| 3d Note: ML - The Money Laundering Sourcebook - Deleted with effect from 31 August 2006 |
| ACCA Meeting 6Dec05: Money Laundering Open Forum with Expert Panel |
| ACCA UK Financial Services Network Meeting: Financial Crime (no spaces available) |
| ACCA UK Financial Services Network Meeting: Money Laundering and Identity Theft - FREE ADMISSION |
| ACCA UK Financial Services Network Meeting: Money Laundering Brains Trust - FREE ADMISSION |
| Anti Money Laundering |
| Anti-terrorism, Crime and Security Act 2001 |
| Anti-terrorism, Crime and Security Act 2001: Part 1 Terrorist Property |
| Anti-terrorism, Crime and Security Act 2001: Part 10 Police Powers |
| Anti-terrorism, Crime and Security Act 2001: Part 11 Retention of Communications Data |
| Anti-terrorism, Crime and Security Act 2001: Part 12 Bribery and Corruption |
| Anti-terrorism, Crime and Security Act 2001: Part 13 Miscellaneous |
| Anti-terrorism, Crime and Security Act 2001: Part 14 Supplemental |
| Anti-terrorism, Crime and Security Act 2001: Part 2 Freezing Orders |
| Anti-terrorism, Crime and Security Act 2001: Part 3 Disclosure of Information |
| Anti-terrorism, Crime and Security Act 2001: Part 4 Immigration and Asylum |
| Anti-terrorism, Crime and Security Act 2001: Part 5 Race and Religion |
| Anti-terrorism, Crime and Security Act 2001: Part 6 Weapons of Mass Destruction |
| Anti-terrorism, Crime and Security Act 2001: Part 7 Security of Pathogens and Toxins |
| Anti-terrorism, Crime and Security Act 2001: Part 8 Security of Nuclear Industry |
| Anti-terrorism, Crime and Security Act 2001: Part 9 Aviation Security |
| Anti-terrorism, Crime and Security Act 2001: Schedule 1 Forfeiture of terrorist cash |
| Anti-terrorism, Crime and Security Act 2001: Schedule 2 Terrorist property: amendments |
| Anti-terrorism, Crime and Security Act 2001: Schedule 3 Freezing orders |
| Anti-terrorism, Crime and Security Act 2001: Schedule 4 Extension of existing disclosure powers |
| Anti-terrorism, Crime and Security Act 2001: Schedule 5 Pathogens and toxins |
| Anti-terrorism, Crime and Security Act 2001: Schedule 6 The Pathogens Access Appeal Commission |
| Anti-terrorism, Crime and Security Act 2001: Schedule 7 Transport police and MoD police: further provisions |
| Anti-terrorism, Crime and Security Act 2001: Schedule 8 Repeals and revocation |
| APB PN21: 54-56. Money laundering |
| APB Press Notice 122 APB publishes Exposure Draft of revisions to its Practice Note on UK Anti-Money Laundering Legislation |
| BAILII - Rollins and McInerney - Power to prosecute POCA offences by FSA is confirmed |
| BAILII - Shah & Anor v HSBC - Held that a bank which makes authorised disclosure under POCA may have to prove its suspicions at trial |
| Bank of England Financial Sanctions: News Releases: 2007 |
| Bank of England Financial Sanctions: News Releases: 2008 |
| Bank of England Financial Sanctions: News Releases: 2009 |
| Bank of England Financial Sanctions: News Releases: 2010 |
| Bank of England News Releases: Financial Sanctions: Terrorist Financing |
| Bank of England Notice 20070209 - UNITED NATIONS ACT 1946 - IRAN |
| Bank of England: Bank of England: Consolidated List of Financial Sanctions Targets in the UK GUIDE |
| Bank of England: Consolidated List of Financial Sanctions Targets in the UK |
| Bank of England: Consolidated List: REGIME: Al-Qa'ida & Taliban: ENTITIES |
| Bank of England: Consolidated List: REGIME: Al-Qa'ida & Taliban: INDIVIDUALS |
| Bank of England: Consolidated List: REGIME: Belarus: INDIVIDUALS |
| Bank of England: Consolidated List: REGIME: Burma/Myanmar: ENTITIES |
| Bank of England: Consolidated List: REGIME: Burma/Myanmar: INDIVIDUALS |
| Bank of England: Consolidated List: REGIME: Democratic Republic of the Congo: ENTITIES |
| Bank of England: Consolidated List: REGIME: Democratic Republic of the Congo: INDIVIDUALS |
| Bank of England: Consolidated List: REGIME: Federal Republic of Yugoslavia & Serbia: INDIVIDUALS |
| Bank of England: Consolidated List: REGIME: International Criminal Tribunal for the former Yugoslavia: INDIVIDUALS |
| Bank of England: Consolidated List: REGIME: Iraq: ENTITIES |
| Bank of England: Consolidated List: REGIME: Iraq: INDIVIDUALS |
| Bank of England: Consolidated List: REGIME: Ivory Coast: INDIVIDUALS |
| Bank of England: Consolidated List: REGIME: Liberia: ENTITIES |
| Bank of England: Consolidated List: REGIME: Liberia: INDIVIDUALS |
| Bank of England: Consolidated List: REGIME: Sudan: INDIVIDUALS |
| Bank of England: Consolidated List: REGIME: Terrorist Financing: ENTITIES |
| Bank of England: Consolidated List: REGIME: Terrorist Financing: INDIVIDUALS |
| Bank of England: Consolidated List: REGIME: Zimbabwe: INDIVIDUALS |
| Bank of England: Financial Sanctions - Terrorist Financing |
| Bank of England: Financial Sanctions Notice - Terrorist Financing |
| Bank of England: Financial Sanctions Notice: Terrorist Financing |
| Bank of England: Financial Sanctions Notification: Al Qaida & Taliban |
| Bank of England: Financial Sanctions Notification: Al Qaida & Taliban |
| Bank of England: Financial Sanctions Notification: Burma/Myanmar |
| Bank of England: Financial Sanctions Notification: Terrorist Financing |
| Bank of England: Financial Sanctions: AHMED, Habib and HAJI, Mehreen |
| Bank of England: Financial Sanctions: Al Qaida & Taliban |
| Bank of England: Financial Sanctions: Al Qaida & Taliban |
| Bank of England: Financial Sanctions: Al Qaida & Taliban |
| Bank of England: Financial Sanctions: Al Qaida & Taliban |
| Bank of England: Financial Sanctions: Al Qaida & Taliban |
| Bank of England: Financial Sanctions: Al Qaida & Taliban |
| Bank of England: Financial Sanctions: Al Qaida and Taliban |
| Bank of England: Financial Sanctions: Al Qaida and Taliban |
| Bank of England: Financial Sanctions: Al Qaida and Taliban |
| Bank of England: Financial Sanctions: Al Qaida and Taliban |
| Bank of England: Financial Sanctions: Al Qaida and Taliban |
| Bank of England: Financial Sanctions: Al Qaida and Taliban |
| Bank of England: Financial Sanctions: Al Qaida and Taliban |
| Bank of England: Financial Sanctions: Al Qaida and Taliban |
| Bank of England: Financial Sanctions: Al Qaida and Taliban |
| Bank of England: Financial Sanctions: Al Qaida and Taliban |
| Bank of England: Financial Sanctions: Al Qaida and Taliban |
| Bank of England: Financial Sanctions: Al Qaida and Taliban |
| Bank of England: Financial Sanctions: Al Qaida and Taliban |
| Bank of England: Financial Sanctions: Al Qaida and Taliban |
| Bank of England: Financial Sanctions: Al Qaida and Taliban |
| Bank of England: Financial Sanctions: Al Qaida and Taliban |
| Bank of England: Financial Sanctions: Al Qaida and Taliban |
| Bank of England: Financial Sanctions: Al Qaida and Taliban |
| Bank of England: Financial Sanctions: Al Qaida and Taliban |
| Bank of England: Financial Sanctions: Al Qaida and Taliban |
| Bank of England: Financial Sanctions: Al Qaida and Taliban |
| Bank of England: Financial Sanctions: Al Qaida and Taliban |
| Bank of England: Financial Sanctions: Al Qaida and Taliban |
| Bank of England: Financial Sanctions: Al Qaida and Taliban |
| Bank of England: Financial Sanctions: Al Qaida and Taliban |
| Bank of England: Financial Sanctions: Al Qaida and Taliban |
| Bank of England: Financial Sanctions: Al Qaida and Taliban |
| Bank of England: Financial Sanctions: Al Qaida and Taliban |
| Bank of England: Financial Sanctions: Al Qaida and Taliban |
| Bank of England: Financial Sanctions: Al-Qaida and Taliban |
| Bank of England: Financial Sanctions: Al-Qaida and Taliban |
| Bank of England: Financial Sanctions: Al-Qaida and Taliban |
| Bank of England: Financial Sanctions: Burma Myanmar |
| Bank of England: Financial Sanctions: Burma/Myanmar |
| Bank of England: Financial Sanctions: Burma/Myanmar |
| Bank of England: Financial Sanctions: Comoros - Council Regulation (EC) NO 243/2008 |
| Bank of England: Financial Sanctions: Democratic People's Republic of Korea |
| Bank of England: Financial Sanctions: Democratic People's Republic of Korea |
| Bank of England: Financial Sanctions: Democratic Republic of Congo |
| Bank of England: Financial Sanctions: Democratic Republic of the Congo |
| Bank of England: Financial Sanctions: Democratic Republic of the Congo |
| Bank of England: Financial Sanctions: General Notice of Revocation of Article 4 Direction |
| Bank of England: Financial Sanctions: General Notice of Revocation of Article 4 |
| Bank of England: Financial Sanctions: General Notice of Revocation of Article 4 |
| Bank of England: Financial Sanctions: General Notice of Revocation of Article 4 |
| Bank of England: Financial Sanctions: General Notice of Revocation of Article 4 |
| Bank of England: Financial Sanctions: General Notice of Revocation of Article 4 |
| Bank of England: Financial Sanctions: General Notice of Revocation of Article 4 |
| Bank of England: Financial Sanctions: General Notice of Revocation of Article 4 Direction |
| Bank of England: Financial Sanctions: General Notice of Revocation of Article 4 Direction |
| Bank of England: Financial Sanctions: General Notice of Revocation of Article 4 Direction |
| Bank of England: Financial Sanctions: General Notice of Revocation of Article 4 Direction |
| Bank of England: Financial Sanctions: General Notice of Revocation of Article 4 Direction |
| Bank of England: Financial Sanctions: International Criminal Tribunal for the former Yugoslavia |
| Bank of England: Financial Sanctions: Iran |
| Bank of England: Financial Sanctions: Liberia |
| Bank of England: Financial Sanctions: Liberia |
| Bank of England: Financial Sanctions: Sudan |
| Bank of England: Financial Sanctions: Terrorist Financing |
| Bank of England: Financial Sanctions: Terrorist Financing |
| Bank of England: Financial Sanctions: Terrorist Financing |
| Bank of England: Financial Sanctions: Terrorist Financing |
| Bank of England: Financial Sanctions: Terrorist Financing |
| Bank of England: Financial Sanctions: Terrorist Financing |
| Bank of England: Financial Sanctions: Terrorist Financing |
| Bank of England: Financial Sanctions: Terrorist Financing |
| Bank of England: Financial Sanctions: Terrorist Financing |
| Bank of England: Financial Sanctions: The Terrorism (United Nations Measures) Order 2009 |
| Bank of England: Financial Sanctions: Zimbabwe |
| Bank of England: Financial Sanctions: Zimbabwe |
| BBA Guidance: Wire Transfers - Regulation of the European Parliament and of the Council on information on the payer accompanying transfers of funds |
| BBA Guidance: Wire Transfers - Suggested Text for Part I of JMLSG Guidance |
| BBA JMLSG: Draft amendments to section 2, 5, and 6 of the JMLSG Guidance Notes for |
| BBA JMLSG: Financial Secretary approves the JMLSG Guidance Notes - July 2002 |
| BBA JMLSG: Proceeds of Crime Act 2002 |
| BBA JMLSG: Proceeds of Crime Act 2002: Attachment |
| BBA Joint Money Laundering Steering Group |
| BBA Money Laundering - Seychelles Warning |
| BBA Money Laundering Transactions With Turkey |
| BIS: Basel Committee on Banking Supervision: Guidance on cross-border wire transfer messages released |
| Bribery Bill: Explanatory notes |
| Bribery Bill: Progress |
| CESR PR 080326 CESR, CEBS, and CEIOPS launch a Joint Public Consultation on a Common Understanding on the Information on the Payer accompanying a Funds Transfer |
| Child Trust Fund - JMLSG Guidance on Money Laundering Aspects |
| Counter-Terrorism Act 2008 |
| Counter-Terrorism Act 2008: Part 1 Powers to Gather and Share Information |
| Counter-Terrorism Act 2008: Part 2 Post-Charge Questioning of Terrorist Suspects |
| Counter-Terrorism Act 2008: Part 3 Prosecution and Punishment of Terrorist Offences |
| Counter-Terrorism Act 2008: Part 4 Notification Requirements |
| Counter-Terrorism Act 2008: Part 5 Terrorist Financing and Money Laundering |
| Counter-Terrorism Act 2008: Part 6 Financial Restrictions Proceedings |
| Counter-Terrorism Act 2008: Part 7 Miscellaneous |
| Counter-Terrorism Act 2008: Part 8 Supplementary Provisions |
| Counter-Terrorism Act 2008: Schedule 1 Disclosure and the Intelligence Services: Consequential Amendments |
| Counter-Terrorism Act 2008: Schedule 2 Offences where terrorist connection to be considered |
| Counter-Terrorism Act 2008: Schedule 3 Forfeiture: Consequential Amendments |
| Counter-Terrorism Act 2008: Schedule 4 Notification Orders |
| Counter-Terrorism Act 2008: Schedule 5 Foreign Travel Restriction Orders |
| Counter-Terrorism Act 2008: Schedule 6 Notification requirements: application to service offences |
| Counter-Terrorism Act 2008: Schedule 7 Terrorist financing and money laundering |
| Counter-Terrorism Act 2008: Schedule 8 Offences relating to information about members of armed forces etc: supplementary provisions |
| Counter-Terrorism Act 2008: Schedule 9 Repeals and revocations |
| Court of Justice of the European Communities: Case C‑305/05 - Money laundering and Right to a fair trial |
| Court of Justice of the European Union Press Release 41/10: The Court interprets the directive on insider dealing |
| Crime and Security Act 2010 |
| EEC European Directives |
| European Commission 5556/1/05 REV 1: Revised draft of the preamble to the draft third Money Laundering Directive |
| European Commission awards contract for external study on the application of the Anti-Money Laundering Directive |
| European Commission Decision 2007/868/EC implementing Article 2(3) of Regulation No 2580/2001 and repealing Decision 2007/445/EC |
| European Commission Directive 2001/97/EC amending 91/308/EEC on prevention of the use of the financial system for the purpose of money laundering |
| European Commission Directive 2005/60/EC Third Money Laundering Directive |
| European Commission Directive 2005/60/EC: Third Money Laundering Directive Annex Correlation Table |
| European Commission Directive 2005/60/EC: Third Money Laundering Directive Chapter I Subject Matter, Scope And Definitions (Articles 1 - 5) |
| European Commission Directive 2005/60/EC: Third Money Laundering Directive Chapter II Customer Due Diligence Section 1 General Provisions (Articles 6 - 10) |
| European Commission Directive 2005/60/EC: Third Money Laundering Directive Chapter II Customer Due Diligence Section 2 Simplified Customer Due Diligence (Articles 11-12) |
| European Commission Directive 2005/60/EC: Third Money Laundering Directive Chapter II Customer Due Diligence Section 3 Enhanced Customer Due Diligence (Article 13) |
| European Commission Directive 2005/60/EC: Third Money Laundering Directive Chapter II Customer Due Diligence Section 4 Performance By Third Parties (Articles 14 - 19) |
| European Commission Directive 2005/60/EC: Third Money Laundering Directive Chapter III Reporting Obligations Section 1 General Provisions (Articles 20 - 27) |
| European Commission Directive 2005/60/EC: Third Money Laundering Directive Chapter III Reporting Obligations Section 2 Prohibition Of Disclosure (Articles 28 - 29) |
| European Commission Directive 2005/60/EC: Third Money Laundering Directive Chapter IV Record Keeping And Statistical Data (Articles 30 - 33) |
| European Commission Directive 2005/60/EC: Third Money Laundering Directive Chapter V Enforcement Measures Section 1 Internal Procedures, Training And Feedback (Articles 34 - 35) |
| European Commission Directive 2005/60/EC: Third Money Laundering Directive Chapter V Enforcement Measures Section 2 Supervision (Articles 36 - 37) |
| European Commission Directive 2005/60/EC: Third Money Laundering Directive Chapter V Enforcement Measures Section 3 Cooperation (Article 38) |
| European Commission Directive 2005/60/EC: Third Money Laundering Directive Chapter V Enforcement Measures Section 4 Penalties (Article 39) |
