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Site updated 4 Sep 2010

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Client Comment

3d has its own LinkedIn network.
To view it please visit www.linkedin.com/in/3dinvestments.
It includes a fine recommendation for the use of 3d Investment Regulation.

3d asked clients to provide feedback on their usage and perception of 3d Investment Regulation. The following comments were received in response to:
"What do you like about 3d Investment Regulation?"

"Easier to navigate and search than the FSA website"

"The bar on the left allowing quick click to different FSA rulebooks"

"Easy to navigate and easy to find information required"

"I can find things easily and link back to previous regulations to see how they have changed and when"

"Ease of use and scope. Very clear and concise. No verbose wording"

"Excellent one stop shop"

"It is easy to navigate and the text and layout is clear for the individual rules"

"... I can cut and paste sections of documents into my own word documents"

"... it is a place I can use to look up anything in relation to regulations"

"Source for COLL sourcebook"

"Ease of access to information"

"Good database of current and historical events"

"Easy to navigate, clear layout, good quantity of information"

"Speed of response"

"It is ... very well presented which makes any search easy to complete"

"... useful for checking/looking things up"

"Quick, good links within the text and always available"

"It saves having to trawl through the FSA websites and has hyperlinks to other reference points"

"I have been using the system now for a number of years so find it easy to use. However when I initially used the system no training was provided. I would however state that I don't feel that this disadvantaged me in any way as the system is so user friendly."

"Vast encyclopaedia of knowledge"

"A central location for regulatory information"

"I like the fact that it is a one stop shop, from where I can interactively drill down into all related legislation"

"The link between different sources of regulation"

"Its quick and easy to use and has a wide range of regulations/Acts/guidance all at one stop shop"

"Easy to navigate around. Particularly like money laundering pages"

"The fact that I can look up the regulations on my PC and know that it is up to date. A very useful tool to have in the office"

"Easy to use and navigate around the system, big help in resolving technical/Regulatory enquiries"

"It's a tool I need to use - it doesn't come down to liking or disliking"

"Rules, legislation, Industry Bodies and other related material together in one place"

"A lot of content from a myriad of sources in one place"

"It is extremely helpful to my role as it enables me to access the exact wording of regulations and have the interpretive discussions with Compliance when fund managers or other people in [my firm] have regulatory questions in respect of their systems, controls and processes. So, its accessibility is what I like"

"It's at my finger tips"

"It is so much better than having a paper copy of the regulations to refer to"

- Latest additions

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  • IMA Circular 2010/331 Occupational Pension Schemes (Investment) (Amendment) Regulations 2010: SI 2010/2161
  • Statutory Instrument 2010/2161 The Occupational Pension Schemes (Investment) (Amendment) Regulations 2010
  • CEBS News: CEBS today publishes its revised Guidelines on the management of concentration risk under the supervisory review process and Position paper on the recognition of diversification benefits under Pillar 2
  • Isle of Man FSC Press Release: Amendments to the Anti-Money Laundering and Countering the Financing of Terrorism Handbook 1 September 2010
  • CEBS News: CEBS has commented on the EU Commission green paper on corporate governance in financial institutions and remuneration policies
  • FSA Final Notice: Simon Gowler
  • Ireland: William Fry: Exchange Traded Funds and Ireland
  • HMRC Business Brief 38/10 Finnish Greek and Irish dividends
  • CESR/08-742 Updated - Measures adopted by CESR Members on short-selling
  • FSA Press Release 2010/139 FSA bans insurance broker David Marriott for persistent misuse of client money
  • FSA Press Release 2010/138 FSA fines Moneywise IFA Limited for advice failings in relation to platforms
  • FSA Final Notice: David John Marriott
  • FSA Final Notice: Moneywise IFA Limited
  • Funds-Axis Course: UCITS III - Derivatives & Eligible Assets
  • IMA Circular 2010/330 FSA CP10/15: Quarterly CP (July 2010) - Disclosure of commitment to the stewardship code principles
  • More additions
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