About us

Our company

3d Investment Regulation is a subscription based service owned, maintained and distributed by 3d Investments Limited since 1996.

Our data

Our growing database contains 59480 pages of information relevant to the financial services industry worldwide, including:

Anti-Money Laundering: JMLSG Guidance Notes for the UK Financial Sector, European Directives, UK legislation (including Proceeds of Crime Act and Terrorism Act), Bank of England Notices, FATF Recommendations
Europe: Member States, Directives, Speeches, Press Releases and items issued by CESR, CEBS, CEIOPS, ESC. ESME
European Directives - UCITS, Markets in Financial Instruments (MiFID), Eligible Assets, Capital Requirements, Payment Services, Transparency, Prospectus, Credit Institutions, E-Commerce, Savings, Money Laundering, Distance Marketing, Financial Conglomerates, PLC Safeguards, plus Council Regulations and Decisions
FSA items: Press Releases, Speeches, EU related documents, Policy Statements, Consultation Papers, Discussion Papers, Feedback Statements, Newsletters, Bulletins, Reporting, Disciplinary Notices, Guidance Notes, Annual Reports, Management Plans, Recognised Investment Exchanges and other recognised bodies
FSA Handbook modules: Glossary, PRIN, SYSC, COND, APER, FIT, GEN, FEES, GENPRU, BIPRU, INSPRU, MIPRU, UPRU, IPRU(INV), COB, COBS, ICOBS, MCOB, CASS, MAR, TC, SUP, DEPP, DISP, COMP, COAF, CIS, COLL, CRED, ELM, PROF, RCB, REC, LR, PR, DTR, Special guides, Regulatory Guides (BSOG, COLLG, EG, PERG, RPPD, UNFCOG), UKLA, Legal Instruments, Handbook Notices, Development Newsletters, Waivers, Forms
International Jurisdictions: Gibraltar, Guernsey, Ireland, Isle of Man, Jersey, Luxembourg plus list of regulatory authorities and supervisory agencies worldwide. International Organisations: EEA, FATF, IAIS, IASB, IOSCO
Previous Self-Regulatory Organisations: IMRO, PIA, LAUTRO, FIMBRA and SFA Rules and Regulations, plus IMRO Reporters and PIA Regulatory Updates
ISA and PEP Regulations, HMRC Guidance Notes for ISA and PEP Managers, ISA and PEP Bulletins, Consultation Papers, Press Releases
Child Trust Fund legislation, CTF Bulletins and HMRC Guidance Notes for CTF Providers
HM Revenue and Customs: Rates of Tax and Allowances, Retail Prices Index, Collective Investment Schemes manual, Tax Bulletins, Press Releases, Recognised Stock Exchanges Overseas, Shares of Negligible Value, Tax Regulations
VAT, including HMRC Press Bulletins, VAT Notices, Business Briefs
Financial Services and Markets Act 2000 in its entirety - fully consolidated by amending instruments
Trustee Acts of 1925 and 2000, Trustee Investments Act 1961, Power of Attorney legislation
HM Treasury: Consultation and other Papers, News Releases
Data Protection Act 1998 and Legal Guidance
Statutory Instruments 1988 onwards
Relevant sections of the Companies Acts, Finance Acts, Insolvency Act and Taxes Acts
UK Listing Authority: LIST! Newsletters, MarketWatch Newsletters, City Code on Takeovers and Mergers, Rules of the London Stock Exchange, The Takeover Panel: Code Committee Statements, Consultation Papers, Practice Statements
SORPs on Financial Statements of Authorised Funds, Financial Statements of Investment Trust Companies and Accounting and Reporting by Charities. Also included: ACCA UK Financial Services Network Programme, Accounting Standard summaries, APB Practice Note 21
Brown Brothers Harriman Investor Services Limited (BBH) OEICs/UTs Updates
Citicorp Trustee Co Ltd (CTCL) News and Views
Bank of New York Trust & Depositary Co Ltd (BoNY) Fund Focus Newsletters
IMA Regulation and Taxation circulars since 1996
[Full and Affiliate Members of IMA only]
TISA Bulletins since 1995 [TISA Members only]

3d Investment Regulation assists firms in:

ensuring relevant rules and regulations are available to all
promoting greater compliance awareness throughout operations
helping reduce the direct regulatory burden
providing appropriate knowledge to support compliance staff
making best use of dedicated compliance resources
identifying the regulatory responsibilities of an individual's function.

Key Features

Cost-effective on-screen facility replaces your regulatory manuals, rule books, acts, statutory instruments, consultative papers and guidance notes
Easy to use with a familiar internet browser look
Extensively cross-referenced, the index and comprehensive search facility ensures all relevant material is readily accessible
Provides one central source of information for all relevant technical data
Kept totally up-to-date as soon as is practically possible
Contains all the latest regulatory requirements, whilst retaining a history of change
Developed by professionals experienced in the regulatory compliance required of operators in financial services

Our logo

The 3d logo is owned by 3d Investments Limited and is made up of two elements which together make up the registered UK service mark, with number 2438656:
(1) the symbol (the light shining down); and
(2) the 3d characters.
Copyright subsists in the 3d logo.