| European Commission Directive 2005/60/EC: Third Money Laundering Directive Chapter VI Implementing Measures (Articles 40 - 41) |
| European Commission Directive 2005/60/EC: Third Money Laundering Directive Chapter VII Final Provisions (Articles 42 - 47) |
| European Commission Directive 2005/60/EC: Third Money Laundering Directive Introduction |
| European Commission Directive 2006/70/EC implementing measures for Third Money Laundering Directive |
| European Commission Directive 91/308/EEC Money Laundering Directive |
| European Commission Money Laundering Directives - Versions held within 3d |
| European Commission Press Release IP/04/0180 Money laundering: Commission asks six Member States to apply the EU law
they have agreed |
| European Commission Press Release IP/04/0832 Money laundering: Commission proposes to update and improve Directive |
| European Commission Press Release IP/08/1522 Anti-money laundering: Commission takes action to ensure that Belgium, Ireland, Spain and Sweden implement EU laws |
| European Commission Press Release IP/09/1633 Financial services: Commission takes action against Spain (anti-money laundering), Estonia (statutory audit) and Luxembourg (market abuse) |
| European Commission Press Release IP/10/681 Financial Crime: Commission asks France to respect European laws on anti-money laundering |
| European Commission Proposal 2004/0137 (COD) DRAFT Third Money Laundering Directive |
| European Commission Regulation No 1207/2005 amending Council Regulation (EC) No 2580/2001 |
| European Commission Regulation No 1461/2006 amending Council Regulation No 2580/2001 |
| European Commission Regulation No 1781/2006 of the European Parliament and of the Council of 15 November 2006 on information on the payer accompanying transfers of funds |
| European Commission Regulation No 1957/2005 amending Council Regulation No 2580/2001 |
| European Commission Regulation No 2580/2001 on specific restrictive measures directed against certain persons and entities with a view to combating terrorism |
| European Commission Regulation No 745/2003 amending Council Regulation No 2580/2001 |
| European Commission Regulation No 817/2006 renewing restrictive measures in respect of Burma/Myanmar |
| European Commission Regulation No 881/2002 imposing certain specific restrictive measures |
| European Union Agreement between EU and USA on the processing and transfer of Financial Messaging Data from the EU to the US for purposes of the Terrorist Finance Tracking Program |
| FATF Annual Report 2006-2007 |
| FATF Annual Report 2006-2007: Annex 1: FATF documents published in 2006-2007 |
| FATF Annual Report 2006-2007: Annex 2: Acronyms in this Annual Report |
| FATF Annual Report 2006-2007: I. Overview of the FATF |
| FATF Annual Report 2006-2007: II. The Standards |
| FATF Annual Report 2006-2007: III. Mutual Evaluations |
| FATF Annual Report 2006-2007: IV. ML and TF Methods and Trends |
| FATF Annual Report 2006-2007: V. The Global Network |
| FATF Annual Report 2006-2007: VI. Support Services and Financial Statements |
| FATF Annual Report 2006-2007: VII. Future Areas of Work |
| FATF Annual Report 2008-2009 |
| FATF Briefing to the United Nations Security Council Committee |
| FATF Chairman's Summary at first joint FATF-MENAFATF Plenary meeting held in Abu Dhabi |
| FATF Chairman's Summary, FATF Plenary, Paris, 14-16 October 2009 |
| FATF Chairman's Summary: Rio de Janeiro Plenary |
| FATF Chairmans Summary, Lyon Plenary, 24-26 June 2009 |
| FATF Follow Up Report to the Mutual Evaluation of the United Kingdom |
| FATF Forty Recommendations |
| FATF Forty Recommendations: A. Legal Systems |
| FATF Forty Recommendations: Annex: Interpretative Notes to the Forty Recommendations: Interpretative Notes |
| FATF Forty Recommendations: B. Measures to be taken by Financial Institutions and Non-Financial Businesses and Professions to prevent Money Laundering and Terrorist Financing |
| FATF Forty Recommendations: C. Institutional and other measures necessary in systems for combating Money Laundering and Terrorist Financing |
| FATF Forty Recommendations: D. International Co-Operation |
| FATF Forty Recommendations: Glossary |
| FATF Forty Recommendations: Introduction |
| FATF Fourth public statement of the MONEYVAL Committee in respect of Azerbaijan |
| FATF Guidance Document: International Best Practices - Freezing of Terrorist Assets |
| FATF Guidance for Financial Institutions in Detecting Terrorist Financing |
| FATF Guidance Notes for the Special Recommendations on Terrorist Financing and the Self-Assessment Questionnaire |
| FATF Guidance on Implementation of Financial Provisions of UN Security Council Resolution 1803 |
| FATF Guidance on the Risk-Based Approach to Combating Money Laundering and Terrorist Financing: High Level Principles and Procedures |
| FATF Interim follow-up report to the Mutual Evaluation of Greece |
| FATF Keynote Address to the Joint FATF/MONEYVAL Experts Meeting on Typologies |
| FATF ML METH2004: B. MEASURES TO BE TAKEN BY FINANCIAL INSTITUTIONS AND NON-FINANCIAL BUSINESSES AND PROFESSIONS TO PREVENT MONEY LAUNDERING AND TERRORIST FINANCING |
| FATF ML METH2004: C. INSTITUTIONAL AND OTHER MEASURES NECESSARY IN SYSTEMS FOR COMBATING MONEY LAUNDERING AND TERRORIST FINANCING |
| FATF ML METH2004: Introduction - ANTI-MONEY LAUNDERING/COMBATING TERRORIST FINANCING METHODOLOGY 2004 |
| FATF Money Laundering vulnerabilities of Free Trade Zones |
| FATF MONEYVAL statement on Azerbaijan |
| FATF MONEYVAL statement on Azerbaijan |
| FATF Mutual Evaluation of Austria |
| FATF Mutual Evaluation of Germany |
| FATF Mutual Evaluation of Japan - Executive Summary |
| FATF Mutual Evaluation of Luxembourg |
| FATF Mutual Evaluation of Mexico - Executive Summary |
| FATF Mutual Evaluation of Qatar - Preface and Executive Summary |
| FATF Mutual Evaluation of the United Arab Emirates (UAE) - Preface and Executive Summary |
| FATF Mutual Evaluation Report - Executive Summary: New Zealand |
| FATF Mutual Evaluation Report – Executive Summary: Aruba, Kingdom of the Netherlands |
| FATF News Release 20Jun03 New Anti-Money Laundering Standards Released |
| FATF News Release 27Feb04 FATF strengthens global anti-money laundering and anti-terrorist
financing campaign |
| FATF Plenary meeting: FATF Chairman's Summary, Amsterdam, 23-25 June 2010 |
| FATF President Keynote Address to the Council of Europe Committee of Experts on the Evaluation of MONEYVAL |
| FATF Public Statement |
| FATF Public Statement in response to the G20 call to identify jurisdictions |
| FATF Report: Money Laundering and Terrorist Financing in the Securities Sector |
| FATF Report: Money Laundering and Terrorist Financing in the Securities Sector: Annex A: Glossary of Terms |
| FATF Report: Money Laundering and Terrorist Financing in the Securities Sector: Annex B: Suspicious Indicators |
| FATF Report: Money Laundering and Terrorist Financing in the Securities Sector: Annex C: Suspicious Transaction Reports |
| FATF Report: Money Laundering and Terrorist Financing in the Securities Sector: Annex D: Questionnaire and Responding Jurisdictions and Organisations |
| FATF Report: Money Laundering and Terrorist Financing in the Securities Sector: Chapter 1: Introduction |
| FATF Report: Money Laundering and Terrorist Financing in the Securities Sector: Chapter 2: Literature and Activities Review |
| FATF Report: Money Laundering and Terrorist Financing in the Securities Sector: Chapter 3: ML-TF Vulnerabilities in the Securities Industry |
| FATF Report: Money Laundering and Terrorist Financing in the Securities Sector: Chapter 4: Predicate Offences for Money Laundering linked to Securities |
| FATF Report: Money Laundering and Terrorist Financing in the Securities Sector: Chapter 5: Suspicious Transaction Reporting and Enforcement Actions |
| FATF Report: Money Laundering and Terrorist Financing in the Securities Sector: Chapter 6: Conclusion and Recommendations for further work |
| FATF Report: Money Laundering and Terrorist Financing in the Securities Sector: References and Bibliography |
| FATF Report: Risk-Based Approach - Guidance for Money Service Businesses |
| FATF Report: Risk-Based Approach Guidance for the Life Insurance Sector |
| FATF Risk-Based Approach Guidance for Casinos |
| FATF Risk-Based Approach Guidance for Casinos: Annex 1 - Sources of Further Information |
| FATF Risk-Based Approach Guidance for Casinos: Annex 2 - Glossary of Terminology |
| FATF Risk-Based Approach Guidance for Casinos: Annex 3 - Members of the Electronic Advisory Group |
| FATF Risk-Based Approach Guidance for Casinos: Section 1: Chapter 1: Background and Context |
| FATF Risk-Based Approach Guidance for Casinos: Section 1: Chapter 2: The Risk-Based Approach - Purpose, benefits and challenges |
| FATF Risk-Based Approach Guidance for Casinos: Section 1: Chapter 3: FATF and the Risk-Based Approach |
| FATF Risk-Based Approach Guidance for Casinos: Section 2: Chapter 1: High-level principles for creating a risk-based approach |
| FATF Risk-Based Approach Guidance for Casinos: Section 2: Chapter 1: Risk Categories |
| FATF Risk-Based Approach Guidance for Casinos: Section 2: Chapter 2: Application of a Risk Based Approach |
| FATF Risk-Based Approach Guidance for Casinos: Section 2: Chapter 2: Implementation of the Risk-Based Approach |
| FATF Risk-Based Approach Guidance for Casinos: Section 2: Chapter 3: Internal controls |
| FATF Risk-Based Approach Guidance for Legal Professionals |
| FATF Risk-Based Approach Guidance for Legal Professionals: Annex 1 - Sources of further information |
| FATF Risk-Based Approach Guidance for Legal Professionals: Annex 2 - Glossary of Terminology |
| FATF Risk-Based Approach Guidance for Legal Professionals: Annex 3 - Members of the Electronic Advisory Group |
| FATF Risk-Based Approach Guidance for Legal Professionals: Section 1: Chapter 1: Background and Context |
| FATF Risk-Based Approach Guidance for Legal Professionals: Section 1: Chapter 2: The Risk-Based Approach - Purpose, Benefits and Challenges |
| FATF Risk-Based Approach Guidance for Legal Professionals: Section 1: Chapter 3: FATF and the Risk-Based Approach |
| FATF Risk-Based Approach Guidance for Legal Professionals: Section 2: Chapter 1: High-level principles for creating a risk-based approach |
| FATF Risk-Based Approach Guidance for Legal Professionals: Section 2: Chapter 2: Implementation of the Risk-Based Approach |
| FATF Risk-Based Approach Guidance for Legal Professionals: Section 3: Chapter 1: Risk Categories |
| FATF Risk-Based Approach Guidance for Legal Professionals: Section 3: Chapter 2: Application of a Risk-Based Approach |
| FATF Risk-Based Approach Guidance for Legal Professionals: Section 3: Chapter 3: Internal Controls |
| FATF Special Recommendations on Terrorist Financing |
| FATF Special Recommendations on Terrorist Financing: Self-Assessment Questionnaire |
| FATF Speech By FATF President: The need for enhanced transparency |
| FATF Speech: The fight against money laundering and terrorist financing in low capacity countries |
| FATF Statement: Improving Global AML/CFT Compliance: On-Going Process |
| FATF Statement: Iran Uzbekistan Turkmenistan Pakistan Sao Tome and Principe |
| FATF Statement: Iran Uzbekistan Turkmenistan Pakistan Sao Tome and Principe |
| FATF Statement: Iran, Uzbekistan, Turkmenistan, Pakistan, São Tome and Principe, Cyprus |
| FATF Statement: Money Laundering through the Football Sector |
| FATF Statement: MONEYVAL Public Statement in respect of Azerbaijan |
| FATF Statement: Mutual Evaluation of Korea - Executive Summary |
| FATF Statement: Mutual Evaluation of South Africa - Executive Summary |
| FATF Statement: Norway Mutual Evaluation - Follow-Up Report |
| FATF Statement: The essential role of the FATF Style Regional Bodies in the fight against money laundering and terrorist financing |
| FATF Statement: Third Mutual Evaluation of Italy - Follow-Up Report |
| FATF Statement: Vulnerabilities of Casinos and Gaming Sector Report |
| FATF welcomes the Republic of Korea as a member |
| Financial Services and Markets Act 2000 146 Money laundering rules |
| Financial Services and Markets Act 2000 59 Approval for particular arrangements |
| Financial Services and Markets Act 2000 6 The reduction of financial crime |
| Financial Services and Markets Act 2000 Explanatory Notes: 146: Money laundering rules |
| Financial Services and Markets Act 2000 Schedule 2 Regulated Activities |
| Fraud Act 2006 |
| Fraud Act 2006: Explanatory Notes |
| FSA - Review of firms' implementation of a risk-based approach to anti-money laundering (AML) |
| FSA 2002/66 Money Laundering Sourcebook (Amendment) Instrument 2002 |
| FSA 2004/17 Money Laundering Sourcebook (Amendment No 2) Instrument 2004 |
| FSA 2005/09: Annex I Amendments to the Money Laundering sourcebook |
| FSA 2005/22: Annex F: Amendments to the Money Laundering sourcebook |
| FSA 2006/1 Money Laundering Provisions Instrument 2006 |
| FSA Automated Anti-Money Laundering Transaction Monitoring Systems – July 2007 |
| FSA CEO Letter: Annual Money Laundering Reporting Officers report 19 March 2004 |
| FSA CEO Letter: Anti Money Laundering Training Guide 15 January 2004 |
| FSA CEO Letter: Money laundering - A review of credit unions' anti-money laundering
systems and procedures 6 April 2004 |
| FSA CEO Letter: Money laundering - roundup September 2003 |
| FSA Consultation Paper 05/10 Reviewing the FSA Handbook: Money Laundering, Approved Persons, Training and Competence, and Conduct of Business |
| FSA Consultation Paper 05/10: 2 Reviewing our Money Laundering regime |
| FSA Consultation Paper 05/10: Annex 2: Draft Handbook text for Money Laundering |
| FSA Consultation Paper 05/10: Newsletter: Reviewing the FSA Handbook: Money Laundering, Approved Persons,
Training and Competence, and COB |
| FSA Consultation Paper 107: CRED: 12 Money laundering |
| FSA Consultation Paper 117: 9 Money laundering |
| FSA Consultation Paper 137: 6 Amendments to the Money Laundering sourcebook (ML) and the Glossary |
| FSA Consultation Paper 137: Annex E: Text of proposed amendments to the Money Laundering sourcebook
and the Glossary |
| FSA Consultation Paper 199: 6 Proposed amendments to the Money Laundering sourcebook and consequential
changes |
| FSA Consultation Paper 199: Annex 6: Proposed amendments to the Money Laundering sourcebook (ML) and
consequential changes |
| FSA Consultation Paper 30 Resp: 10.3-10.8 The FSA's draft money laundering rules |
| FSA Consultation Paper 30: 10 Money laundering rules |
| FSA Consultation Paper 46 Money Laundering: the FSA's new role |
| FSA Consultation Paper 46 Newsletter Money Laundering: the FSA's new role |
| FSA Consultation Paper 46: 2.1-2.2 Money laundering |
| FSA Consultation Paper 46: 2.3-2.6 International, European and UK measures to counter money laundering |
| FSA Consultation Paper 46: 4.24-4.29 The Money Laundering Reporting Officer and other arrangements |
| FSA Consultation Paper 46: Annex A: 2.1 Duty to have arrangements and to appoint a Money Laundering
Reporting Officer |
| FSA Consultation Paper 46: Annex A: 8.1 The Money Laundering Reporting Officer |
| FSA Consultation Paper 46: Annex A: Money Laundering Sourcebook |
| FSA Consultation Paper 46: Annex D: The FSA Money Laundering Advisory Panel |
| FSA Consultation Paper 55: 2.15-2.17 Money laundering rules |
| FSA Consultation Paper 77: 3.14-3.16 Money Laundering |
| FSA Consultation Paper 77: 6.73-6.89 Money Laundering |
| FSA CRED: Anti Money Laundering Guide |
| FSA Discussion Paper 22 Reducing money laundering risk: Know Your Customer and anti-money laundering
monitoring |
| FSA Discussion Paper 22: 4 Anti-money laundering monitoring |
