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- FSA Handbook of Rules and Guidance
- Contents
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- Statutes Listing
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- Income and Corporation Taxes Act 1988
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- Powers of Attorney Act 1971
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- Terrorism Act 2000
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© 3d Investments Ltd 2012
Financial Services Authority
FSA Handbook of Rules and Guidance
Block 5 Specialist sourcebook
COLL The New Collective Investment Schemes sourcebook
COLL 6 OPERATING DUTIES AND RESPONSIBILITIES 
COLL 6.2 Dealing
Made 18 March 2004 Commencement: 1 April 2004
Application
6.2.1 R This section applies to an authorised fund manager, a depositary, an ICVC and any other director of an ICVC.
6.2.1R amended by FSA 2006/34 with effect from 6 October 2006 Original Text
Purpose
6.2.2 G (1) This section helps in achieving the regulatory objective of securing an appropriate degree of protection for consumers. In accordance with Principle 6, this section is also concerned
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