms can put in place to prevent data theft and other financial crime is a good standard of staff vetting. There have been many well-documented cases of staff either stealing customer data to use fraudulently or sell on to criminals who specialise in identity fraud. Other staff have been threatened, bribed or otherwise coerced by criminals into handi
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