| FSA Discussion Paper 22: Annex 2 (a): The International and UK Anti-Money Laundering Legal and Regulatory
Framework |
| FSA Discussion Paper 22: Annex 2 (b): The UK Anti-Money Laundering Institutional Framework |
| FSA Discussion Paper 22: Newsletter: Reducing money laundering risk: Know Your Customer and anti-money
laundering monitoring |
| FSA Factsheet: Checking your identity - the fight against money laundering, financial
crime and terrorism 21 May 2004 |
| FSA Final Notice: Alpari (UK) Limited |
| FSA Final Notice: Michael Wheelhouse |
| FSA Final Notice: Sindicatum Holdings Limited |
| FSA Final Notice: Sudipto Chattopadhyay |
| FSA Financial Crime - Stakeholder Research - Perceptions survey |
| FSA Financial Crime - Stakeholder Research: 1.0 Foreword |
| FSA Financial Crime - Stakeholder Research: 2.0 Background to the study |
| FSA Financial Crime - Stakeholder Research: 3.0 Objectives for the research |
| FSA Financial Crime - Stakeholder Research: 4.0 Executive summary |
| FSA Financial Crime - Stakeholder Research: 5.0 Main Findings: Stakeholders |
| FSA Financial Crime - Stakeholder Research: 6.0 Main Findings: Regulated Firms |
| FSA Financial Crime - Stakeholder Research: 7.0 Appendices |
| FSA Financial Crime Newsletter Issue No.1 December 2004 |
| FSA Financial Crime Newsletter Issue No.10 January 2008 |
| FSA Financial Crime Newsletter Issue No.11 May 2008 |
| FSA Financial Crime Newsletter Issue No.12 January 2009 |
| FSA Financial Crime Newsletter Issue No.13 September 2009 |
| FSA Financial Crime Newsletter Issue No.14 July 2010 |
| FSA Financial Crime Newsletter Issue No.2 May 2005 |
| FSA Financial Crime Newsletter Issue No.3 July 2005 |
| FSA Financial Crime Newsletter Issue No.4 November 2005 |
| FSA Financial Crime Newsletter Issue No.5 March 2006 |
| FSA Financial Crime Newsletter Issue No.6 October 2006 |
| FSA Financial Crime Newsletter Issue No.7 14 May 2007 |
| FSA Financial Crime Newsletter Issue No.9 October 2007 |
| FSA Financial Crime Newsletter Special Edition Issue No.8 August 2007 |
| FSA Financial Crime Newsletters |
| FSA G 98Dec: IV C Money laundering |
| FSA Giving Guidance on the JMLSG Guidance Notes: The Role of the FSA 15.7.2002 |
| FSA Letter to Credit unions - Anti-money laundering training guide 15Jan04 |
| FSA Letter to Martin Hall from Philip Robinson: FSA's supervisory expectations in monitoring the risk based approach in the 2006 Guidance |
| FSA Letter: Fighting money laundering and terrorist finance: moving forward over the risk-based approach |
| FSA Meet Resp: Money laundering |
| FSA ML 15Jul2002 Giving Guidance on the JMLSG Guidance Notes: the Role of the FSA |
| FSA ML: Briefing note: Identification of existing customers by regulated firms: July 2003 |
| FSA ML: Update on money laundering - Letter from Carol Sergeant (September 2003) |
| FSA MLRO Letter: The 2007 Money Laundering Regulations and your Firm |
| FSA ML_CBA Anti-money laundering current customer review cost benefit analysis |
| FSA ML_CBA: 3 The anti-money laundering regime and recent developments |
| FSA Money Laundering - Domestic Banking July 2002 |
| FSA Money Laundering - on-line broking and spread betting October 2002 |
| FSA Money Laundering Statement 03Feb6: UK government and Financial Action Task Force findings |
| FSA Money Laundering Statement 1: Using national and international findings on materialdeficiencies: |
| FSA Occasional Paper 36 - FSA’s Scale & Impact of Financial Crime Project (Phase One) Critical Analysis |
| FSA Occasional Paper 36 - FSA’s Scale & Impact of Financial Crime Project (Phase One) Critical Analysis: Executive Summary |
| FSA Occasional Paper 36 - FSA’s Scale & Impact of Financial Crime Project (Phase One) Critical Analysis: I Introduction |
| FSA Occasional Paper 36 - FSA’s Scale & Impact of Financial Crime Project (Phase One) Critical Analysis: II Background |
| FSA Occasional Paper 36 - FSA’s Scale & Impact of Financial Crime Project (Phase One) Critical Analysis: III Measuring the Scale of Financial Crime |
| FSA Other: Post 11 September - Lists of alleged terrorist suspects: 21 December 2001 |
| FSA paper: Review of private banks' anti-money laundering systems and controls |
| FSA paper: Review of private banks' anti-money laundering systems and controls: Executive Summary |
| FSA paper: Review of private banks' anti-money laundering systems and controls: Findings |
| FSA paper: Review of private banks' anti-money laundering systems and controls: Introduction |
| FSA Policy Statement 06/1 Reviewing our Money Laundering Regime - Feedback on Chapter 2 of CP05/10 and made text |
| FSA Policy Statement 06/1: Newsletter: Reviewing our Money Laundering Regime - Feedback on Chapter 2 of CP05/10 and made text |
| FSA Policy Statement 46 Money Laundering: The FSA's new role: Policy statement on consultation and
decisions on Rules |
| FSA Policy Statement 46: 3.25-3.30 Money Laundering Reporting Officer and other arrangements |
| FSA Policy Statement 46: Annex A: Revised text of Money Laundering Rules as amended |
| FSA Policy Statement 46: Newsletter: Money Laundering: The FSA's new role: Policy statement on consultation
and decisions on Rules |
| FSA Press Release 1999/102 The FSA reminds Firms to guard against Money Laundering |
| FSA Press Release 2000/051 The FSA Consults on Rules to Combat Money Laundering |
| FSA Press Release 2001/010 Money laundering: the FSA's new role |
| FSA Press Release 2001/029 FSA publishes results of money laundering investigation |
| FSA Press Release 2001/100 Tackling the risk of money laundering in the financial services industry |
| FSA Press Release 2001/125 Assets frozen in the United States |
| FSA Press Release 2001/125: OFAC Alert |
| FSA Press Release 2002/061 FSA acts with police on money laundering concerns |
| FSA Press Release 2002/075 FSA welcomes banks' anti-money laundering measures |
| FSA Press Release 2002/123 FSA fines Royal Bank of Scotland Plc £750,000 for money laundering control
failings |
| FSA Press Release 2003/077 Firms reminded of their Anti-Money Laundering responsibilities |
| FSA Press Release 2003/084 FSA fines Northern Bank £1,250,000 for money laundering control failings |
| FSA Press Release 2003/086 Reducing the risk of money laundering |
| FSA Press Release 2004/001 FSA fines Bank of Scotland Plc £1,250,000 for money laundering rule breaches |
| FSA Press Release 2004/035 FSA fines Raiffeisen Zentralbank Österreich £150,000 for money laundering
rule breaches |
| FSA Press Release 2004/077 FSA fines Bank of Ireland £375,000 for breaches of anti-money laundering
requirements |
| FSA Press Release 2005/117 FSA fines bond broker and managing director for anti-money laundering failures |
| FSA Press Release 2006/008 FSA to streamline money laundering rules for firms |
| FSA Press Release 2008/065 FSA bans and fines mortgage broker £129,000 for involvement in mortgage fraud |
| FSA Press Release 2008/125 FSA fines firm and MLRO for money laundering controls failings |
| FSA responsibilities under the Money Laundering Regulations 2007 |
| FSA Role under the Money Laundering Regulations 2007 - Our Approach |
| FSA Role under the Money Laundering Regulations 2007: 1 Registering with the FSA |
| FSA Role under the Money Laundering Regulations 2007: 2 Supervision |
| FSA Role under the Money Laundering Regulations 2007: 3 Enforcement |
| FSA Role under the Money Laundering Regulations 2007: 4 Fees and penalties |
| FSA Role under the Money Laundering Regulations 2007: 5 Accountability |
| FSA Role under the Money Laundering Regulations 2007: Appendix 1: Developments that will affect Authorised Firms |
| FSA Role under the Money Laundering Regulations 2007: Appendix 2 Some abbreviations |
| FSA Role under the Money Laundering Regulations 2007: Executive summary |
| FSA Role under the Money Laundering Regulations 2007: Flowchart |
| FSA Scale and Impact of Financial Crime Project - Impacts of Financial Crimes and Amenability to Control by the FSA |
| FSA Scale and Impact of Financial Crime Project - Impacts of Financial Crimes and Amenability to Control by the FSA: 1 Summary of Conclusions, Recommendations and Next Steps |
| FSA Scale and Impact of Financial Crime Project - Impacts of Financial Crimes and Amenability to Control by the FSA: 2 The Approach Proposed |
| FSA Scale and Impact of Financial Crime Project - Impacts of Financial Crimes and Amenability to Control by the FSA: 3 Financial Fraud - Impacts and Amenability |
| FSA Scale and Impact of Financial Crime Project - Impacts of Financial Crimes and Amenability to Control by the FSA: 4 Money Laundering - Impacts and Amenability |
| FSA Scale and Impact of Financial Crime Project - Impacts of Financial Crimes and Amenability to Control by the FSA: 5 Market Abuse - Impacts and Amenability |
| FSA Scale and Impact of Financial Crime Project - Impacts of Financial Crimes and Amenability to Control by the FSA: 6 Concluding Thoughts |
| FSA Scale and Impact of Financial Crime Project - Impacts of Financial Crimes and Amenability to Control by the FSA: Preface, acknowledgement and limitations, Acronyms and terms used in this report |
| FSA Speech by Hector Sants: Introductory address to the Financial Crime Conference |
| FSA Speech by John Tiner: FSA Annual Financial Crime Conference |
| FSA Speech by Jon Pain: Restoring Confidence & Trust |
| FSA Speech by Margaret Cole: After dinner remarks at Cambridge Symposium on economic crime |
| FSA Speech by Margaret Cole: Setting out the FSA's strategy and approach to fighting fraud |
| FSA Speech by Philip Robinson to the 26th International Symposium on Economic Crime |
| FSA Speech by Philip Robinson: Keynote address to the BBA's Annual Financial Crime Conference |
| FSA Speech by Philip Robinson: The next proposition in tackling financial crime? |
| FSA Statement: HM Treasury warns of higher risk of money laundering and terrorist financing |
| FSA The Small Firms Financial Crime Review |
| FSA The Small Firms Financial Crime Review: 2. Introduction |
| FSA The Small Firms Financial Crime Review: 3. Findings |
| FSA The Small Firms Financial Crime Review: Annex 1: Glossary |
| FSA The Small Firms Financial Crime Review: Annex 2: Good and poor practices |
| FSA Theme - Money Laundering: 1 Executive summary |
| FSA Theme - Money Laundering: 2 Introduction |
| FSA Theme - Money Laundering: 3 What is Money Laundering? |
| FSA Theme - Money Laundering: 4 Money laundering and the risks to the FSA's objectives |
| FSA Theme - Money Laundering: 5 Money Laundering Risk: Impact, Prioritisation and Mitigation |
| FSA Theme - Money Laundering: 6 The FSA's regulatory approach to money laundering |
| FSA Theme - Money Laundering: 7 Conclusions |
| FSA Theme - Money Laundering: Annex A The Regulations Study |
| FSA Theme - Money Laundering: Annex B FSA's Response to the Cruickshank recommendations |
| FSA Theme - Money Laundering: Small Firms |
| FSA Theme - Money Laundering: Tackling our new responsibilities |
| FSA: Data Security in Financial Services - 1. Executive Summary |
| FSA: Data Security in Financial Services - 2. Introduction |
| FSA: Data Security in Financial Services - 3. Findings |
| FSA: Data Security in Financial Services - 3.1 Governance – managing systems and controls |
| FSA: Data Security in Financial Services - 3.2 Training and awareness |
| FSA: Data Security in Financial Services - 3.3 Staff recruitment and vetting |
| FSA: Data Security in Financial Services - 3.4 Controls |
| FSA: Data Security in Financial Services - 3.5 Physical security |
| FSA: Data Security in Financial Services - 3.6 Disposing of customer data |
| FSA: Data Security in Financial Services - 3.7 Managing third-party suppliers |
| FSA: Data Security in Financial Services - 3.8 Internal audit and compliance monitoring |
| FSA: Data Security in Financial Services - 4. Consolidated examples of good and poor practice |
| FSA: Data Security in Financial Services - 5. Glossary |
| FSA: Data Security in Financial Services - 6. References and useful links |
| FSA: Data Security in Financial Services - Firms' controls to prevent data loss by their employees and third-party suppliers |
| FSAH CRED: 12.2 Money laundering and the FSA |
| FSAH Glossary M |
| FSAH ML The Money Laundering Sourcebook |
| FSAH ML: 1.1 Application |
| FSAH ML: 1.2 Purpose |
| FSAH ML: 2.1 Duty to have arrangements and to appoint a Money Laundering Reporting Officer |
| FSAH ML: 3.1 The duty |
| FSAH ML: 3.2 The exceptions |
| FSAH ML: 4.1 Internal reporting |
| FSAH ML: 4.2 MLRO access to know your business information |
| FSAH ML: 4.3 External reporting |
| FSAH ML: 5. Using national and international findings on material deficiencies |
| FSAH ML: 6.1 Purpose |
| FSAH ML: 6.2 Awareness |
| FSAH ML: 6.3 Training |
| FSAH ML: 7.1 The Money Laundering Reporting Officer |
| FSAH ML: 7.2 Compliance monitoring |
| FSAH ML: 7.3 Record keeping arrangements |
| FSAH ML: 8.1 Application of this sourcebook |
| FSAH ML: Money Laundering Theme - International Banking Cluster |
| FSAH ML: Rule Making Instruments |
| FSAH ML: Schedules |
| FSAH ML: Transitional provisions |
| FSAH SUP: 10.4 Specification of functions |
| FSAH SYSC Senior Management Arrangements, Systems and Controls |
| FSAH SYSC: 3.2 Areas Covered By Systems And Controls |
| FSAH SYSC: 6.1 Skills, knowledge and expertise |
| FSAH SYSC: 6.3 Financial crime |
| Gibraltar Financial Services Commission Press Release: Cancellation of Licences |
| Gibraltar Financial Services Commission Press Release: FSC attains full IOSCO Membership |
| Gibraltar Financial Services Commission Press Release: Reminder by the FSC to existing bureaux de change and money transmitters |
| Guernsey Financial Services Commission: Business from Sensitive Sources Notice 10 for Financial Services Businesses and Notice 8 for Prescribed Businesses |
| Guernsey Financial Services Commission: Business from Sensitive Sources Notice 7 for Financial Services Businesses |
| Guernsey Financial Services Commission: Business from Sensitive Sources Notice 8 for Financial Services Businesses and Notice 3 for Prescribed Businesses |
| Guernsey Financial Services Commission: Business from Sensitive Sources Notice 9 for Financial Services Businesses and Notice 4 for Prescribed Businesses |
| Guernsey Financial Services Commission: Business from Sensitive Sources Notice Number 1 for Prescribed Businesses |
| Guernsey Financial Services Commission: Commission issues a simplified overview of its AML/CFT framework |
| Guernsey Financial Services Commission: Consultation Paper on Amendments to Regulatory and AML/CFT Legislation |
| Guernsey Financial Services Commission: Handbook for Financial Services Businesses on Countering Financial Crime and Terrorist Financing |
| Guernsey Financial Services Commission: Proposed amendments to the AML/CFT regulations and handbooks for financial services businesses and prescribed businesses |
| Guernsey Financial Services Commission: Unregulated Protected Cell Companies and Incorporated Cell Companies |
| HM Treasury CD: 15Nov02: A) The Second European Money Laundering Directive |
| HM Treasury CD: 15Nov02: Proposed revision of the Money Laundering Regulations 1993 and 2001:
Consultation |
| HM Treasury CP 2002May Proposed amendments to the Money Laundering Regulations 2001 |
| HM Treasury ML GN The UK's Anti-Money Laundering Legislation and the Data Protection Act 1998:Guidance Notes for the Financial Sector |
| HM Treasury MLAC Money Laundering Advisory Committee: First Meeting |
| HM Treasury MLAC: Discussion Paper II: Revision of the 1993 Money Laundering Regulations |
| HM Treasury NR 00/131 Money Laundering: UK Modifies Financial Advisory on Antigua and Barbuda |
| HM Treasury NR 01/145 HM Treasury acts against Money Laundering Risks in Nauru |
