3d Investment Regulation
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Site updated 7 Jan 2009

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The online solution to managing investment regulation in the UK

Welcome to 3d Investment Regulation - a single website solution which allows you to access many different regulations and associated documents through one seamless product.

The FSA has said:
"If a compliance department is to be fully effective it needs to keep up-to-date with regulatory requirements and market developments" and it wishes to "promote better regulation" and greater compliance with it's rules.

3d Investment Regulation is an invaluable tool in a sector where non-compliance is a very risky business. Extensively cross-referenced and constantly updated, it contains documentation not available in one place elsewhere.

3d Investment Regulation contains the FSA Handbook, European Directives, UK legislation, HMRC information, JMLSG Guidance Notes and much more, along with IMA circulars and TISA bulletins for trade body members.

Want to know more, including pricing?

This growing library of data provides access to 52510 pages of relevant information, both current and historic - out of date pages are not removed but, wherever possible, the status is brought to the attention of the reader.

A major benefit of using the 3d service is that we convert pdf files to text to ensure the highest level of accessible, consolidated information, with text of all changes retained.

A key feature of the service is that the system is kept totally up-to-date as soon as is practically possible. There is thus minimal manual effort involved in keeping abreast of changes.

Subscribers can 'watch' individual pages and choose to receive a weekly email showing Latest Additions, Events and Deadlines coming up and the most popular pages.

Client comment

To find out what clients think of our service, please see
some comments by regular users of 3d.

Important note

Please note:
3d Investment Regulation is a subscription based service


Other products

FSAssist - the FSA Returns spreadsheet-based system

3d JMLSG, including guidance on the Prevention of Money Laundering and the Financing of Terrorism for the Financial Services Industry

Penumbra - pension regulations service

- Latest additions

  • IMA 09/003 Presentation by Association Francaise des Marches Financiers regarding Commission Sharing Arrangements
  • IMA 09/002 FSA Consults on Changes to Shorting Requirements
  • IMA 09/001 Regulatory Standards for Funds of Hedge Funds - IOSCO Consultation
  • IMA 08/445 Call for Evidence on the Impact of MiFID on Secondary Markets Functioning
  • IMA 08/444 Euronext Single Order Book and SEDOL codes
  • IMA 08/443 Valuation and Pricing in Inactive Markets
  • FSA Consultation Paper 09/1: Temporary short selling measures
  • EC IP/08/2063 State aid: Commission approves first real economy crisis measures
  • Statutory Instrument 2008/3296 Counter-Terrorism Act 2008 (Commencement No. 1) Order 2008
  • Counter-Terrorism Act 2008
  • More additions  RSS Feed
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