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- FSA Handbook of Rules and Guidance
- Contents
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- Approved Persons Regime
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- Approved Persons Regime - summary of forms and their use
- SUP 10.4 Specification of functions
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- FiSMA Part V Performance of regulated activities
- BCOBS Banking Conduct of Business
- BIPRU Prudential sourcebook for Banks, Building Societies and Investment Firms
- BIPRU 13.3 Calculation of exposure values
- CASS Client Assets
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- COBS New Conduct of Business sourcebook
- COLL New Collective Investment Schemes
- COMP Compensation
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- CRED Credit Unions
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- DISP Dispute resolution: Complaints
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- ELM Electronic Money
- FEES Fees Manual
- FIT The Fit and Proper Test for Approved Persons
- GEN General Provisions
- GENPRU General Prudential
- ICOBS Insurance: Conduct of Business
- INSPRU Prudential sourcebook for Insurers
- IPRU-BANK Interim Prudential sourcebook for Banks
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- IPRU-FSOC Interim Prudential sourcebook for Friendly Societies
- IPRU-INS Interim Prudential sourcebook for Insurance
- IPRU-INV Interim Prudential sourcebook for Investment Businesses
- LR Listing Rules
- MAR Market Conduct
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- PR Prospectus Rules
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- PROF Professional Firms
- RCB Regulated Covered Bonds
- REC Recognised Investment Exchanges and Recognised Clearing Houses
- SUP Supervision Manual
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- TC Training and Competence
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- COLL New Collective Investment Schemes
- COLL 5.2 General investment powers and limits for UCITS schemes
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- COLL 6.8 Income: accounting, allocation and distribution
- Eligible Assets Directive
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- Legislation (Acts & SIs)
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- Income and Corporation Taxes Act 1988
- Income Tax Act 2007
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- Investment Exchanges and Clearing Houses Act 2006
- Land Registration Act 2002
- Law of Property Act 1925
- Limited Liability Partnerships Act 2000
- Powers of Attorney Act 1971
- Proceeds of Crime Act 2002
- Regulation of Financial Services (Land Transactions) Act 2005
- Sarbanes-Oxley Act of 2002
- Serious Organised Crime and Police Act 2005
- Taxation of Chargeable Gains Act 1992
- Terrorism Act 2000
- Terrorism Act 2006
- Trustee Act 1925
- Trustee Act 2000
- Trustee Investments Act 1961
- Trusts of Land and Appointment of Trustees Act 1996
- Unit Trust Records Regulations 1946
- Welfare Reform and Pensions Act 1999
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- Trustee Act 2000
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- Data Protection Act 1998
- Case Law - BAILII
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- Insurance
- FSA Handbook of Rules and Guidance
- COBS New Conduct of Business sourcebook
- GENPRU General Prudential sourcebook
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- IPRU(INS) Interim Prudential Sourcebook: Insurers
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- PricewaterhouseCoopers: news releases
- Manual Watch List Checking
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- 3d Anti Money Laundering
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- Proceeds of Crime Act 2002
- 2nd Money Laundering Directive (2001/97/EEC)
- 3rd Money Laundering Directive (2005/60/EEC)
- European ML Directives - Versions held within 3d
- FATF Financial Action Task Force
- SOCA The Serious Organised Crime Agency
- Terrorism Act 2000
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© 3d Investments Ltd 2012
Financial Services Authority
FSA Handbook of Rules and Guidance
Rule-making instruments issued in 2010
FSA 2010/2
DISPUTE RESOLUTION: COMPLAINTS (PUBLICATION OF COMPLAINTS DATA) INSTRUMENT 2010
[Made 28 January 2010] [Commencement: 6 April 2010]
Powers exercised
A. The Financial Services Authority makes this instrument in the exercise of the following powers and related provisions in the Financial Services and Markets Act 2000 ("the Act"):
(1) section 138 (General rule-making power);
(2) section 149 (Evidential provisions);
(3) section 156 (General supplementary powers);
(4) section 157(1) (Guidance).
B. The rule-making powers listed above are specified for the purposes of section 153(2) (Ru
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