| HM Treasury NR 02/041 Guidance Issued on Data Protection Act and the UK's Anti-Money Laundering
Legislation |
| HM Treasury NR 02/120 Consultation on Money Laundering Regulations |
| HM Treasury NR 03/11/28 Money Laundering Regulations 2003 laid before Parliament |
| HM Treasury NR 04/018 Money Laundering Regulations |
| HM Treasury NR 99/066 Money Laundering: Treasury warns about Financial Transactions involving
Antigua and Barbuda |
| HM Treasury Press Notice 07/07 Ed Balls publishes New Money Laundering Regulations |
| HM Treasury Press Notice 103/09 Statement on money laundering controls in overseas jurisdictions |
| HM Treasury Press Notice 108/07 Higher risk of money laundering and terrorist financing in transactions involving Iran |
| HM Treasury Press Notice 11/09 New legislation on payment services to deliver benefits for consumers and businesses |
| HM Treasury Press Notice 20/08 HM Treasury warns of higher risk of money laundering and terrorist financing |
| HM Treasury Press Notice 23/07 Launch of anti-money laundering and counter-terrorist finance strategy |
| HM Treasury Press Notice 24/10 Statement on Money Laundering controls in Overseas Jurisdictions |
| HM Treasury Press Notice 26/09 HM Treasury warns businesses of serious threats posed to the international financial system |
| HM Treasury Press Notice 26/10 Consultation on terrorist asset freezing |
| HM Treasury Press Notice 60/07 Balls responds to draft Money Laundering Regulations consultation |
| HM Treasury Press Notice 84/07 Government toughens Money Laundering Regulations |
| HM Treasury Press Notice 91/09 HM Treasury announces call for evidence, to inform Review of Money Laundering Regulations 2007 |
| HM Treasury Statement on Money Laundering controls in Overseas Jurisdictions |
| HMRC 6 May 2008: Update for Trust or Company Service Providers |
| HMRC Business Brief 08/05: Accountancy Service Providers – Introduction of a register |
| HMRC Business Brief 08/06: Money Laundering Regulations - registration fee announced for 2008/09 |
| HMRC Business Brief 08/18: Important news for Trust or Company Service Providers (TCSPs) about changes to Registration Guidance and when to register with HMRC |
| HMRC Business Brief 08/37: Money Laundering Regulations 2007 |
| HMRC News LON 05/10 £24 million money launderers jailed |
| HMRC PR NAT 08/07: Money Laundering Regulations Registration deadline on the horizon |
| HMRC PR NAT 08/35: Guidance update for businesses covered by Money Laundering Regulations |
| HMRC: Important information for Money Service Businesses, High Value Dealers, Trust or Company Service Providers and Accountancy Service Providers who have failed to apply for Money Laundering Regulations Registration |
| HMRC: Money Laundering annual registration fee increase to £120 |
| HMRC: Money Laundering Regulations review of annual fee |
| HMRC: Money Laundering Regulations – New Anti money laundering guidance |
| HMRC: Money Laundering Regulations: What are your fees used for? |
| HMSO Guidance Notes |
| HMSO Guidance Notes Number: 07: Guidance on the Copying of Birth, Death and Marriage Certificates and Marriage Registers |
| HMSO Guidance Notes Number: 20: Reproduction of the British Passport |
| Home Office CP ML Proceeds of Crime Act 2002 Part 7 (Money Laundering) Section 339 Form and Manner of Disclosures Consultation Paper |
| Home Office CP ML: 1 Introduction |
| Home Office CP ML: 2 How to Respond |
| Home Office CP ML: 3 Proceeds of Crime Act 2002 (Part 7: Money Laundering) - A Summary |
| Home Office CP ML: 4 Legal Considerations |
| Home Office CP ML: 5 Mandatory/Discretionary Fields on the Form |
| Home Office CP ML: 6 Different Forms for Different Sectors |
| Home Office CP ML: 7 The Form Itself (Practical Issues) |
| Home Office CP ML: 8 Manner of Reporting |
| Home Office CP ML: Annex A: Draft Specimen Form and Questions to Consider |
| Home Office CP ML: Annex B: List of Organisations/People Consulted |
| Home Office CP ML: Annex C: Drop Down Menus |
| IMLPO: Institute of Money Laundering Prevention Officers |
| IMRO Notice 94Mar14 The Money Laundering Regulations |
| IMRO Reporter 18: Joint Money Laundering Steering Group - Revised Guidance Notes |
| IMRO Reporter 1: Money Laundering |
| IMRO Reporter 7: The Money Laundering Regulations |
| Institute of Money Laundering Prevention Officers 3rd Annual Conference 8 and 9 May 2006 |
| IOSCO PD188 Anti-Money Laundering Guidance for Collective Investment Schemes: I. Background |
| IOSCO PD188 Anti-Money Laundering Guidance for Collective Investment Schemes: II. CIS Industry |
| IOSCO PD188 Anti-Money Laundering Guidance for Collective Investment Schemes: III. Anti-Money Laundering Programs |
| IOSCO PD188 Anti-Money Laundering Guidance for Collective Investment Schemes: IV. Client Identification and Verification Procedures |
| IOSCO PD188 Anti-Money Laundering Guidance for Collective Investment Schemes: V. Performance of Client Due Diligence Procedures by Others |
| IOSCO PD188 Consultation Report-Anti-Money Laundering Guidance for Collective Investment Schemes |
| Ireland: Financial Regulator: Anti-Money Laundering |
| Ireland: Financial Regulator: Anti-Money Laundering Industry Guidance Notes |
| Ireland: William Fry: Introduction of the New Irish Anti-Money Laundering/Counter-Terrorist Financing Regime |
| Ireland: William Fry: The Position of Designated Bodies under the Criminal Justice (Money Laundering and Terrorist Financing) Act 2010 |
| Isle of Man - Financial Supervision Commission - What's New? |
| Isle of Man FSC Handbooks Press Release: Anti-Money Laundering and Countering the Financing of Terrorism Handbook |
| Isle of Man FSC Handbooks Press Release: Criminal Justice (Money Laundering) Code 2008 |
| Isle of Man FSC Press Release: Amendments to the Anti-Money Laundering and Countering the Financing of Terrorism Handbook |
| Isle of Man FSC Press Release: Amendments to the Anti-Money Laundering and Countering the Financing of Terrorism Handbook |
| Isle of Man FSC Press Release: Anti-Money Laundering and Countering the Financing of Terrorism Handbook |
| Isle of Man FSC Press Release: Anti-Money Laundering and Countering the Financing of Terrorism Handbook |
| Isle of Man FSC Press Release: Consultation on Replacement AML Code - F.S.C Public Notice |
| Isle of Man FSC Press Release: Consultation on the Review of Financial Services Legislation |
| Isle of Man FSC Press Release: IMF Report |
| Isle of Man FSC Press Release: Review of Authorised Collective Investment Schemes Regulations |
| Isle of Man FSC Press Release: Review of Financial Services Legislation |
| Isle of Man FSC Public Notice: Amendments to AML / CFT Handbook – New Appendix on Countries and Territories Covered by a Statement from an International Body |
| Isle of Man FSC Public Notice: Anti-Money Laundering and Countering the Financing of Terrorism Handbook |
| Isle of Man FSC Sanctions Notices - Terrorist Financing: Update to Financial Sanctions |
| Isle of Man FSC Sanctions Notices - Zimbabwe: Update to Financial Sanctions |
| Jersey Financial Services Commission - An Island Strategy to counter Money Laundering and the Financing of Terrorism |
| Jersey Financial Services Commission - Latest News |
| Jersey Financial Services Commission Consultation on Sector Specific section of AML/CFT Handbook |
| Jersey Financial Services Commission Press Release - Amendments to the Money Laundering Order |
| Jersey Financial Services Commission Press Release - An Island Strategy to counter Money Laundering and the Financing of Terrorism |
| Jersey Financial Services Commission Press Release: Consultation Paper on Banking: Financial Reporting and Disclosures |
| Jersey Financial Services Commission Press Release: Consultation Paper on proposals for Annual Fees to be paid by Designated Non-Financial Businesses and Professions |
| Jersey Financial Services Commission: Amendment to Money Laundering Order |
| Jersey Financial Services Commission: Consultation Paper No.4 2009 on Amendments to Part 1, Section 4 of the AML-CFT Handbook for regulated business |
| Jersey Financial Services Commission: Guidance for persons registered to provide Fund Services Business as Manager of a Managed Entity |
| JMLSG 29 June 2007 - Foreword to Consultation paper: Prevention of money laundering / combating terrorist financing |
| JMLSG Amendments to 2007 Money Laundering Guidance Notes |
| JMLSG Amendments to 2007 Money Laundering Guidance Notes December 2009 |
| JMLSG Case Study: Accounting firm |
| JMLSG Case Study: Alternative remittance systems - supported by import/export activity |
| JMLSG Case Study: Alternative remittance systems laundering cash from the sale of narcotics |
| JMLSG Case Study: Alternative remittance systems use of retail outlets |
| JMLSG Case Study: Bureaux de change |
| JMLSG Case Study: Charity used to finance terrorism |
| JMLSG Case Study: Company front - false loans scheme |
| JMLSG Case Study: Correspondent banking, wire transfers facilitate transactions by shell companies |
| JMLSG Case Study: Criminal cash proceeds placed through margin trading |
| JMLSG Case Study: Criminal funds laundered through payment of insurance premiums |
| JMLSG Case Study: Cross border cash |
| JMLSG Case Study: Exchange transaction relates to laundered drug money and diamond smuggling |
| JMLSG Case Study: Failure of due diligence aids a potentially corrupt PEP |
| JMLSG Case Study: Front companies |
| JMLSG Case Study: Front companies, insurance and bureaux de change |
| JMLSG Case Study: Front for individual with suspected terrorist links revealed by suspicious transaction report |
| JMLSG Case Study: High account turnover indicates fraud allegedly used to finance terrorist organisation |
| JMLSG Case Study: Insurance policies and real estate |
| JMLSG Case Study: Investment of fraudulent funds in the securities market |
| JMLSG Case Study: Launderers recruit individuals for the use of their bank account |
| JMLSG Case Study: Laundering the proceeds of fraud through the diamond market |
| JMLSG Case Study: Laundering through temporary bank accounts |
| JMLSG Case Study: Lawyers |
| JMLSG Case Study: Lawyers, real estate |
| JMLSG Case Study: Money laundering/terrorist financing activities |
| JMLSG Case Study: Money transfers |
| JMLSG Case Study: Payments structured to avoid detection |
| JMLSG Case Study: Private banker helps conceal suspects illegal proceeds |
| JMLSG Case Study: Shell companies and Corporate Service Providers |
| JMLSG Case Study: Shell corporations |
| JMLSG Case Study: Silver and gold smuggling |
| JMLSG Case Study: Simple transactions found to be suspect |
| JMLSG Case Study: Terrorists collect funds from lawful sources |
| JMLSG Case Study: The derivatives market: a typology |
| JMLSG Case Study: Underground banking activity revealed through large turnover in small business |
| JMLSG Case Study: Use of a bureau de change and bank accounts under false names |
| JMLSG Case Study: Use of bank safety deposit boxes |
| JMLSG CP 29 June 2007 - 2. Main Changes |
| JMLSG CP 29 June 2007 - 3. Timing Issues |
| JMLSG CP 29 June 2007 - Why JMLSG is amending its Guidance |
| JMLSG Draft Revised Guidance Notes for the Financial Sector: A Consultative Draft - |
| JMLSG Equivalent Jurisdictions |
| JMLSG Guidance Conference 24 April 2006 - Millennium Mayfair Hotel, 44 Grosvenor Square, Mayfair, London W1K 2HP |
| JMLSG Guidance for the UK Financial Sector - a Consultation Paper |
| JMLSG Guidance on Equivalent Markets |
| JMLSG Help Desk - 3 March 2006 |
| JMLSG Help desk - May 2004 |
| JMLSG International Students: Basic Bank Account Opening Procedures 12Aug05 |
| JMLSG Joint Money Laundering Steering Group |
| JMLSG MLGN 030507 Guidance Notes for the Financial Sector - 2003 Edition |
| JMLSG MLGN Money Laundering Guidance Notes for the Financial Sector (June 1997 (Updated |
| JMLSG MLGN2006 Prevention of Money Laundering/Combating the Financing of Terrorism - Guidance for the UK Financial Sector - January 2006 |
| JMLSG MLGN2006: 1.1-1.4 Introduction |
| JMLSG MLGN2006: 1.11-1.16 The UK legal and regulatory framework |
| JMLSG MLGN2006: 1.17-1.18 General legal and regulatory obligations |
| JMLSG MLGN2006: 1.19-1.21 Obligations on all firms |
| JMLSG MLGN2006: 1.22-1.30 Obligations on FSA-regulated firms |
| JMLSG MLGN2006: 1.31-1.33 Exemptions from legal and regulatory obligations |
| JMLSG MLGN2006: 1.34-1.36 Relationship between money laundering, terrorist financing and other financial crime |
| JMLSG MLGN2006: 1.37-1.40 Senior management should adopt a formal policy in relation to financial crime prevention |
| JMLSG MLGN2006: 1.41-1.43 Application of group policies outside the UK |
| JMLSG MLGN2006: 1.44 USA PATRIOT Act – extra-territoriality |
| JMLSG MLGN2006: 1.5-1.10 International pressure to have risk-based AML/CFT procedures |
| JMLSG MLGN2006: 2.1-2.2 General |
| JMLSG MLGN2006: 2.3-2.5 Appropriate controls in the context of financial crime prevention |
| JMLSG MLGN2006: 2.6-2.10 Outsourcing and non-UK processing |
| JMLSG MLGN2006: 3.1-3.3 Legal obligations |
| JMLSG MLGN2006: 3.16-3.22 Internal and external reports |
| JMLSG MLGN2006: 3.23-3.25 Obtaining and using national and international findings |
| JMLSG MLGN2006: 3.26-3.27 Awareness and training |
| JMLSG MLGN2006: 3.28 Monitoring effectiveness of money laundering controls |
| JMLSG MLGN2006: 3.29-3.37 Reporting to senior management |
| JMLSG MLGN2006: 3.4-3.6 Regulatory obligations |
| JMLSG MLGN2006: 3.7-3.15 Standing of the MLRO |
| JMLSG MLGN2006: 4.1-4.5 Introduction |
| JMLSG MLGN2006: 4.13-4.18 Identifying and assessing the risks faced by the firm |
| JMLSG MLGN2006: 4.19-4.26 Design and implement controls to manage and mitigate the risks |
| JMLSG MLGN2006: 4.27 Monitor and improve the effective operation of the firm's controls |
| JMLSG MLGN2006: 4.28 Record appropriately what has been done and why |
| JMLSG MLGN2006: 4.29-4.33 Risk management is dynamic |
| JMLSG MLGN2006: 4.6-4.12 A risk-based approach |
| JMLSG MLGN2006: 5.1 What is customer due diligence, and why does it matter? |
| JMLSG MLGN2006: 5.2 Who is the customer? |
| JMLSG MLGN2006: 5.3 Nature and evidence of identity |
| JMLSG MLGN2006: 5.4 Initial identity checks |
| JMLSG MLGN2006: 5.4.100-5.4.110 Charities, church bodies and places of worship |
| JMLSG MLGN2006: 5.4.111-5.4.123 Other trusts, foundations and similar entities |
| JMLSG MLGN2006: 5.4.124-5.4.127 Other regulated financial services firms that are subject to the ML Regulations |
| JMLSG MLGN2006: 5.4.128-5.4.131 Non-personal customers: Other firms that are subject to the ML Regulations |
| JMLSG MLGN2006: 5.4.132-5.4.142 Partnerships and unincorporated businesses |
| JMLSG MLGN2006: 5.4.14-5.4.60 Personal customers |
| JMLSG MLGN2006: 5.4.143-5.4.150 Clubs and societies |
| JMLSG MLGN2006: 5.4.151-5.4.161 Public sector bodies, governments, state-owned companies and supranationals |
| JMLSG MLGN2006: 5.4.61-5.4.161 Non-personal customers |
| JMLSG MLGN2006: 5.4.66-5.4.92 Non-personal customers: Corporates (other than regulated firms) |
| JMLSG MLGN2006: 5.4.93-5.4.99 HMRC-approved pension schemes |
| JMLSG MLGN2006: 5.5 Multipartite relationships |
| JMLSG MLGN2006: 5.6 KYC - Additional customer information |
| JMLSG MLGN2006: 7.1-7.7 General legal and regulatory obligations |
| JMLSG MLGN2006: 7.13-7.15 What is meant by 'reasonable grounds to know or suspect'? |
| JMLSG MLGN2006: 7.16-7.25 Internal reporting |
| JMLSG MLGN2006: 7.26-7.29 Evaluation and determination by the nominated officer |
| JMLSG MLGN2006: 7.30-7.44 External reporting |
| JMLSG MLGN2006: 7.45-7.54 Consent |
| JMLSG MLGN2006: 7.55-7.62 Tipping off, and prejudicing an investigation |
