Site updated 3 Feb 2012
© 3d Investments Ltd 2012
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3d Investment Regulation is a regulatory database
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FSA Statement relating to commencement of Enforcement action against UBS AG London Stock Exchange Notice 2012/N04 MF Global UK Limited – in default – updated Hammer Prices, new Default Official, progress update and final date for submissions Guernsey Financial Services Commission: Changes to the AML/CFT Handbooks Guernsey Financial Services Commission: Guernsey adopts new Terrorist Asset-Freezing Law IMA Circular 2012/031 FSA Quarterly Consultation Paper 31 – Draft IMA response to Chapter 8 IMA Circular 2012/030 IMA Good Practice Workshops IMA Circular 2012/029 HMRC Review of Double Taxation Treaties – final IMA response London Stock Exchange Notice 2012/N03 Consultation on Proposed Rule Amendments - Exchange enforced cancellation ACCA UK Financial Services Network Meeting: The changes at FSA and whether they will work London Stock Exchange Notice 2012/N02 Confirmation of Proposed Rule Amendments - Settlement Rules Pensions Regulator: PN12-02 FSD determination in Box Clever case FSA Speech by David Lawton: MiFID II: A Regulator’s viewpoint FSA Final Notice: Ravi Shankar Sinha FSA Press Release 2012/009 FSA bans and fines former JC Flowers UK CEO Ravi Sinha £2.86m for fraudulent invoicing scheme PricewaterhouseCoopers News Release: Financial Services Bill leaves many questions unanswered – PwC comments More additions
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