3d Investment Regulation
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Site updated 10 Mar 2010

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The online solution to managing investment regulation in the UK

Welcome to 3d Investment Regulation - a cost effective resource available 24 hours a day, 7 days a week. 3d contains a unique searchable database covering all matters relating to investment operations in the UK, including in-depth coverage of the regulatory regime of the Financial Services Authority.

The FSA has said:
"If a compliance department is to be fully effective it needs to keep up-to-date with regulatory requirements and market developments" and it wishes to "promote better regulation" and greater compliance with it's rules.

Constantly updated and extensively cross-referenced,
3d Investment Regulation is an invaluable tool in a sector where non-compliance is a very risky business.

3d Investment Regulation contains information not available in one place elsewhere, including the FSA Handbook, European Directives, UK legislation, HMRC documentation, JMLSG Guidance Notes and much more, along with IMA circulars and TISA bulletins for trade body members.

Want to know more, including pricing?

This growing library of data provides access to 57422 pages of relevant information, both current and historic - out of date pages are not removed but, wherever possible, the status is brought to the attention of the reader.

A major benefit of using the 3d service is that we convert pdf files to text to ensure the highest level of accessible, consolidated information, with text of all changes retained.

A key feature of the service is that the system is kept totally up-to-date as soon as is practically possible. There is thus minimal manual effort involved in keeping abreast of changes.

Subscribers can 'watch' individual pages and choose to receive a weekly email showing Latest Additions, Events and Deadlines coming up and the most popular pages.

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To find out what clients think of our service, please see
some comments by regular users of 3d.

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Important note

Please note:
3d Investment Regulation is a subscription based service


Other products

FSAssist - the FSA Returns spreadsheet-based system

3d JMLSG, including guidance on the Prevention of Money Laundering and the Financing of Terrorism for the Financial Services Industry

Penumbra - pension regulations service

- Latest additions

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  • IMA Circular 2010/099 Draft IMA response to HMT consultation on managing complex creditor positions
  • Child Trust Fund Bulletin Number 43 Mrs CTF Liaison Officer, Extended filing period, annual information returns, Customer Contact Online Services, Amendment Regulations
  • FSA Consultation Paper 10/06 The assessment and redress of Payment Protection Insurance complaints - Feedback on CP09/23 and further consultation
  • FSA Final Notice: Mr Adam John Lucas trading as People Loans
  • FSA Statement: Liquidity Calibration statement
  • Germany Financial Supervisory Authority General Decree on the introduction of a transparency obligation for net short-selling positions
  • IMA Circular 2010/098 Germany updates its short selling disclosure regime
  • IMA Circular 2010/097 HMT Consultation on Investment Firm resolution – Cost Benefit Analysis
  • CESR/10-222 Frequently Asked Questions: The EU Regulation on Credit Rating Agencies: Common Positions agreed by CESR Members
  • IMA Circular 2010/096 Winding up and terminating AUTs: Final response to FSA CP10/01 Chapter 4
  • IMA Circular 2010/095 Draft IMA Response to HMT Consultation on Reconciling and Returning Client Property
  • Hong Kong Securities and Futures Commission Press Release: SFC to adopt new short-position reporting regime
  • CESR/10-299 Letter to the Commission: Pan-European Short Selling Disclosure Regime
  • CESR/10-298 Press Release: CESR recommends the European Institutions introduce a pan-European short selling disclosure regime
  • CESR/10-089 Feedback Statement: CESR Proposal for a Pan-European Short Selling Disclosure Regime
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