| JMLSG MLGN2006: 7.63-7.80 Transactions following a disclosure |
| JMLSG MLGN2006: 7.8-7.12 What is meant by 'knowledge' and 'suspicion'? |
| JMLSG MLGN2006: 7.81-7.90 Data Protection - Subject Access Requests, where a suspicion report has been made |
| JMLSG MLGN2006: 8.1-8.4 Why focus on staff awareness and training? |
| JMLSG MLGN2006: 8.11-8.33 Responsibilities of the firm, and its staff |
| JMLSG MLGN2006: 8.34-8.37 Training methods and assessment |
| JMLSG MLGN2006: 8.5-8.10 General legal and regulatory obligations |
| JMLSG MLGN2006: 9.1-9.30 General legal and regulatory requirements |
| JMLSG MLGN2006: Annex 1-I UK AML/CFT Legislation and Regulation |
| JMLSG MLGN2006: Annex 5-I/1: Confirmation of Verification of Identity - Private Individual: Introduction by an FSA-Regulated Firm |
| JMLSG MLGN2006: Annex 5-I/2: Confirmation of Verification of Identity - Private Individual: Introduction by an EU Regulated Financial Services Firm |
| JMLSG MLGN2006: Annex 5-I/3: Confirmation of Verification of Identity - Private Individual: Introduction by a Non-EU Regulated Financial Services Firm |
| JMLSG MLGN2006: Annex 5-I/4: Confirmation of Verification of Identity - Corporate and other Non-Personal Entity: Introduction by an FSA-Regulated Firm |
| JMLSG MLGN2006: Annex 5-I/5: Confirmation of Verification of Identity - Corporate and other Non-Personal Entity: Introduction by an EU Regulated Financial Services Firm |
| JMLSG MLGN2006: Annex 5-I/6: Confirmation of Verification of Identity - Corporate and other Non-Personal Entity: Introduction by a Non-EU Regulated Financial Services Firm |
| JMLSG MLGN2006: Annex 5-II/1: Confirmation of Verification of Identity - Group Introduction: Private Individual |
| JMLSG MLGN2006: Annex 5-II/2: Confirmation of Verification of Identity - Group Introduction: Corporate and other Non-Personal Entity |
| JMLSG MLGN2006: Annexes 5-I/1- 5II/2 - pro-forma confirmations of identity |
| JMLSG MLGN2006: Appendix I - Money laundering responsibilities in the UK |
| JMLSG MLGN2006: Appendix II - Summary of UK legislation |
| JMLSG MLGN2006: Chapter 1 Senior Management Responsibility |
| JMLSG MLGN2006: Chapter 1 Senior Management Responsibility: Key points in this chapter |
| JMLSG MLGN2006: Chapter 2 Internal Controls |
| JMLSG MLGN2006: Chapter 2 Internal Controls: Key points in this chapter |
| JMLSG MLGN2006: Chapter 3 Nominated Officer/Money Laundering Reporting Officer (MLRO) |
| JMLSG MLGN2006: Chapter 3 Nominated Officer/Money Laundering Reporting Officer (MLRO): Key points in this chapter |
| JMLSG MLGN2006: Chapter 4 Risk-based approach |
| JMLSG MLGN2006: Chapter 4 Risk-based approach: Key points in this chapter |
| JMLSG MLGN2006: Chapter 5 Customer Due Diligence |
| JMLSG MLGN2006: Chapter 5 Customer Due Diligence: Key points in this chapter |
| JMLSG MLGN2006: Chapter 6 Monitoring Customer Activity |
| JMLSG MLGN2006: Chapter 7 Suspicious Activities, Reporting and Data Protection |
| JMLSG MLGN2006: Chapter 7 Suspicious Activities, Reporting and Data Protection: Key points in this chapter |
| JMLSG MLGN2006: Chapter 8 Staff awareness, training and alertness |
| JMLSG MLGN2006: Chapter 8 Staff Awareness, Training and Alertness: Key points in this chapter |
| JMLSG MLGN2006: Chapter 9 Record keeping |
| JMLSG MLGN2006: Chapter 9 Record Keeping: Key points in this chapter |
| JMLSG MLGN2006: DRAFT Sectoral Guidance: 21 Invoice finance |
| JMLSG MLGN2006: DRAFT Sectoral Guidance: 3 Electronic money |
| JMLSG MLGN2006: Glossary of terms |
| JMLSG MLGN2006: Glossary of terms - Abbreviations |
| JMLSG MLGN2006: Preface |
| JMLSG MLGN2006: Sectoral Guidance: 1 Retail banking |
| JMLSG MLGN2006: Sectoral Guidance: 10 Execution-only stockbrokers |
| JMLSG MLGN2006: Sectoral Guidance: 11 Motor finance |
| JMLSG MLGN2006: Sectoral Guidance: 12 Asset finance |
| JMLSG MLGN2006: Sectoral Guidance: 13 Private equity |
| JMLSG MLGN2006: Sectoral Guidance: 14 Corporate finance |
| JMLSG MLGN2006: Sectoral Guidance: 15 Trade finance |
| JMLSG MLGN2006: Sectoral Guidance: 16 Correspondent banking |
| JMLSG MLGN2006: Sectoral Guidance: 17 Syndicated lending |
| JMLSG MLGN2006: Sectoral Guidance: 18 Wholesale markets |
| JMLSG MLGN2006: Sectoral Guidance: 19 Name-passing brokers in inter-professional markets |
| JMLSG MLGN2006: Sectoral Guidance: 2 Credit cards, etc |
| JMLSG MLGN2006: Sectoral Guidance: 20 Unregulated funds |
| JMLSG MLGN2006: Sectoral Guidance: 3 Electronic money |
| JMLSG MLGN2006: Sectoral Guidance: 4 Credit unions |
| JMLSG MLGN2006: Sectoral Guidance: 5 Wealth management |
| JMLSG MLGN2006: Sectoral Guidance: 6 Financial advisers |
| JMLSG MLGN2006: Sectoral Guidance: 7 Life assurance, and life-related pensions and investment products |
| JMLSG MLGN2006: Sectoral Guidance: 8 Non-life providers of investment fund products |
| JMLSG MLGN2006: Sectoral Guidance: 9 Discretionary and advisory investment management |
| JMLSG MLGN2007 Prevention of Money Laundering/Combating the Financing of Terrorism - Guidance for the UK Financial Sector |
| JMLSG MLGN2007: Part I: Annex 5-I/1 Confirmation of Verification of Identity - Private Individual: Introduction by an FSA-Regulated Firm |
| JMLSG MLGN2007: Part I: Annex 5-I/2 Confirmation of Verification of Identity - Private Individual: Introduction by an EU Regulated Financial Services Firm |
| JMLSG MLGN2007: Part I: Annex 5-I/3 Confirmation of Verification of Identity - Private Individual: Introduction by an EU Regulated Financial Services Firm |
| JMLSG MLGN2007: Part I: Annex 5-I/4 Confirmation of Verification of Identity - Corporate and other Non-Personal Entity: Introduction by an FSA-Regulated Firm |
| JMLSG MLGN2007: Part I: Annex 5-I/5 Confirmation of Verification of Identity - Corporate and other Non-Personal Entity: Introduction by an EU Regulated Financial Services Firm |
| JMLSG MLGN2007: Part I: Annex 5-I/6 Confirmation of Verification of Identity - Corporate and other Non-Personal Entity: Introduction by a Non-EU Regulated Financial Services Firm |
| JMLSG MLGN2007: Part I: Annex 5-II/1 Confirmation of Verification of Identity - Group Introduction: Private Individual |
| JMLSG MLGN2007: Part I: Annex 5-II/2 Confirmation of Verification of Identity - Group Introduction: Corporate and other Non-Personal Entity |
| JMLSG MLGN2007: Part I: Appendix I – Money laundering responsibilities in the UK |
| JMLSG MLGN2007: Part I: Appendix II – Summary of UK legislation |
| JMLSG MLGN2007: Part I: Appendix II – Summary of UK legislation |
| JMLSG MLGN2007: Part I: Chapter 1 Senior Management Responsibility |
| JMLSG MLGN2007: Part I: Chapter 2 Internal Controls |
| JMLSG MLGN2007: Part I: Chapter 3 Nominated officer/MLRO |
| JMLSG MLGN2007: Part I: Chapter 4 Risk-based approach |
| JMLSG MLGN2007: Part I: Chapter 5 Customer due diligence |
| JMLSG MLGN2007: Part I: Chapter 5.1 Meaning of customer due diligence measures and ongoing monitoring |
| JMLSG MLGN2007: Part I: Chapter 5.2 Timing of, and non compliance with, CDD measures |
| JMLSG MLGN2007: Part I: Chapter 5.3 Application of CDD measures |
| JMLSG MLGN2007: Part I: Chapter 5.3.1-5.3.67 Application of CDD measures |
| JMLSG MLGN2007: Part I: Chapter 5.3.115-5.3.119 Customers other than private individuals |
| JMLSG MLGN2007: Part I: Chapter 5.3.120-5.3.150 Corporates (other than regulated firms) |
| JMLSG MLGN2007: Part I: Chapter 5.3.151-5.3.159 Pension schemes |
| JMLSG MLGN2007: Part I: Chapter 5.3.160-5.3.179 Charities, church bodies and places of worship |
| JMLSG MLGN2007: Part I: Chapter 5.3.180-5.3.202 Other trusts, foundations and similar entities |
| JMLSG MLGN2007: Part I: Chapter 5.3.203-5.3.207 Other regulated financial services firms that are subject to the ML Regulations (or equivalent) |
| JMLSG MLGN2007: Part I: Chapter 5.3.208-5.3.211 Other firms that are subject to the ML Regulations (or equivalent) |
| JMLSG MLGN2007: Part I: Chapter 5.3.212-5.3.225 Partnerships and unincorporated businesses |
| JMLSG MLGN2007: Part I: Chapter 5.3.226-5.3.234 Clubs and societies |
| JMLSG MLGN2007: Part I: Chapter 5.3.235-5.3.248 Public sector bodies, governments, state-owned companies and supranationals |
| JMLSG MLGN2007: Part I: Chapter 5.3.68-5.3.114 Private individuals |
| JMLSG MLGN2007: Part I: Chapter 5.4 Simplified due diligence |
| JMLSG MLGN2007: Part I: Chapter 5.5 Enhanced due diligence |
| JMLSG MLGN2007: Part I: Chapter 5.6 Multipartite relationships, including reliance on third parties |
| JMLSG MLGN2007: Part I: Chapter 5.7 Monitoring customer activity |
| JMLSG MLGN2007: Part I: Chapter 5.8 Directions under the Counter-Terrorism Act 2008 |
| JMLSG MLGN2007: Part I: Chapter 5.8 JMLSG consultation |
| JMLSG MLGN2007: Part I: Chapter 6 Suspicious activities, reporting and data protection |
| JMLSG MLGN2007: Part I: Chapter 7 Staff awareness, training and alertness |
| JMLSG MLGN2007: Part I: Chapter 8 Record keeping |
| JMLSG MLGN2007: Part I: Glossary of terms |
| JMLSG MLGN2007: Part I: Preface |
| JMLSG MLGN2007: Part II Sectoral Guidance - Specialist guidance A: Wire transfers |
| JMLSG MLGN2007: Part II Sectoral Guidance 1 Retail banking |
| JMLSG MLGN2007: Part II Sectoral Guidance 10 Execution-only stockbrokers |
| JMLSG MLGN2007: Part II Sectoral Guidance 11 Motor finance |
| JMLSG MLGN2007: Part II Sectoral Guidance 12 Asset Finance |
| JMLSG MLGN2007: Part II Sectoral Guidance 13 Private equity |
| JMLSG MLGN2007: Part II Sectoral Guidance 14 Corporate finance |
| JMLSG MLGN2007: Part II Sectoral Guidance 15 Trade finance |
| JMLSG MLGN2007: Part II Sectoral Guidance 16 Correspondent banking |
| JMLSG MLGN2007: Part II Sectoral Guidance 17 Syndicated Lending |
| JMLSG MLGN2007: Part II Sectoral Guidance 18 Wholesale markets |
| JMLSG MLGN2007: Part II Sectoral Guidance 19 Name-passing brokers in inter-professional markets |
| JMLSG MLGN2007: Part II Sectoral Guidance 2 Credit cards, etc |
| JMLSG MLGN2007: Part II Sectoral Guidance 20 Servicing unregulated funds |
| JMLSG MLGN2007: Part II Sectoral Guidance 21 Invoice finance |
| JMLSG MLGN2007: Part II Sectoral Guidance 3 Electronic money |
| JMLSG MLGN2007: Part II Sectoral Guidance 4 Credit unions |
| JMLSG MLGN2007: Part II Sectoral Guidance 5 Wealth management |
| JMLSG MLGN2007: Part II Sectoral Guidance 6 Financial advisers |
| JMLSG MLGN2007: Part II Sectoral Guidance 7 Life assurance, and life-related protection, pension and investment products |
| JMLSG MLGN2007: Part II Sectoral Guidance 7A General insurers |
| JMLSG MLGN2007: Part II Sectoral Guidance 8 Non-life providers of investment fund products |
| JMLSG MLGN2007: Part II Sectoral Guidance 9 Discretionary and advisory investment management |
| JMLSG MLGN: Revised Appendix D - Countries with equivalence status |
| JMLSG Money Laundering Case Studies |
| JMLSG Money Laundering Guidance - Versions held within 3d |
| JMLSG Note: Final transition to new Guidance - 31 August 2006 |
| JMLSG Note: MLRO Annual Report - Aide memoire for the MLRO - A suggested framework to provide information to inform the MLRO Annual Report |
| JMLSG Note: The assessment of AML/CFT standards in other countries - 7 September 2006 |
| JMLSG Press Release - Financial services industry consults on new guidance to combat |
| JMLSG Proposed amendments to 2007 Guidance |
| JMLSG Proposed revision to Part I of the Guidance |
| JMLSG Proposed revision to Part II of their Guidance Notes for the UK Financial Sector |
| JMLSG response to the findings of the FSA Working Group on ID 14Oct04 |
| JMLSG welcomes HM Treasury approval of new industry guidance |
| JMLSG: A suggested MLRO good practice framework - 8Mar05 |
| JMLSG: Case Studies on Money Laundering / Terrorist Financing - 9Mar05 |
| JMLSG: ML Case Studies: 1. Money Transfers |
| JMLSG: ML Case Studies: 10. Alternative remittance systems use of retail outlets |
| JMLSG: ML Case Studies: 11. Alternative remittance systems laundering cash from the |
| JMLSG: ML Case Studies: 12. Alternative remittance systems - supported by import/export |
| JMLSG: ML Case Studies: 13. Underground banking activity revealed through large turnover |
| JMLSG: ML Case Studies: 14. The derivatives market: a typology |
| JMLSG: ML Case Studies: 15. Criminal cash proceeds placed through margin trading |
| JMLSG: ML Case Studies: 16. Investment of fraudulent funds in the securities market |
| JMLSG: ML Case Studies: 17. Insurance policies and real estate |
| JMLSG: ML Case Studies: 18. Criminal funds laundered through payment of insurance premiums |
| JMLSG: ML Case Studies: 19. Company front - false loans scheme |
| JMLSG: ML Case Studies: 2. Exchange transaction relates to laundered drug money and |
| JMLSG: ML Case Studies: 20. Shell corporations |
| JMLSG: ML Case Studies: 21. Shell companies and Corporate Service Providers |
| JMLSG: ML Case Studies: 22. Front companies, insurance and bureaux de change |
| JMLSG: ML Case Studies: 23. Front companies |
| JMLSG: ML Case Studies: 24. Silver and gold smuggling |
| JMLSG: ML Case Studies: 25. Laundering the proceeds of fraud through the diamond market |
| JMLSG: ML Case Studies: 26. Accounting firm |
| JMLSG: ML Case Studies: 27. Lawyers |
| JMLSG: ML Case Studies: 28. Lawyers, real estate |
| JMLSG: ML Case Studies: 29. Terrorists collect funds from lawful sources |
| JMLSG: ML Case Studies: 3. Launderers recruit individuals for the use of their bank |
| JMLSG: ML Case Studies: 30. Simple transactions found to be suspect |
| JMLSG: ML Case Studies: 31. Front for individual with suspected terrorist links revealed |
| JMLSG: ML Case Studies: 32. High account turnover indicates fraud allegedly used to |
| JMLSG: ML Case Studies: 33. Charity used to finance terrorism |
| JMLSG: ML Case Studies: 34. Correspondent banking, wire transfers facilitate transactions |
| JMLSG: ML Case Studies: 35. Private banker helps conceal suspects illegal proceeds |
| JMLSG: ML Case Studies: 36. Failure of due diligence aids a potentially corrupt PEP |
| JMLSG: ML Case Studies: 4. Use of bank safety deposit boxes |
| JMLSG: ML Case Studies: 5. Laundering through temporary bank accounts |
| JMLSG: ML Case Studies: 6. Use of a bureau de change and bank accounts under false |
| JMLSG: ML Case Studies: 7. Payments structured to avoid detection |
| JMLSG: ML Case Studies: 8. Cross border cash |
| JMLSG: ML Case Studies: 9. Bureaux de change |
| JMLSG: Money laundering/terrorist financing activities - 8Mar05 |
| JMLSG: Reporting suspicions |
| JMLSG: Useful Information Sources - 11Mar05 |
| Manual Watch List Checking |
| ML GN App D - Countries with equivalence status |
| ML GN App D - Equivalence status - 2. Non-Cooperative Countries and Territories |
| ML GN App D - Equivalence status - 3. Countries with Material Deficiencies |
| ML GN App D - Equivalence status - EU and FATF Members |
| ML GN Introduction |
| ML: BBA Response to Home Office Consultation Document on Code of Practice Issues UnderSection 377 of The Proceeds of Crime Act |
| MLGN2001 Prevention of Money Laundering Guidance Notes for the UK Financial Sector |
| MLGN2001: 1.1-1.14 Background |
| MLGN2001: 2.1 What the UK Law and Financial Sector Regulations and Rules require |
| MLGN2001: 2.2-2.39 Statutory Offences and Defences |
| MLGN2001: 2.40-2.47 Money Laundering Regulations 1993 (The Regulations) |
| MLGN2001: 2.48-2.49 Money Laundering Regulations 2001 |
| MLGN2001: 2.50-2.57 Financial Services Authority (FSA) Money Laundering Rules |
| MLGN2001: 2.58-2.64 Inter-Relationship between the Regulations, FSA Rules and the JMLSGGuidance Notes |
| MLGN2001: 3.1-3.14 Duty to have Arrangements to Combat Money Laundering |
| MLGN2001: 3.15-3.20 Compliance Monitoring |
| MLGN2001: 3.21-3.22 The Need to Tailor Policies and Procedures |
