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Site updated 3 Feb 2012

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© 3d Investments Ltd 2012

Home > Client Comment

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Client Comment

3d asks clients to provide feedback on their usage and perception of 3d Investment Regulation. The following comments have been received:

"3d is much more user friendly than the FSA website!!"

"I do read the emails that are sent by 3d and I particularly like the email alert that you set up for me for the FSA fees calculator page"

"Easier to navigate and search than the FSA website"

"The bar on the left allowing quick click to different FSA rulebooks"

"Easy to navigate and easy to find information required"

"I can find things easily and link back to previous regulations to see how they have changed and when"

"Ease of use and scope. Very clear and concise. No verbose wording"

"Excellent one stop shop"

"It is easy to navigate and the text and layout is clear for the individual rules"

"... I can cut and paste sections of documents into my own word documents"

"... it is a place I can use to look up anything in relation to regulations"

"Source for COLL sourcebook"

"Ease of access to information"

"Good database of current and historical events"

"Easy to navigate, clear layout, good quantity of information"

"Speed of response"

"It is ... very well presented which makes any search easy to complete"

"... useful for checking/looking things up"

"Quick, good links within the text and always available"

"It saves having to trawl through the FSA websites and has hyperlinks to other reference points"

"I have been using the system now for a number of years so find it easy to use. However when I initially used the system no training was provided. I would however state that I don't feel that this disadvantaged me in any way as the system is so user friendly."

"Vast encyclopaedia of knowledge"

"A central location for regulatory information"

"I like the fact that it is a one stop shop, from where I can interactively drill down into all related legislation"

"The link between different sources of regulation"

"Its quick and easy to use and has a wide range of regulations/Acts/guidance all at one stop shop"

"Easy to navigate around. Particularly like money laundering pages"

"The fact that I can look up the regulations on my PC and know that it is up to date. A very useful tool to have in the office"

"Easy to use and navigate around the system, big help in resolving technical/Regulatory enquiries"

"It's a tool I need to use - it doesn't come down to liking or disliking"

"Rules, legislation, Industry Bodies and other related material together in one place"

"A lot of content from a myriad of sources in one place"

"It is extremely helpful to my role as it enables me to access the exact wording of regulations and have the interpretive discussions with Compliance when fund managers or other people in [my firm] have regulatory questions in respect of their systems, controls and processes. So, its accessibility is what I like"

"It's at my finger tips"

"It is so much better than having a paper copy of the regulations to refer to"

3d has its own LinkedIn network. To view it please visit www.linkedin.com/in/3dinvestments. It includes a fine recommendation for the use of 3d Investment Regulation.

- Latest additions

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  • FSA Statement relating to commencement of Enforcement action against UBS AG
  • London Stock Exchange Notice 2012/N04 MF Global UK Limited – in default – updated Hammer Prices, new Default Official, progress update and final date for submissions
  • Guernsey Financial Services Commission: Changes to the AML/CFT Handbooks
  • Guernsey Financial Services Commission: Guernsey adopts new Terrorist Asset-Freezing Law
  • IMA Circular 2012/031 FSA Quarterly Consultation Paper 31 – Draft IMA response to Chapter 8
  • IMA Circular 2012/030 IMA Good Practice Workshops
  • IMA Circular 2012/029 HMRC Review of Double Taxation Treaties – final IMA response
  • London Stock Exchange Notice 2012/N03 Consultation on Proposed Rule Amendments - Exchange enforced cancellation
  • ACCA UK Financial Services Network Meeting: The changes at FSA and whether they will work
  • London Stock Exchange Notice 2012/N02 Confirmation of Proposed Rule Amendments - Settlement Rules
  • Pensions Regulator: PN12-02 FSD determination in Box Clever case
  • FSA Speech by David Lawton: MiFID II: A Regulator’s viewpoint
  • FSA Final Notice: Ravi Shankar Sinha
  • FSA Press Release 2012/009 FSA bans and fines former JC Flowers UK CEO Ravi Sinha £2.86m for fraudulent invoicing scheme
  • PricewaterhouseCoopers News Release: Financial Services Bill leaves many questions unanswered – PwC comments
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