Contents > Regulation (FSA, ML, HMT etc) > Financial Services Authority > Consultation Papers > FSA Discussion Papers
Page last published: 26 August 2008

Date	No.	Topic
July 2008	FS08/5	Definition of Capital Feedback on DP07/6
June 2008	FS08/4	Review of the interiaction of our solo and group capital requirements feedback on DP07/5
May 2008	FS08/3	Review of the liquidity requirements for banks and buildings societies Feedback on DP07/7
May 2008	DP08/3	Transparency as a Regulatory Tool
April 2008	FS 08/2	Review of the Prudential Rules for Personal Investment Firms Feedback on DP07/4
April 2008		Discussion Paper Enhancing group supervision under Solvency II - A joint consultation by HM Treasury and the FSA
March 2008	FS 08/1	Platforms and more principles-based regulation Feedback on DP07/2
March 2008	DP08/2	Transparency, disclosure and conflicts of interest in the commercial insurance market
January 2008	DP08/1	A review of the Structure of the Listing Regime
December 2007	DP07/7	Review of the liquidity requirements for banks and Building societies
December 2007	DP07/6	Definition of Capital
December 2007		UK Discussion Paper on the Commission’s review of the financial regulatory framework for commodity and exotic derivatives - A joint consultation by HM Treasury and the FSA
September 2007	DP07/5	Review of the interaction of our solo and group capital requirements – Our findings
October 2007		Banking reform - protecting depositors: a discussion paper - A joint consultation by HM Treasury, the Bank of England, and the FSA
July 2007	DP07/4	Review of the Prudential Rules for Personal Investment Firms
July 2007	DP07/3	Trading of MTF shares: impact of proposed stamp duty changes
June 2007	DP07/2	Platforms: the role of wraps and fund supermarkets
June 2007	DP07/1	A Review of Retail Distribution
June 2007	FS07/3	Private equity: a discussion of risk and regulatory engagement - Feedback on DP06/6
April 2007	FS07/2	Financial Ombudsman Service compulsory jurisdiction: funding review
November 2006	DP06/6	Private equity: a discussion of risk and regulatory engagement
November 2006	DP06/5	FSA confirmation of Industry Guidance
September 2006	DP06/4	The responsibilities of providers and distributors for the fair treatment of customers
July 2006	FS06/4	Trading transparency in the UK secondary bond markets - Feedback on DP05/5
May 2006	DP06/3	Implementing MiFID’s best execution requirements
April 2006	FS05/4	Feedback Statement - Hedge Funds: A Discussion of Risks and Regulatory Engagement
April 2006	DP06/2	Financial Ombudsman Service compulsory jurisdiction: funding review
March 2006	FS06/3	Wider-range Retail Investment Products - Consumer protection in a rapidly changing world - Feedback on DP05/3
March 2006	FS06/2	Hedge funds: A discussion of risk and regulatory engagement - Feedback on DP05/4
September 2005	DP05/5	Trading transparency in the UK secondary bond markets
June 2005	DP05/4	Hedge Funds: A Discussion of Risks and Regulatory Engagement
March 2006	FS06/3	Wider-range Retail Investment Products Consumer protection in a rapidly changing world - Feedback on DP05/3
June 2005	DP05/3	Wider range retail investment products: Consumer Protection in a Rapidly Changing World
May 2005	DP05/2	Stress Testing
February 2005	DP05/1	Integrated Regulatory Reporting (IRR) for: Deposit takers, principal position takers, and other investment firms subject to the Capital Requirements Directive
July 2004	DP04/1	Projections review - The case for change
December 2003	DP26	Developing our policy on fraud and dishonesty
November 2004	FS04/1	Development of transaction monitoring systems
December 2003	DP25	Development of transaction monitoring systems
October 2003	DP24	Liquidity risk in the Integrated Prudential sourcebook: a quantitative framework
October 2003	DP23	The FSA's approach to implementing the Freedom of Information Act 2000
August 2003	DP22	Reducing money laundering risk: Know Your Customer and anti-money laundering monitoring
March 2003	DP21	Implementation of the Distance Marketing Directive
February 2003	DP20	Issues for with-profits business arising from the Sandler Review
July 2003	FS19	Feedback Statement on DP19 - Options for regulating the sale of "simplified investment products"
January 2003	DP19	Options for regulating the sale of "simplified investment products"
October 2002	DP18	An ethical framework for financial services
October 2002	DP17	Short selling
April 2003	FS17	Short selling: Feedback on DP17
August 2002	DP16	Hedge funds and the FSA
March 2003	FS16	Hedge funds and the FSA: Feedback statement on DP16
July 2002	DP15	Investment research: Conflicts & other issues
July 2002	DP14	Review of the listing regime
January 2003	FS14	Review of the Listing Regime: Feedback on DP14
July 2002	DP13	UK implementation of the new Basel and EU capital adequacy standards
May 2002	DP12	The new regulatory reporting environment
May 2002	DP11	Cross-Sector Risk Transfers
December 2002	FS11	Feedback on responses to Discussion Paper 11 on Cross-sector risk transfers
December 2001	DP10	Split Capital Closed End Funds
November 2001	DP9	Examination Review
May 2002	FS9	Feedback Statement to DP9: Examination Review
October 2001	DP8	Single pricing of collective investment schemes: a review
July 2001	DP7	Treating customers fairly after the point of sale
June 2001	DP6	The FSA’s approach to the regulation of e-commerce
April 2001	DP5	Best Execution
November 2000	DP4	Informing Consumers: a review of product information at the point of sale
May 2000	DP3	The FSA's approach to the regulation of the conduct of stakeholder pensions business
January 2000	DP2	The FSA’s approach to regulation of the market infrastructure
June 1999		Response Paper on Consultation Paper 16: The Future Regulation of Lloyd's
June 1999		Response Paper to Comments on Discussion Paper: The Future Regulation of Inter-Professional Business
October 1998	DP1	Differentiated regulatory approaches: future regulation of inter-professional business
July 1994		Implementation of the Investment Services Directive and Capital
February 1994		Regulation of the United Kingdom Equity Markets
October 1993		Financing Investors' Compensation
October 1993		Regulated Collective Investment Schemes: Key Policy Issues
August 1993		Custody Review
October 1991		Retail Regulation Review Discussion Paper 3: Disclosure
September 1991		Retail Regulation Review Discussion Paper 2: Polarisation
June 1991		Retail Regulation Review Discussion Paper 1: Financing the Compensation Liabilities of FIMBRA Members
February 1989		Soft Commission Arrangements in the Securities Market

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Financial Services Authority Discussion Papers

Financial Services Authority
Discussion Papers