| MLGN2001: 3.23-3.28 Use of National and International Findings on Countries with inadequaciesconcerning the approach to money |
| MLGN2001: 3.29-3.34 Group Money Laundering Policies and Extra-Territoriality |
| MLGN2001: 4 Annex 1 - Pensions Contracts |
| MLGN2001: 4 Annex 2 - Mortgage Related Business |
| MLGN2001: 4 Annex 3 - Motor Finance |
| MLGN2001: 4 Annex 4 - Authorised Investment Funds |
| MLGN2001: 4 Annex 5 - Receiving Bankers and Receiving Agents - Offers For Sale, RightsIssues etc. |
| MLGN2001: 4 Annex 6 - Venture Capital/Private Equity |
| MLGN2001: 4.1-4.13 Introduction |
| MLGN2001: 4.101-4.115 Financial Exclusion – UK Resident Applicants |
| MLGN2001: 4.116-4.140 Establishing Identity - Trusts, Nominees and Fiduciaries |
| MLGN2001: 4.14-4.45 Establishing Identity |
| MLGN2001: 4.141-4.145 Establishing Identity - 'Client Accounts' Opened By ProfessionalIntermediaries |
| MLGN2001: 4.146-4.149 Establishing Identity - Unincorporated Businesses/ Partnerships |
| MLGN2001: 4.150-4.174 Establishing Identity - Corporate Customers |
| MLGN2001: 4.175-4.190 Account Opening for Other Institutions |
| MLGN2001: 4.191-4.215 Reliance on Intermediaries or other Third Parties to Verify Identityor to Introduce Business |
| MLGN2001: 4.216-4.221 Correspondent Relationships |
| MLGN2001: 4.222-4.223 Acquisition of One Financial Sector Business by Another |
| MLGN2001: 4.224-4.226 Wholesale Sterling, Foreign Currency Accounts and Name-PassingBrokers |
| MLGN2001: 4.227 Provision of Safe Custody and Safety Deposit Boxes |
| MLGN2001: 4.228-4.255 Exemptions from Identification Procedures |
| MLGN2001: 4.46-4.71 Identification Procedures: General Principles |
| MLGN2001: 4.72-4.100 Establishing Identity - Private Individuals |
| MLGN2001: 5 Recognition and Reporting of Suspicious Transactions |
| MLGN2001: 5.1-5.7 Statutory Obligation to Report Knowledge or Suspicion of money laundering |
| MLGN2001: 5.14-5.20 The Role of the Money Laundering Reporting Officer |
| MLGN2001: 5.21-5.36 Internal Reporting of Suspicious Transactions |
| MLGN2001: 5.37-5.77 External Reporting Procedures |
| MLGN2001: 5.78-5.81 Investigation of Disclosures |
| MLGN2001: 5.8-5.13 Know Your Customer – The Basis for Recognising Suspicions |
| MLGN2001: 5.82-5.84 Wire Transfer Transactions |
| MLGN2001: 5.85-5.87 Feedback from the Investigating Authorities |
| MLGN2001: 6.1-6.2 Awareness and Training |
| MLGN2001: 6.15-6.28 Training |
| MLGN2001: 6.3-6.14 Awareness Raising |
| MLGN2001: 7.1-7.4 Statutory and Regulatory Record Keeping Requirements |
| MLGN2001: 7.15-7.16 Records of internal and external Reports |
| MLGN2001: 7.17 Monitoring Compliance, Awareness and Training |
| MLGN2001: 7.18-7.33 Format and Retrieval of Records |
| MLGN2001: 7.34 Wire Transfer Transactions |
| MLGN2001: 7.5-7.8 Documents Verifying Evidence of Identity |
| MLGN2001: 7.9-7.14 Transaction Records |
| MLGN2001: Appendices |
| MLGN2001: Appendix A - Glossary of Terms |
| MLGN2001: Appendix B - Money Laundering Typologies and Cases |
| MLGN2001: Appendix B: 1. Cash and Banking Services |
| MLGN2001: Appendix B: 2. Investment Banking and the Securities Sector |
| MLGN2001: Appendix B: 3. Insurance and Personal Investment Products |
| MLGN2001: Appendix B: 4. Emerging Technologies |
| MLGN2001: Appendix B: 5. Companies Trading and other Business Activities |
| MLGN2001: Appendix B: 6. Lawyers, Accountants and Other Intermediaries |
| MLGN2001: Appendix B: 7. Terrorist Financing |
| MLGN2001: Appendix C - Summary of existing UK law on money laundering as at December |
| MLGN2001: Appendix C: 1 Money Transfers |
| MLGN2001: Appendix C: 10 The derivatives market: a typology |
| MLGN2001: Appendix C: 11 Insurance policies and real estate |
| MLGN2001: Appendix C: 12 Company front - false loans scheme |
| MLGN2001: Appendix C: 13 Shell corporations |
| MLGN2001: Appendix C: 14 Shell corporations and Corporate Service Providers |
| MLGN2001: Appendix C: 15 Front companies, insurance and bureaux de change |
| MLGN2001: Appendix C: 16 Front companies |
| MLGN2001: Appendix C: 17 Accounting firm |
| MLGN2001: Appendix C: 18 Lawyers |
| MLGN2001: Appendix C: 19 Lawyers, real estate |
| MLGN2001: Appendix C: 2 Launderers recruit individuals for the use of their bank account |
| MLGN2001: Appendix C: 3 Use of bank safety deposit boxes |
| MLGN2001: Appendix C: 4 Laundering through temporary bank accounts |
| MLGN2001: Appendix C: 5 Use of a bureau de change and bank accounts under false names |
| MLGN2001: Appendix C: 6 Cross border cash |
| MLGN2001: Appendix C: 7 Bureaux de change |
| MLGN2001: Appendix C: 8 Alternative remittance systems |
| MLGN2001: Appendix C: 9 Alternative remittance systems |
| MLGN2001: Appendix C: Criminal Justice Act 1988 (as amended by the Criminal Justice |
| MLGN2001: Appendix C: Criminal Law (Consolidation) (Scotland) Act 1995 - applicable |
| MLGN2001: Appendix C: Drug Trafficking Act 1994 - Applicable in England and Wales only |
| MLGN2001: Appendix C: Fiscal Offences and Money Laundering |
| MLGN2001: Appendix C: Money Laundering Cases |
| MLGN2001: Appendix C: Prevention of Terrorism (Temporary Provisions) Act 1989 - Applicable |
| MLGN2001: Appendix C: Proceeds of Crime (Northern Ireland) Order 1996 - applicable |
| MLGN2001: Appendix D - Equivalence Status of Other Countries or Territories |
| MLGN2001: Appendix E 4 - Utility Company Certificate of Prepayment |
| MLGN2001: Appendix E 5 - Home Office Card issued to Asylum Seekers |
| MLGN2001: Appendix E 5 - Home Office Letter issued to Asylum Seekers |
| MLGN2001: Appendix E.1 (A) - Group Introduction Certificate (Investment Related Products/Accounts) |
| MLGN2001: Appendix E.1 (B) - Group Introduction Certificate for an account with a UK |
| MLGN2001: Appendix E.1 (C) - Group Introduction Certificate for an account with a UK |
| MLGN2001: Appendix E.2 (A) - May 2002 Identity Verification Certificate |
| MLGN2001: Appendix E.2 (A) - May 2002 Regulated Intermediary Introduction Certificate |
| MLGN2001: Appendix E.2 (A) - Regulated Intermediary Introduction Certificate For Investment |
| MLGN2001: Appendix E.2 (B) - Regulated Intermediary Introduction Certificate for Investment |
| MLGN2001: Appendix E.2 (C) - Regulated Intermediary Introduction Certificate for a |
| MLGN2001: Appendix E.3 - Agent Confirmation Certificate |
| MLGN2001: Appendix F - Euro Exemption Limits |
| MLGN2001: Appendix G - NCIS Disclosure Reporting Form and Notes for Completion |
| MLGN2001: Appendix G - NCIS Disclosure Reporting Form and Notes for Completion - Page 1 |
| MLGN2001: Appendix G - NCIS Disclosure Reporting Form and Notes for Completion - Page 2 |
| MLGN2001: Appendix G - NCIS Disclosure Reporting Form and Notes for Completion - Page 3 |
| MLGN2001: Appendix G - NCIS Disclosure Reporting Form and Notes for Completion - Page 4 |
| MLGN2001: Appendix G - NCIS Disclosure Reporting Form and Notes for Completion - Page 5 |
| MLGN2001: Appendix H - NCIS Feedback Arrangements |
| MLGN2001: Appendix I - Further Information/Addresses |
| MLGN2001: Application of these Guidance Notes |
| MLGN2001: Background to the JMLSG Guidance Notes |
| MLGN2001: Baden Delvaux v Societe General 1992 |
| MLGN2001: JMLSG Member Associations |
| MLGN2001: May 2002 JMLSG note |
| MLGN2001: Outline of the changes made in the December 2001 edition |
| MLGN2001: Scope |
| MLGN2001: Status and Purpose of these Guidance Notes |
| MLGN2001: Suggested MLRO good practice framework |
| MLGN2001: UK Regulations and FSA rules |
| MLGN2003 Prevention of Money Laundering Guidance Notes for the UK Financial Sector - 2003 Edition |
| MLGN2003: 1 Background |
| MLGN2003: 2 What the UK Law, Regulations and Financial Sector Rules require |
| MLGN2003: 2.42 Money Laundering Regulations 2003 (The Regulations) |
| MLGN2003: 2.52 Financial Services Authority (FSA) Money Laundering Rules |
| MLGN2003: 2.60 Interrelationship between the Regulations, FSA Rules and the JMLSG Guidance |
| MLGN2003: 3 Internal Controls, Policies and Procedures |
| MLGN2003: 3.16 Compliance Monitoring |
| MLGN2003: 3.23 The need to tailor policies and procedures |
| MLGN2003: 3.25 Provisions relating to countries with inadequacies concerning the approach |
| MLGN2003: 3.32 Group Money Laundering Policies and Extra-Territoriality |
| MLGN2003: 4 Know Your Customer and Identification Evidence |
| MLGN2003: 4.1 Introduction |
| MLGN2003: 4.107 Financial Exclusion - Exceptions for Personal Applicants |
| MLGN2003: 4.129 Establishing Identity - Trusts, Nominees and Fiduciaries |
| MLGN2003: 4.148 Establishing Identity - Powers of Attorney and Third Party Mandates |
| MLGN2003: 4.15 Establishing Identity |
| MLGN2003: 4.150 Establishing Identity - Executorship Accounts |
| MLGN2003: 4.154 Establishing Identity - Unincorporated Businesses/ Partnerships |
| MLGN2003: 4.158 Establishing Identity - Corporate Customers |
| MLGN2003: 4.178 Establishing Identity - Non-Exempt Financial Sector Firms |
| MLGN2003: 4.183 Establishing Identity - Bureaux de Change, and other Money Service |
| MLGN2003: 4.184 Establishing Identity for Lawyers and Accountants |
| MLGN2003: 4.189 Establishing Identity for Other Institutions |
| MLGN2003: 4.205 Verification of Identity when dealing with Intermediaries |
| MLGN2003: 4.242 Correspondent Relationships |
| MLGN2003: 4.250 Acquisition of one Financial Sector Business by another |
| MLGN2003: 4.252 Wholesale Sterling and Foreign Currency Accounts |
| MLGN2003: 4.253 Provision of Safe Custody and Safety Deposit Boxes |
| MLGN2003: 4.254 Exemptions from Identification Procedures |
| MLGN2003: 4.46 Identification Procedures: General Principles |
| MLGN2003: 4.62 Establishing Identity - Private Individuals |
| MLGN2003: 4: Annex 1 to Section 4 - Pensions Contracts |
| MLGN2003: 4: Annex 2 to Section 4 - Mortgage Related Business |
| MLGN2003: 4: Annex 3 to Section 4 - Motor Finance |
| MLGN2003: 4: Annex 4 to Section 4 - Authorised Investment Funds |
| MLGN2003: 4: Annex 5 to Section 4 - Receiving Bankers and Receiving Agents - Offers |
| MLGN2003: 4: Annex 6 to Section 4 - Venture Capital/Private Equity |
| MLGN2003: 4: Annex 7 to Section 4 - Electronic Money |
| MLGN2003: 5 Recognising and Reporting Suspicious Activity |
| MLGN2003: 5.1 Statutory Obligation to Report Knowledge or Suspicion of Money Laundering |
| MLGN2003: 5.100 Feedback from the Investigating Authorities |
| MLGN2003: 5.15 The Money Laundering Reporting Officer |
| MLGN2003: 5.23 Internal Reporting of Suspicious Activity |
| MLGN2003: 5.40 External Reporting Procedures |
| MLGN2003: 5.9 Know Your Customer - the Basis for Recognising Suspicions |
| MLGN2003: 5.91 Investigation of Disclosures |
| MLGN2003: 5.95 Wire Transfer Transactions |
| MLGN2003: 6 Awareness and Training |
| MLGN2003: 6.15 Training |
| MLGN2003: 6.3 Awareness Raising |
| MLGN2003: 7 Record Keeping |
| MLGN2003: 7.13 Records of Internal and External Reports |
| MLGN2003: 7.15 Monitoring Compliance, Awareness and Training |
| MLGN2003: 7.16 Format and Retrieval of Records |
| MLGN2003: 7.33 Wire Transfer Transactions |
| MLGN2003: 7.6 Documents Verifying Evidence of Identity |
| MLGN2003: 7.8 Transaction Records |
| MLGN2003: Appendix A - Glossary of Terms |
| MLGN2003: Appendix B - Money Laundering Typologies and Cases |
| MLGN2003: Appendix B: C1. Money Transfers |
| MLGN2003: Appendix B: C10. Alternative remittance systems supported by import/export |
| MLGN2003: Appendix B: C11. Underground banking activity revealed through large turnover |
| MLGN2003: Appendix B: C12. The derivatives market: a typology |
| MLGN2003: Appendix B: C13. Criminal cash proceeds placed through margin trading |
| MLGN2003: Appendix B: C14. Investment of fraudulent funds in the securities market |
| MLGN2003: Appendix B: C15. Insurance policies and real estate |
| MLGN2003: Appendix B: C16. Criminal funds laundered through payment of insurance premiums |
| MLGN2003: Appendix B: C17. Company front - false loans scheme |
| MLGN2003: Appendix B: C18. Shell corporations |
| MLGN2003: Appendix B: C19. Shell corporations and corporate service providers |
| MLGN2003: Appendix B: C2. Launderers recruit individuals for the use of their bank |
| MLGN2003: Appendix B: C20. Front companies, insurance and bureaux de change |
| MLGN2003: Appendix B: C21. Front companies |
| MLGN2003: Appendix B: C22. Silver and gold smuggling |
| MLGN2003: Appendix B: C23. Laundering the proceeds of fraud through the diamond market |
| MLGN2003: Appendix B: C24. Accounting firm |
| MLGN2003: Appendix B: C25. Lawyers |
| MLGN2003: Appendix B: C26. Lawyers, real estate |
| MLGN2003: Appendix B: C27. Terrorists collect funds from lawful sources |
| MLGN2003: Appendix B: C28. Simple transactions found to be suspect |
| MLGN2003: Appendix B: C29. Front for individual with suspected terrorist links revealed |
| MLGN2003: Appendix B: C3. Use of bank safety deposit boxes |
| MLGN2003: Appendix B: C30. High account turnover indicates fraud allegedly used to |
| MLGN2003: Appendix B: C31. Correspondent banking, wire transfers facilitate transactions |
| MLGN2003: Appendix B: C32. Private banker helps conceal suspect's illegal proceeds |
| MLGN2003: Appendix B: C33. Failure of due diligence aids a potentially corrupt PEP |
| MLGN2003: Appendix B: C4. Laundering through temporary bank accounts |
| MLGN2003: Appendix B: C5. Use of a bureau de change and bank accounts under false names |
| MLGN2003: Appendix B: C6. Cross-border cash |
| MLGN2003: Appendix B: C7. Bureaux de change |
| MLGN2003: Appendix B: C8. Alternative remittance systems - use of retail outlets |
| MLGN2003: Appendix B: C9. Alternative remittance systems - laundering cash from the |
| MLGN2003: Appendix B: T1. Cash and Banking Services |
| MLGN2003: Appendix B: T10. Correspondent Banking |
| MLGN2003: Appendix B: T11. Corruption, PEPs and Private Banking |
| MLGN2003: Appendix B: T2. Alternative remittance systems/Value transfer systems |
| MLGN2003: Appendix B: T3. Investment Banking and the Securities Sector |
| MLGN2003: Appendix B: T4. Insurance and Personal Investment Products |
| MLGN2003: Appendix B: T5. Internet and Electronic Financial Services |
| MLGN2003: Appendix B: T6. Companies Trading and other Business Activities |
| MLGN2003: Appendix B: T7. The Gold and Diamond Markets |
| MLGN2003: Appendix B: T8. Lawyers, Accountants and Other Intermediaries |
| MLGN2003: Appendix B: T9. Terrorist Financing |
| MLGN2003: Appendix C - Summary of existing UK Criminal Law as at December 2003 |
| MLGN2003: Appendix D - Equivalence Status of other countries or territories and those with Material Deficiencies |
| MLGN2003: Appendix D - Previous Versions |
| MLGN2003: Appendix D: 2. What constitutes equivalence? |
| MLGN2003: Appendix D: 3. Countries with Equivalence Status |
| MLGN2003: Appendix D: 4. Countries and circumstances where Equivalence Status |
| MLGN2003: Appendix D: 5. Assessment of Country Risk |
| MLGN2003: Appendix D: 6. Non-Cooperative Countries and Territories (NCCTS) |
| MLGN2003: Appendix D: 7. Current UK Prohibition and Advisory Notices issued againstcountries with Material Deficiencies |
| MLGN2003: Appendix E - Examples of Introduction Certificates |
| MLGN2003: Appendix E.1(A) - Group Introduction Certificate (Investment-Related Products/Accounts) |
| MLGN2003: Appendix E.1(B) - Group Introduction Certificate for an account with a UK |
| MLGN2003: Appendix E.1(C) - Group Introduction Certificate for an account with A UK |
| MLGN2003: Appendix E.2(A) - Intermediary Introduction Certificate for UK-resident Private |
| MLGN2003: Appendix E.2(B) - Retail Investment Business for Non-UK-resident Private |
| MLGN2003: Appendix E.2(C) - Investment Business for a Corporate Entity |
