| Date |
No. |
Topic |
| July 2008 |
FS08/5 |
Definition of Capital Feedback on DP07/6 |
| June 2008 |
FS08/4 |
Review of the interiaction of our solo and group capital requirements feedback on DP07/5 |
| May 2008 |
FS08/3 |
Review of the liquidity requirements for banks and buildings societies Feedback on DP07/7 |
| May 2008 |
DP08/3
|
Transparency as a Regulatory Tool
|
| April 2008 |
FS 08/2 |
Review of the Prudential Rules for Personal Investment Firms Feedback on DP07/4 |
| April 2008 |
|
Discussion Paper Enhancing group supervision under Solvency II - A joint consultation by HM Treasury and the FSA |
| March 2008 |
FS 08/1 |
Platforms and more principles-based regulation Feedback on DP07/2
|
| March 2008 |
DP08/2 |
Transparency, disclosure and conflicts of interest in the commercial insurance market
|
| January 2008 |
DP08/1
|
A review of the Structure of the Listing Regime
|
| December 2007 |
DP07/7 |
Review of the liquidity requirements for banks and Building societies |
| December 2007 |
DP07/6 |
Definition of Capital |
| December 2007 |
|
UK Discussion Paper on the Commission’s review of the financial regulatory framework for commodity and exotic derivatives - A joint consultation by HM Treasury and the FSA |
| September 2007 |
DP07/5 |
Review of the interaction of our solo and group capital requirements – Our findings |
| October 2007 |
|
Banking reform - protecting depositors: a discussion paper - A joint consultation by HM Treasury, the Bank of England, and the FSA |
| July 2007 |
DP07/4 |
Review of the Prudential Rules for Personal Investment Firms |
| July 2007 |
DP07/3 |
Trading of MTF shares: impact of proposed stamp duty changes |
| June 2007 |
DP07/2 |
Platforms: the role of wraps and fund supermarkets |
| June 2007 |
DP07/1 |
A Review of Retail Distribution |
| June 2007 |
FS07/3 |
Private equity: a discussion of risk and regulatory engagement - Feedback on DP06/6 |
| April 2007 |
FS07/2 |
Financial Ombudsman Service compulsory jurisdiction: funding review |
| November 2006 |
DP06/6 |
Private equity: a discussion of risk and regulatory engagement |
| November 2006 |
DP06/5 |
FSA confirmation of Industry Guidance |
| September 2006 |
DP06/4 |
The responsibilities of providers and distributors for the fair treatment of customers |
| July 2006 |
FS06/4 |
Trading transparency in the UK secondary bond markets - Feedback on DP05/5 |
| May 2006 |
DP06/3 |
Implementing MiFID’s best execution requirements |
| April 2006 |
FS05/4 |
Feedback Statement - Hedge Funds: A Discussion of Risks and Regulatory Engagement |
| April 2006 |
DP06/2 |
Financial Ombudsman Service compulsory jurisdiction: funding review |
| March 2006 |
FS06/3 |
Wider-range Retail Investment Products - Consumer protection in a rapidly changing world - Feedback on DP05/3 |
| March 2006 |
FS06/2 |
Hedge funds: A discussion of risk and regulatory engagement - Feedback on DP05/4 |
| September 2005 |
DP05/5 |
Trading transparency in the UK secondary bond markets |
| June 2005 |
DP05/4 |
Hedge Funds: A Discussion of Risks and Regulatory Engagement |
| March 2006 |
FS06/3 |
Wider-range Retail Investment Products Consumer protection in a rapidly changing world - Feedback on DP05/3 |
| June 2005 |
DP05/3 |
Wider range retail investment products: Consumer Protection in a Rapidly Changing World |
| May 2005 |
DP05/2 |
Stress Testing |
| February 2005 |
DP05/1 |
Integrated Regulatory Reporting (IRR) for: Deposit takers, principal position takers, and other investment firms subject to the Capital Requirements Directive |
| July 2004 |
DP04/1 |
Projections review - The case for change |
| December 2003 |
DP26 |
Developing our policy on fraud and dishonesty |
| November 2004 |
FS04/1 |
Development of transaction monitoring systems |
| December 2003 |
DP25 |
Development of transaction monitoring systems |
| October 2003 |
DP24 |
Liquidity risk in the Integrated Prudential sourcebook: a quantitative framework |
| October 2003 |
DP23 |
The FSA's approach to implementing the Freedom of Information Act 2000 |
| August 2003 |
DP22 |
Reducing money laundering risk: Know Your Customer and anti-money laundering monitoring |
| March 2003 |
DP21 |
Implementation of the Distance Marketing Directive |
| February 2003 |
DP20 |
Issues for with-profits business arising from the Sandler Review |
| July 2003 |
FS19 |
Feedback Statement on DP19 - Options for regulating the sale of "simplified investment products" |
| January 2003 |
DP19 |
Options for regulating the sale of "simplified investment products" |
| October 2002 |
DP18 |
An ethical framework for financial services |
| October 2002 |
DP17 |
Short selling |
| April 2003 |
FS17 |
Short selling: Feedback on DP17 |
| August 2002 |
DP16 |
Hedge funds and the FSA |
| March 2003 |
FS16 |
Hedge funds and the FSA: Feedback statement on DP16 |
| July 2002 |
DP15 |
Investment research: Conflicts & other issues |
| July 2002 |
DP14 |
Review of the listing regime |
| January 2003 |
FS14 |
Review of the Listing Regime: Feedback on DP14 |
| July 2002 |
DP13 |
UK implementation of the new Basel and EU capital adequacy standards |
| May 2002 |
DP12 |
The new regulatory reporting environment |
| May 2002 |
DP11 |
Cross-Sector Risk Transfers |
| December 2002 |
FS11 |
Feedback on responses to Discussion Paper 11 on Cross-sector risk transfers |
| December 2001 |
DP10 |
Split Capital Closed End Funds |
| November 2001 |
DP9 |
Examination Review |
| May 2002 |
FS9 |
Feedback Statement to DP9: Examination Review |
| October 2001 |
DP8 |
Single pricing of collective investment schemes: a review |
| July 2001 |
DP7 |
Treating customers fairly after the point of sale |
| June 2001 |
DP6 |
The FSA’s approach to the regulation of e-commerce |
| April 2001 |
DP5 |
Best Execution |
| November 2000 |
DP4 |
Informing Consumers: a review of product information at the point of sale |
| May 2000 |
DP3 |
The FSA's approach to the regulation of the conduct of stakeholder pensions business |
| January 2000 |
DP2 |
The FSA’s approach to regulation of the market infrastructure |
| June 1999 |
|
Response Paper on Consultation Paper 16: The Future Regulation of Lloyd's |
| June 1999 |
|
Response Paper to Comments on Discussion Paper: The Future Regulation of Inter-Professional Business |
| October 1998 |
DP1 |
Differentiated regulatory approaches: future regulation of inter-professional business |
| July 1994 |
|
Implementation of the Investment Services Directive and Capital |
| February 1994 |
|
Regulation of the United Kingdom Equity Markets |
| October 1993 |
|
Financing Investors' Compensation |
| October 1993 |
|
Regulated Collective Investment Schemes: Key Policy Issues |
| August 1993 |
|
Custody Review |
| October 1991 |
|
Retail Regulation Review Discussion Paper 3: Disclosure |
| September 1991 |
|
Retail Regulation Review Discussion Paper 2: Polarisation |
| June 1991 |
|
Retail Regulation Review Discussion Paper 1: Financing the Compensation Liabilities of FIMBRA Members |
| February 1989 |
|
Soft Commission Arrangements in the Securities Market |