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- FSA Handbook of Rules and Guidance
- Contents
- Glossary
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- Approved Persons Regime
- APER Statements of Principle and Code of Practice for Approved Persons
- FIT The Fit and Proper Test for Approved Persons
- SUP 10 Approved persons
- Approved Persons Regime Forms
- Approved Persons Regime - summary of forms and their use
- SUP 10.4 Specification of functions
- SUP 10.4.5 Table of Controlled functions
- FiSMA Part V Performance of regulated activities
- BCOBS Banking Conduct of Business
- BIPRU Prudential sourcebook for Banks, Building Societies and Investment Firms
- CASS Client Assets
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- COBS New Conduct of Business sourcebook
- COLL New Collective Investment Schemes
- COMP Compensation
- COND Threshold Conditions
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- DISP Dispute resolution: Complaints
- DTR Disclosure Rules and Transparency Rules
- ELM Electronic Money
- FEES Fees Manual
- FIT The Fit and Proper Test for Approved Persons
- GEN General Provisions
- GENPRU General Prudential
- ICOBS Insurance: Conduct of Business
- INSPRU Prudential sourcebook for Insurers
- IPRU-BANK Interim Prudential sourcebook for Banks
- IPRU-BSOC Interim Prudential sourcebook for Building Societies
- IPRU-FSOC Interim Prudential sourcebook for Friendly Societies
- IPRU-INS Interim Prudential sourcebook for Insurance
- IPRU-INV Interim Prudential sourcebook for Investment Businesses
- LR Listing Rules
- MAR Market Conduct
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- PROF Professional Firms
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- TC Training and Competence
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- Special guides (not part of Handbook)
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- BIPRU 13.3 Calculation of exposure values
- Unit Trusts & OEICs (incl IMA)
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- COBS 3.5 Professional clients
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- COLL New Collective Investment Schemes
- COLL 5.2 General investment powers and limits for UCITS schemes
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- Eligible Assets Directive
- FSA Asset Management Newsletters
- IPRU-INV Interim Prudential Sourcebook: Investment Business
- OEIC Regulations 2001
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- Legislation (Acts & SIs)
- FiSMA Financial Services and Markets Act 2000
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- Statutes (Acts)
- Statutes Listing
- Bank of England Act 1998
- Child Trust Funds Act 2004
- Companies Act 1985
- Companies Act 1989
- Companies Act 2006
- Criminal Justice Act 1993
- Data Protection Act 1998
- Electronic Communications Act 2000
- Enterprise Act 2002
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- Income and Corporation Taxes Act 1988
- Income Tax Act 2007
- Insolvency Act 1986
- Investment Exchanges and Clearing Houses Act 2006
- Land Registration Act 2002
- Law of Property Act 1925
- Limited Liability Partnerships Act 2000
- Powers of Attorney Act 1971
- Proceeds of Crime Act 2002
- Regulation of Financial Services (Land Transactions) Act 2005
- Sarbanes-Oxley Act of 2002
- Serious Organised Crime and Police Act 2005
- Taxation of Chargeable Gains Act 1992
- Terrorism Act 2000
- Terrorism Act 2006
- Trustee Act 1925
- Trustee Act 2000
- Trustee Investments Act 1961
- Trusts of Land and Appointment of Trustees Act 1996
- Unit Trust Records Regulations 1946
- Welfare Reform and Pensions Act 1999
- Statutory Instruments (SIs)
- Regulated Activities Order (SI 2001/544)
- Trustee Act 2000
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- Data Protection Act 1998
- Case Law - BAILII
- Europe
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- Insurance
- FSA Handbook of Rules and Guidance
- COBS New Conduct of Business sourcebook
- GENPRU General Prudential sourcebook
- ICOBS Insurance: Conduct of Business
- INSPRU Prudential sourcebook for Insurers
- IPRU(FSOC) Interim Prudential sourcebook for Friendly Societies
- IPRU(INS) Interim Prudential Sourcebook: Insurers
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- Income Tax Act 2007
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- PricewaterhouseCoopers: news releases
- Manual Watch List Checking
- Charity Commissioners
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- 3d Anti Money Laundering
- Anti Money Laundering
- Manual Watch List Checking
- Money Laundering Guidance Notes
- Money Laundering Regulations
- Proceeds of Crime Act 2002
- 2nd Money Laundering Directive (2001/97/EEC)
- 3rd Money Laundering Directive (2005/60/EEC)
- FATF Financial Action Task Force
- SOCA The Serious Organised Crime Agency
- JMLSG Joint Money Laundering Steering Group
- Terrorism Act 2000
- ML Regulations - Versions held within 3d
- Terrorism Act 2006
- ML Guidance - Versions held within 3d
- European ML Directives - Versions held within 3d
- Anti-terrorism, Crime and Security Act 2001
- Counter-Terrorism Act 2008
- 3d Irish
- Abbreviations
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© 3d Investments Ltd 2012
Anti Money Laundering
For information on the JMLSG Help Desk,
see note from 3 March 2006
Go to 3d's WATCH LIST CHECKING facility now
The Money Laundering Regulations 2007 (SI 2007/2157)
Versions of the Money Laundering Regulations held within 3d
European Directives and Regulations
2006/70/EC Implementing measures for Directive 2005/60/EC
1287/2006 Commission Regulation implementing Directive 2004/39/EC
2005/60/EC Third Money Laundering Directive
2001/97/EC Second Money Laundering Directive
91/308/EEC Money Laundering Directive - repealed
Versions of the European Directives held within 3d
Money Laundering Sourcebook (ML) **** ML DELETED BY FSA 2006/1 **** with effect from 31 August 2006. Material amended and moved to SYSC
Update on money laundering - Letter from Carol Sergeant (September 2003)
Money Laundering - Domestic Banking (FSA, July 2002)
FSA Briefing note: Identification of existing customers by regulated firms - July 2003
FSA Money Laundering Statement: Using national and international findings on material deficiencies
Post 11 September - Lists of alleged terrorist suspects, 21 December 2001
OFAC's SDN List; 24 September 2001
FSA — The Money Laundering Theme: Tackling our new responsibilities; July 2001
British Bankers' Association (BBA)
Institute of Money Laundering Prevention Officers (IMLPO)
The Serious Organised Crime Agency (SOCA)
Organisation for Economic Co-operation and Development (OECD)
Financial Action Task Force (FATF)
HMT Money Laundering Advisory Committee (MLAC)
Office of Fair Trading (OFT): Money Laundering Regulations 2007
Suggested MLRO good practice framework
OECD News Release 18 April 2002
The OECD issues the List of Unco-operative Tax Havens
Giving Guidance on the JMLSG Guidance Notes: the Role of the FSA (FSA, 15 July 2002)
Bank of England: Consolidated List of Financial Sanctions Targets in the UK
HMRC
6 May 2008: Update for Trust or Company Service Providers
Business Brief 08/05: Accountancy Service Providers – Introduction of a register
Business Brief 08/06: Money Laundering Regulations - registration fee announced for 2008/09
Business Brief 08/37: Money Laundering Regulations 2007
PR NAT 08/35: Guidance update for businesses covered by Money Laundering Regulations
PR NAT 08/07: Money Laundering Regulations Registration deadline on the horizon
Joint Money Laundering Steering Group (JMLSG)
Versions of the JMLSG Guidance Notes held within 3d
JMLSG Note: Proceeds of Crime Act 2002 (August 2002)
JMLSG: Draft Revised Guidance Notes for the Financial Sector: A Consultative Draft - November 2002
Outline of the changes made in the December 2001 edition