| MLGN2003: Appendix E.2(D) - Regulated Intermediary Introduction Certificate for a UK |
| MLGN2003: Appendix F - Calculation of Euro Exemption Limits |
| MLGN2003: Appendix G - Further Information/Addresses |
| MLGN2003: Explanatory Foreword |
| MLGN2003: Principal changes |
| MLGN2003: Principal changes December 2004 |
| MLGN2003: Principal changes to the December 2001 Edition |
| MLGNCP2005 Consultation Prevention of Money Laundering Guidance Notes for the UK Financial |
| MLGNCP2005 Consultation: 1. Why JMLSG is revising its Guidance now |
| MLGNCP2005 Consultation: 2. Issues Addressed |
| MLGNCP2005 Consultation: 3. The Review Process |
| MLGNCP2005 Consultation: 4. Main Changes |
| MLGNCP2005 Consultation: 5. Structure of the New Guidance |
| MLGNCP2005 Consultation: 6. Availability of the Guidance and Helpdesk Arrangements |
| MLGNCP2005 Consultation: 7. Timing Issues |
| MLGNCP2005 Consultation: 8. Issues on which JMLSG seeks comments |
| MLGNCP2005 Consultation: Foreword |
| MLGNCP2005: I Chapter 1 Legal and Regulatory Overview |
| MLGNCP2005: I Chapter 2 Senior Management Responsibility |
| MLGNCP2005: I Chapter 3 Nominated Officer/Money Laundering Reporting Officer (MLRO) |
| MLGNCP2005: I Chapter 4 Risk-Based Approach |
| MLGNCP2005: I Chapter 4: Annex 4-I Considerations to Be Borne in Mind When Carrying |
| MLGNCP2005: I Chapter 5 Customer Due Diligence |
| MLGNCP2005: I Chapter 5.1 Obligation to identify customers |
| MLGNCP2005: I Chapter 5.2 Who is the customer? |
| MLGNCP2005: I Chapter 5.3 When does identity have to be verified? |
| MLGNCP2005: I Chapter 5.4 Nature and evidence of identity for AML purposes |
| MLGNCP2005: I Preface |
| Money Laundering Regulations - Versions held within 3d |
| OECD FATF Financial Action Task Force |
| OECD News Release 1 Feb 96 Money Laundering - Seychelles Warning |
| OECD News Release 12Dec96 Anti-money laundering measures in Turkey |
| OECD News Release 18 Apr 02 The OECD issues the List of Unco-operative Tax Havens |
| OECD News Release 19Sep96 Money Laundering Transactions With Turkey |
| OECD Organisation for Economic Co-operation and Development |
| Office of Fair Trading Press release 95/09: OFT launches anti-money laundering registration |
| Office of Fair Trading: AML supervision FAQs |
| Office of Fair Trading: Money Laundering Regulations 2007 |
| PIA Regulatory Update 10: Money Laundering |
| PIA Regulatory Update 19: Compliance with Money Laundering Obligations |
| PIA Regulatory Update 29: Money Laundering |
| PIA Regulatory Update 35: Money Laundering: Guidance Notes |
| PIA Regulatory Update 40: Money Laundering: Guidance Notes |
| PIA Regulatory Update 68: Update of the Money Laundering Guidance Notes |
| PIA Regulatory Update 70: Money Laundering Guidance Notes: Correction to Regulatory
Update 68 |
| PIA Regulatory Update 75: Money laundering |
| PIA Regulatory Update 87 April 2001: Stakeholder Pensions RN53 & Money Laundering
& Persistency Reporting - 2001 Returns |
| Prevention of Terrorism Act 2005 |
| Proceeds of Crime Act 2002 |
| Proceeds of Crime Act 2002: Amending instruments |
| Proceeds of Crime Act 2002: Part 1 Introductory 1-5 |
| Proceeds of Crime Act 2002: Part 10 435-442 Information |
| Proceeds of Crime Act 2002: Part 11 443-447 Co-Operation |
| Proceeds of Crime Act 2002: Part 12 448-462 Miscellaneous and General |
| Proceeds of Crime Act 2002: Part 2 14-18 Procedural matters |
| Proceeds of Crime Act 2002: Part 2 19-26 Reconsideration |
| Proceeds of Crime Act 2002: Part 2 27-30 Defendant absconds |
| Proceeds of Crime Act 2002: Part 2 31-33 Appeals |
| Proceeds of Crime Act 2002: Part 2 34 Enforcement authority |
| Proceeds of Crime Act 2002: Part 2 35-39 Enforcement as fines etc |
| Proceeds of Crime Act 2002: Part 2 40-47 Restraint orders |
| Proceeds of Crime Act 2002: Part 2 48-49 Restraint orders |
| Proceeds of Crime Act 2002: Part 2 50-51 Enforcement receivers |
| Proceeds of Crime Act 2002: Part 2 52-53 Director's receivers |
| Proceeds of Crime Act 2002: Part 2 54-57 Application of sums |
| Proceeds of Crime Act 2002: Part 2 58-60 Restrictions |
| Proceeds of Crime Act 2002: Part 2 6-13 Confiscation orders |
| Proceeds of Crime Act 2002: Part 2 61-66 Receivers: further provisions |
| Proceeds of Crime Act 2002: Part 2 67 Seized money |
| Proceeds of Crime Act 2002: Part 2 68 Applications and appeals |
| Proceeds of Crime Act 2002: Part 2 69 Powers of court and receiver |
| Proceeds of Crime Act 2002: Part 2 70-71 Committal |
| Proceeds of Crime Act 2002: Part 2 72-73 Compensation |
| Proceeds of Crime Act 2002: Part 2 74 Enforcement abroad |
| Proceeds of Crime Act 2002: Part 2 75-88 Interpretation |
| Proceeds of Crime Act 2002: Part 2 89-91 General |
| Proceeds of Crime Act 2002: Part 2 Confiscation: England and Wales |
| Proceeds of Crime Act 2002: Part 3 104-110 Reconsideration |
| Proceeds of Crime Act 2002: Part 3 111-114 Accused unlawfully at large |
| Proceeds of Crime Act 2002: Part 3 115 Appeals |
| Proceeds of Crime Act 2002: Part 3 116-118 Payment and enforcement |
| Proceeds of Crime Act 2002: Part 3 119-127 Restraint orders etc |
| Proceeds of Crime Act 2002: Part 3 128-131 Realisation of property: general |
| Proceeds of Crime Act 2002: Part 3 132 Exercise of powers |
| Proceeds of Crime Act 2002: Part 3 133-138 Administrators: general |
| Proceeds of Crime Act 2002: Part 3 139-140 Compensation |
| Proceeds of Crime Act 2002: Part 3 141 Enforcement abroad |
| Proceeds of Crime Act 2002: Part 3 142-154 Interpretation |
| Proceeds of Crime Act 2002: Part 3 155 General |
| Proceeds of Crime Act 2002: Part 3 92-98 Confiscation orders |
| Proceeds of Crime Act 2002: Part 3 99-103 Procedural matters |
| Proceeds of Crime Act 2002: Part 3 Confiscation: Scotland |
| Proceeds of Crime Act 2002: Part 4 156-163 Confiscation orders |
| Proceeds of Crime Act 2002: Part 4 164-168 Procedural matters |
| Proceeds of Crime Act 2002: Part 4 169-176 Reconsideration |
| Proceeds of Crime Act 2002: Part 4 177-180 Defendant absconds |
| Proceeds of Crime Act 2002: Part 4 181-183 Appeals |
| Proceeds of Crime Act 2002: Part 4 184 Enforcement authority |
| Proceeds of Crime Act 2002: Part 4 185-188 Enforcement as fines etc |
| Proceeds of Crime Act 2002: Part 4 189-195 Restraint orders |
| Proceeds of Crime Act 2002: Part 4 196-197 Management receivers |
| Proceeds of Crime Act 2002: Part 4 198-199 Enforcement receivers |
| Proceeds of Crime Act 2002: Part 4 200-201 Director's receivers |
| Proceeds of Crime Act 2002: Part 4 202-205 Application of sums |
| Proceeds of Crime Act 2002: Part 4 206-208 Restrictions |
| Proceeds of Crime Act 2002: Part 4 209-214 Receivers: further provisions |
| Proceeds of Crime Act 2002: Part 4 215 Seized money |
| Proceeds of Crime Act 2002: Part 4 216 Financial investigators |
| Proceeds of Crime Act 2002: Part 4 217 Exercise of powers |
| Proceeds of Crime Act 2002: Part 4 218-219 Committal |
| Proceeds of Crime Act 2002: Part 4 220-221 Compensation |
| Proceeds of Crime Act 2002: Part 4 222 Enforcement abroad |
| Proceeds of Crime Act 2002: Part 4 223-236 Interpretation |
| Proceeds of Crime Act 2002: Part 4 237-239 General |
| Proceeds of Crime Act 2002: Part 4 Confiscation: Northern Ireland |
| Proceeds of Crime Act 2002: Part 5 Chapter 1 240-242 Introductory |
| Proceeds of Crime Act 2002: Part 5 Chapter 2 243-245 Proceedings for recovery orders |
| Proceeds of Crime Act 2002: Part 5 Chapter 2 245A-245G Property freezing orders (England and Wales and Northern Ireland) |
| Proceeds of Crime Act 2002: Part 5 Chapter 2 246-247 Interim receiving orders (England and Wales and Northern Ireland) |
| Proceeds of Crime Act 2002: Part 5 Chapter 2 248-249 Property freezing orders and interim receiving orders: registration |
| Proceeds of Crime Act 2002: Part 5 Chapter 2 250-255 Interim receiving orders: further provisions |
| Proceeds of Crime Act 2002: Part 5 Chapter 2 255A-255F Prohibitory property orders (Scotland) |
| Proceeds of Crime Act 2002: Part 5 Chapter 2 256-265 Interim administration orders (Scotland) |
| Proceeds of Crime Act 2002: Part 5 Chapter 2 266-280 Vesting and realisation of recoverable property |
| Proceeds of Crime Act 2002: Part 5 Chapter 2 281-282 Exemptions etc |
| Proceeds of Crime Act 2002: Part 5 Chapter 2 283-288 Miscellaneous |
| Proceeds of Crime Act 2002: Part 5 Chapter 3 289-293 Searches |
| Proceeds of Crime Act 2002: Part 5 Chapter 3 294-297 Seizure and detention |
| Proceeds of Crime Act 2002: Part 5 Chapter 3 298-300 Forfeiture |
| Proceeds of Crime Act 2002: Part 5 Chapter 3 301-303A Supplementary |
| Proceeds of Crime Act 2002: Part 5 Chapter 4 304-310 Recoverable property |
| Proceeds of Crime Act 2002: Part 5 Chapter 4 311 Insolvency |
| Proceeds of Crime Act 2002: Part 5 Chapter 4 312-313 Delegation of enforcement functions |
| Proceeds of Crime Act 2002: Part 5 Chapter 4 314-316 Interpretation |
| Proceeds of Crime Act 2002: Part 5 Civil Recovery of the Proceeds etc of Unlawful Conduct |
| Proceeds of Crime Act 2002: Part 6 317-326 Revenue Functions |
| Proceeds of Crime Act 2002: Part 7 327-334 Offences |
| Proceeds of Crime Act 2002: Part 7 327-340 Money Laundering |
| Proceeds of Crime Act 2002: Part 7 335-336 Consent |
| Proceeds of Crime Act 2002: Part 7 337-339ZA Disclosures |
| Proceeds of Crime Act 2002: Part 7 339A Threshold amounts |
| Proceeds of Crime Act 2002: Part 7 340 Interpretation |
| Proceeds of Crime Act 2002: Part 8 370-375 Account monitoring orders |
| Proceeds of Crime Act 2002: Part 8 Chapter 1 341 Investigations |
| Proceeds of Crime Act 2002: Part 8 Chapter 1 342 Offences of prejudicing investigation |
| Proceeds of Crime Act 2002: Part 8 Chapter 2 343-344 Judges and courts |
| Proceeds of Crime Act 2002: Part 8 Chapter 2 345-351 Production orders |
| Proceeds of Crime Act 2002: Part 8 Chapter 2 352-356 Search and seizure warrants |
| Proceeds of Crime Act 2002: Part 8 Chapter 2 357-362 Disclosure orders |
| Proceeds of Crime Act 2002: Part 8 Chapter 2 363-369 Customer information orders |
| Proceeds of Crime Act 2002: Part 8 Chapter 2 366 Offences |
| Proceeds of Crime Act 2002: Part 8 Chapter 2 367 Statements |
| Proceeds of Crime Act 2002: Part 8 Chapter 2 376 Evidence overseas |
| Proceeds of Crime Act 2002: Part 8 Chapter 2 377-377A Code of practice |
| Proceeds of Crime Act 2002: Part 8 Chapter 2 378-379 Interpretation |
| Proceeds of Crime Act 2002: Part 8 Chapter 3 380-386 Production orders |
| Proceeds of Crime Act 2002: Part 8 Chapter 3 387-390 Search warrants |
| Proceeds of Crime Act 2002: Part 8 Chapter 3 391-396 Disclosure orders |
| Proceeds of Crime Act 2002: Part 8 Chapter 3 397-403 Customer information orders |
| Proceeds of Crime Act 2002: Part 8 Chapter 3 404-408 Account monitoring orders |
| Proceeds of Crime Act 2002: Part 8 Chapter 3 409-412 General |
| Proceeds of Crime Act 2002: Part 8 Chapter 4 413-416 Interpretation |
| Proceeds of Crime Act 2002: Part 8 Investigations |
| Proceeds of Crime Act 2002: Part 9 417-434 Insolvency etc |
| Proceeds of Crime Act 2002: Schedule 1 Assets Recovery Agency |
| Proceeds of Crime Act 2002: Schedule 10 Tax |
| Proceeds of Crime Act 2002: Schedule 11 Amendments |
| Proceeds of Crime Act 2002: Schedule 12 Repeals and Revocations |
| Proceeds of Crime Act 2002: Schedule 2 Lifestyle Offences: England and Wales |
| Proceeds of Crime Act 2002: Schedule 3 Administrators: Further Provision |
| Proceeds of Crime Act 2002: Schedule 4 Lifestyle Offences: Scotland |
| Proceeds of Crime Act 2002: Schedule 5 Lifestyle Offences: Northern Ireland |
| Proceeds of Crime Act 2002: Schedule 6 Powers of Interim Receiver or Administrator |
| Proceeds of Crime Act 2002: Schedule 7 Powers of Trustee for Civil Recovery |
| Proceeds of Crime Act 2002: Schedule 8 Forms of Declarations |
| Proceeds of Crime Act 2002: Schedule 9 Regulated Sector and Supervisory Authorities |
| Proceeds of Crime Act 2002: SIs |
| Scottish Statutory Instrument 2005/0358 The Serious Organised Crime and Police Act 2005 (Commencement No. 1) (Scotland) Order 2005 |
| Serious Crime Act 2007 |
| Serious Crime Act 2007: Part 3 Chapter 2 74-86 Proceeds of crime |
| Serious Crime Act 2007: Schedule 11 Powers to recover cash: financial investigators |
| Serious Crime Act 2007: Schedule 14 Repeals and revocations |
| Serious Crime Act 2007: Schedule 6 Minor and consequential amendments: Part 2 |
| Serious Crime Act 2007: Schedule 8 Abolition of Assets Recovery Agency and its Director |
| Serious Organised Crime Agency: Birmingham anti-money laundering conference - FREE ADMISSION |
| Serious Organised Crime and Police Act 2005 |
| Serious Organised Crime and Police Act 2005: Amending instruments |
| Serious Organised Crime and Police Act 2005: Part 1 Chapter 1 1-42 SOCA: Establishment and Activities |
| Serious Organised Crime and Police Act 2005: Part 1 Chapter 2 43-54 SOCA: Special Powers of Designated Staff |
| Serious Organised Crime and Police Act 2005: Part 1 Chapter 3 55-59 Miscellaneous and Supplementary |
| Serious Organised Crime and Police Act 2005: Part 2 Chapter 1 60-70 Investigatory Powers of DPP etc |
| Serious Organised Crime and Police Act 2005: Part 2 Chapter 2 71-75B Offenders Assisting Investigations and Prosecutions |
| Serious Organised Crime and Police Act 2005: Part 2 Chapter 3 76-81 Financial Reporting Orders |
| Serious Organised Crime and Police Act 2005: Part 2 Chapter 4 82-94 Protection of Witnesses and Other Persons |
| Serious Organised Crime and Police Act 2005: Part 2 Chapter 5 95-96 International Obligations |
| Serious Organised Crime and Police Act 2005: Part 2 Chapter 6 100 Detention of seized cash: meaning of 48 hours |
| Serious Organised Crime and Police Act 2005: Part 2 Chapter 6 101 Appeal in proceedings for forfeiture of cash |
| Serious Organised Crime and Police Act 2005: Part 2 Chapter 6 102 Money laundering: defence where overseas conduct is legal under local law |
| Serious Organised Crime and Police Act 2005: Part 2 Chapter 6 103 Money laundering: threshold amounts |
| Serious Organised Crime and Police Act 2005: Part 2 Chapter 6 104 Money laundering: disclosures to identify persons and property |
| Serious Organised Crime and Police Act 2005: Part 2 Chapter 6 105 Money laundering: form and manner of disclosures |
| Serious Organised Crime and Police Act 2005: Part 2 Chapter 6 106 Money laundering: miscellaneous amendments |
| Serious Organised Crime and Police Act 2005: Part 2 Chapter 6 107 Money laundering offences |
| Serious Organised Crime and Police Act 2005: Part 2 Chapter 6 108 International co-operation |
| Serious Organised Crime and Police Act 2005: Part 2 Chapter 6 109 Minor and consequential amendments relating to Chapter 6 |
| Serious Organised Crime and Police Act 2005: Part 2 Chapter 6 97 Confiscation orders by magistrates courts |
| Serious Organised Crime and Police Act 2005: Part 2 Chapter 6 98 Civil recovery: freezing orders |
| Serious Organised Crime and Police Act 2005: Part 2 Chapter 6 99 Civil recovery: interim receivers expenses etc |
| Serious Organised Crime and Police Act 2005: Part 3 110-124 Police Powers etc |
| Serious Organised Crime and Police Act 2005: Part 4 125-144 Public Order and Conduct in Public Places etc |
| Serious Organised Crime and Police Act 2005: Part 5 145-171 Miscellaneous |
| Serious Organised Crime and Police Act 2005: Part 6 172 Orders and regulations |
| Serious Organised Crime and Police Act 2005: Part 6 173 Supplementary, incidental, consequential etc provision |
| Serious Organised Crime and Police Act 2005: Part 6 174 Minor and consequential amendments, repeals and revocations |
| Serious Organised Crime and Police Act 2005: Part 6 175 Penalties for offences: transitional modification for England and Wales |
| Serious Organised Crime and Police Act 2005: Part 6 176 Expenses |
| Serious Organised Crime and Police Act 2005: Part 6 177 Interpretation |
| Serious Organised Crime and Police Act 2005: Part 6 178 Commencement |
| Serious Organised Crime and Police Act 2005: Part 6 179 Short title and extent |
| Serious Organised Crime and Police Act 2005: Schedule 1 Part 1 The Board of SOCA |
| Serious Organised Crime and Police Act 2005: Schedule 1 Part 2 Director General and other staff |
| Serious Organised Crime and Police Act 2005: Schedule 1 Part 3 Committees, procedure etc |
| Serious Organised Crime and Police Act 2005: Schedule 1 Part 4 General |
| Serious Organised Crime and Police Act 2005: Schedule 10 Part 1 England and Wales |
| Serious Organised Crime and Police Act 2005: Schedule 10 Part 2 Northern Ireland |
| Serious Organised Crime and Police Act 2005: Schedule 11 Investigations into conduct of police officers: accelerated procedure in special cases |
| Serious Organised Crime and Police Act 2005: Schedule 12 Investigations of deaths and serious injuries during or after contact with the police |
| Serious Organised Crime and Police Act 2005: Schedule 13 Part 1 Transfers to Metropolitan Police Authority |
| Serious Organised Crime and Police Act 2005: Schedule 13 Part 2 Amendments |
| Serious Organised Crime and Police Act 2005: Schedule 14 Amendments of Part 5 of Police Act 1997 |
| Serious Organised Crime and Police Act 2005: Schedule 15 Private Security Industry Act 2001: Scottish extent |
| Serious Organised Crime and Police Act 2005: Schedule 16 Remaining minor and consequential amendments (search warrants) |
| Serious Organised Crime and Police Act 2005: Schedule 17 Repeals and Revocations |
| Serious Organised Crime and Police Act 2005: Schedule 2 Functions of Independent Police Complaints Commission in relation to SOCA |
| Serious Organised Crime and Police Act 2005: Schedule 3 Transfers to SOCA |
| Serious Organised Crime and Police Act 2005: Schedule 4 Minor and Consequential Amendments relating to SOCA |
| Serious Organised Crime and Police Act 2005: Schedule 5 Persons specified for the purposes of section 82 |
| Serious Organised Crime and Police Act 2005: Schedule 6 Minor and consequential amendments relating to Chapter 6 of Part 2 |
| Serious Organised Crime and Police Act 2005: Schedule 7 Part 1 Specific repeals |
| Serious Organised Crime and Police Act 2005: Schedule 7 Part 2 General repeal |
| Serious Organised Crime and Police Act 2005: Schedule 7 Part 3 Amendments relating to references to arrestable offences and serious arrestable offences |
| Serious Organised Crime and Police Act 2005: Schedule 7 Part 4 Other amendments |
| Serious Organised Crime and Police Act 2005: Schedule 8 Part 1 Designated Persons |
| Serious Organised Crime and Police Act 2005: Schedule 8 Part 2 Accredited persons |
| Serious Organised Crime and Police Act 2005: Schedule 9 Additional powers and duties of designated persons |
| SFA BN 511: Money Laundering |
| SOCA The Serious Organised Crime Agency |
| Statutory Instrument 1993/1933 Money Laundering Regulations 1993 |
| Statutory Instrument 1993/1933 Money Laundering Regulations 1993 1 Citation and commencement |
| Statutory Instrument 1993/1933 Money Laundering Regulations 1993 1-4 Regulation |
| Statutory Instrument 1993/1933 Money Laundering Regulations 1993 10 Identification procedures; exemptions |
| Statutory Instrument 1993/1933 Money Laundering Regulations 1993 11 Identification procedures; supplementary provisions |
| Statutory Instrument 1993/1933 Money Laundering Regulations 1993 12 Record-keeping procedures |
| Statutory Instrument 1993/1933 Money Laundering Regulations 1993 12-13 Record-keeping procedures |
| Statutory Instrument 1993/1933 Money Laundering Regulations 1993 13 Record-keeping procedures; supplementary provisions |
| Statutory Instrument 1993/1933 Money Laundering Regulations 1993 14 Internal reporting procedures |
| Statutory Instrument 1993/1933 Money Laundering Regulations 1993 15 Supervisory authorities |
| Statutory Instrument 1993/1933 Money Laundering Regulations 1993 15-16 Duty of supervisory authorities to report evidence of money laundering |
| Statutory Instrument 1993/1933 Money Laundering Regulations 1993 16 Supervisors etc. to report evidence of money laundering |
| Statutory Instrument 1993/1933 Money Laundering Regulations 1993 17 Transitional provisions |
| Statutory Instrument 1993/1933 Money Laundering Regulations 1993 2 Interpretation |
| Statutory Instrument 1993/1933 Money Laundering Regulations 1993 3 Business relationships |
| Statutory Instrument 1993/1933 Money Laundering Regulations 1993 4 Relevant financial business |
| Statutory Instrument 1993/1933 Money Laundering Regulations 1993 5 Systems and training to prevent money laundering |
| Statutory Instrument 1993/1933 Money Laundering Regulations 1993 5-6 Systems and training to prevent money laundering |
| Statutory Instrument 1993/1933 Money Laundering Regulations 1993 6 Offences by bodies corporate, partnerships and unincorporated associations |
| Statutory Instrument 1993/1933 Money Laundering Regulations 1993 7 Identification procedures; business relationships and transactions |
| Statutory Instrument 1993/1933 Money Laundering Regulations 1993 7-11 Identification procedures |
| Statutory Instrument 1993/1933 Money Laundering Regulations 1993 8 Payment by post etc. |
| Statutory Instrument 1993/1933 Money Laundering Regulations 1993 9 Identification procedures; transactions on behalf of another |
| Statutory Instrument 1993/1933 Money Laundering Regulations 1993 Schedule |
| Statutory Instrument 2001/1261 The Terrorism Act 2000 (Proscribed Organisations) (Amendment) Order 2001 |
| Statutory Instrument 2001/3641 The Money Laundering Regulations 2001 |
| Statutory Instrument 2001/3641: Part I 1-3 General |
| Statutory Instrument 2001/3641: Part II 4-9 Registration |
| Statutory Instrument 2001/3641: Part III 10-14 Powers of the Commissioners |
| Statutory Instrument 2001/3641: Part IV 15-18 Penalties, Review and Appeals |
| Statutory Instrument 2001/3641: Part V 19-20 Miscellaneous |
| Statutory Instrument 2002/2724 The Terrorism Act 2000 (Proscribed Organisations) (Amendment) Order 2002 |
| Statutory Instrument 2002/3055 The Proceeds of Crime Act 2002 (Commencement No. 2) Order 2002 |
| Statutory Instrument 2002/xxxx The Money Laundering (Amendment) Regulations 2002 Draft of 19/4/02 |
| Statutory Instrument 2003/0171 The Proceeds of Crime Act 2002 (Failure to Disclose Money Laundering: Specified Training) Order 2003 |
| Statutory Instrument 2003/3075 Money Laundering Regulations 2003 |
| Statutory Instrument 2003/3075: 1-2 Part I: General |
| Statutory Instrument 2003/3075: 15-19 Part III: Powers of the Commissioners |
| Statutory Instrument 2003/3075: 20-22 Part III: Penalties, review and appeals |
| Statutory Instrument 2003/3075: 23-25 Part III: Miscellaneous |
| Statutory Instrument 2003/3075: 26-30 Part IV: Miscellaneous |
| Statutory Instrument 2003/3075: 3-8 Part II: Obligations on persons who carry on Relevant Business |
| Statutory Instrument 2003/3075: 9-14 Part III: Registration |
| Statutory Instrument 2003/3075: Schedule 1: Activities listed in Annex 1 to the Banking Consolidation Directive |
| Statutory Instrument 2003/3075: Schedule 2: Minor and Consequential Amendments |
| Statutory Instrument 2003/3076 The Terrorism Act 2000 (Business in the Regulated Sector and Supervisory Authorities) Order 2003 |
| Statutory Instrument 2005/1521 The Serious Organised Crime and Police Act 2005 (Commencement No. 1, Transitional and Transitory Provisions) Order 2005 |
| Statutory Instrument 2005/2026 The Serious Organised Crime and Police Act 2005 (Commencement No. 2) Order 2005 |
| Statutory Instrument 2005/2892 The Terrorism Act 2000 (Proscribed Organisations) (Amendment) Order 2005 |
| Statutory Instrument 2006/0308 Proceeds of Crime Act 2002 and Money Laundering Regulations 2003 (Amendment) Order 2006 |
| Statutory Instrument 2006/1070 The Proceeds of Crime Act 2002 (Money Laundering: Exceptions to Overseas Conduct Defence) Order 2006 |
| Statutory Instrument 2006/1330 The Terrorism Act 2000 (Revised Code of Practice for the Identification of Persons by Police Officers) (Northern Ireland) Order 2006 |
| Statutory Instrument 2006/1629 The Serious Organised Crime and Police Act 2005 (Amendment of Section 61(1)) Order 2006 |
| Statutory Instrument 2006/1871 The Serious Organised Crime and Police Act 2005 (Commencement) (No. 7) Order 2006 |
| Statutory Instrument 2006/2016 The Terrorism Act 2000 (Proscribed Organisations) (Amendment) Order 2006 |
| Statutory Instrument 2006/2182 The Serious Organised Crime and Police Act 2005 (Commencement No.9 and Amendment) Order 2006 |
| Statutory Instrument 2007/2157 The Money Laundering Regulations 2007 |
| Statutory Instrument 2007/2157: ML Regs Part 1 1-4 General |
| Statutory Instrument 2007/2157: ML Regs Part 2 5-18 Customer Due Diligence |
| Statutory Instrument 2007/2157: ML Regs Part 3 19-21 Record-Keeping, Procedures and Training |
| Statutory Instrument 2007/2157: ML Regs Part 4 22-35 Supervision and Registration |
| Statutory Instrument 2007/2157: ML Regs Part 5 36-47 Supervision and Registration |
| Statutory Instrument 2007/2157: ML Regs Part 6 48-51 Miscellaneous |
| Statutory Instrument 2007/2157: ML Regs Schedule 1 Activities listed in points 2 to 12 and 14 of Annex I to the Banking Consolidation Directive |
| Statutory Instrument 2007/2157: ML Regs Schedule 2 Financial Activity, Simplified Due Diligence and Politically Exposed Persons |
| Statutory Instrument 2007/2157: ML Regs Schedule 3 Professional Bodies |
| Statutory Instrument 2007/2157: ML Regs Schedule 4 Connected Persons |
| Statutory Instrument 2007/2157: ML Regs Schedule 5 Modifications in relation to Appeals |
| Statutory Instrument 2007/2157: ML Regs Schedule 6 Minor and Consequential Amendments |
| Statutory Instrument 2007/2184 The Terrorism Act 2000 (Proscribed Organisations) (Amendment) Order 2007 |
| Statutory Instrument 2007/3287 The Proceeds of Crime Act 2002 (Business in the Regulated Sector and Supervisory Authorities) Order 2007 |
| Statutory Instrument 2007/3288 The Terrorism Act 2000 (Business in the Regulated Sector and Supervisory Authorities) Order 2007 |
| Statutory Instrument 2007/3299 The Money Laundering (Amendment) Regulations 2007 |
| Statutory Instrument 2007/3398 The Terrorism Act 2000 and Proceeds of Crime Act 2002 (Amendment) Regulations 2007 |
| Statutory Instrument 2007/3398: Schedule 1: Amendments of the Terrorism Act 2000 |
| Statutory Instrument 2007/3398: Schedule 2: Amendments of the Proceeds of Crime Act 2002 |
| Statutory Instrument 2008/0298 The Proceeds of Crime Act 2002 (Investigations in different parts of the United Kingdom) (Amendment) Order 2008 |
| Statutory Instrument 2008/0523 The Proceeds of Crime Act 2002 (Legal Expenses in Civil Recovery Proceedings) (Amendment) Regulations 2008 |
| Statutory Instrument 2008/1645 The Terrorism Act 2000 (Proscribed Organisations) (Amendment) Order 2008 |
| Statutory Instrument 2008/1931 The Terrorism Act 2000 (Proscribed Organisations) (Amendment) (No. 2) Order 2008 |
| Statutory Instrument 2008/3296 The Counter-Terrorism Act 2008 (Commencement No. 1) Order 2008 |
| Statutory Instrument 2009/0058 The Counter-Terrorism Act 2008 (Commencement No. 2) Order 2009 |
| Statutory Instrument 2009/0975 The Proceeds of Crime Act 2002 (References to Financial Investigators) Order 2009 |
| Statutory Instrument 2009/1256 The Counter-Terrorism Act 2008 (Commencement No. 3) Order 2009 |
| Statutory Instrument 2009/1392 The Landsbanki Freezing (Revocation) Order 2009 |
| Statutory Instrument 2009/1493 The Counter-Terrorism Act 2008 (Commencement No. 4) Order 2009 |
| Statutory Instrument 2009/1495 The Burma/Myanmar (Financial Restrictions) Regulations 2009 |
| Statutory Instrument 2009/1747 The Terrorism (United Nations Measures) Order 2009 |
| Statutory Instrument 2009/1911 The Financial Restrictions Proceedings (UN Terrorism Orders) Order 2009 |
| Statutory Instrument 2009/1912 The Terrorism (United Nations Measures) Order (Consequential Amendments) Regulations 2009 |
| Statutory Instrument 2009/2725 The Financial Restrictions (Iran) Order 2009 |
| Statutory Instrument 2010/0034 The Proscribed Organisations (Name Changes) Order 2010 |
| Statutory Instrument 2010/0611 The Terrorism Act 2000 (Proscribed Organisations) (Amendment) Order 2010 |
| Statutory Instrument 2010/1197 The Al-Qaida and Taliban (Asset-Freezing) Regulations 2010 |
| Terrorism (Northern Ireland) Act 2006 |
| Terrorism Act 2000 |
| Terrorism Act 2000: 21A Failure to disclose: regulated sector |
| Terrorism Act 2000: 21B Protected disclosures |
| Terrorism Act 2000: 21C Disclosures to SOCA on the supplementary supervision of credit institutions, insurance undertakings and investment firms in a financial conglomerate |
| Terrorism Act 2000: 21D Tipping off: regulated sector |
| Terrorism Act 2000: 21E Disclosures within an undertaking or group etc |
| Terrorism Act 2000: 21F Other permitted disclosures between institutions etc |
| Terrorism Act 2000: 21G Other permitted disclosures etc |
| Terrorism Act 2000: 21H Interpretation of sections 21D to 21G |
| Terrorism Act 2000: 21ZA Arrangements with prior consent |
| Terrorism Act 2000: 21ZB Disclosure after entering into arrangements |
| Terrorism Act 2000: 21ZC Reasonable excuse for failure to disclose |
| Terrorism Act 2000: Part I 1-2 Introductory |
| Terrorism Act 2000: Part II 3-13 Proscribed Organisations |
| Terrorism Act 2000: Part III 14-31 Terrorist Property |
| Terrorism Act 2000: Part IV 32-39 Terrorist Investigations |
| Terrorism Act 2000: Part V 40-53 Counter-Terrorist Powers |
| Terrorism Act 2000: Part VI 54-64 Miscellaneous |
| Terrorism Act 2000: Part VII 107-111 Northern Ireland - Specified organisations |
| Terrorism Act 2000: Part VII 112-113 Northern Ireland - Duration of Part VII |
| Terrorism Act 2000: Part VII 65-80 Northern Ireland - Scheduled offences |
| Terrorism Act 2000: Part VII 81-95 Northern Ireland - Powers of arrest, search, &c. |
| Terrorism Act 2000: Part VII 96-106 Northern Ireland - Miscellaneous |
| Terrorism Act 2000: Part VIII 114-131 General |
| Terrorism Act 2000: Schedule 1 - Northern Ireland (Emergency Provisions) Act 1996 |
| Terrorism Act 2000: Schedule 10 - Munitions and Transmitters: Search and Seizure |
| Terrorism Act 2000: Schedule 11 - Independent Assessor of Military Complaints Procedures in Northern Ireland |
| Terrorism Act 2000: Schedule 12 - Compensation |
| Terrorism Act 2000: Schedule 13 - Private Security Services |
| Terrorism Act 2000: Schedule 14 - Exercise of Officers Powers |
| Terrorism Act 2000: Schedule 15 - Consequential Amendments |
| Terrorism Act 2000: Schedule 16 - Repeals and Revocations |
| Terrorism Act 2000: Schedule 2 - Proscribed Organisations |
| Terrorism Act 2000: Schedule 3 - The Proscribed Organisations Appeal Commission |
| Terrorism Act 2000: Schedule 3A - Regulated Sector and Supervisory Authorities |
| Terrorism Act 2000: Schedule 4 - Forfeiture Orders Part I - England and Wales |
| Terrorism Act 2000: Schedule 4 - Forfeiture Orders Part II - Scotland |
| Terrorism Act 2000: Schedule 4 - Forfeiture Orders Part III - Northern Ireland |
| Terrorism Act 2000: Schedule 4 - Forfeiture Orders Part IV - Insolvency: United Kingdom Provisions |
| Terrorism Act 2000: Schedule 5 - Terrorist Investigations: Information Part I - England and Wales and Northern Ireland |
| Terrorism Act 2000: Schedule 5 - Terrorist Investigations: Information Part II - Scotland |
| Terrorism Act 2000: Schedule 6 - Financial Information |
| Terrorism Act 2000: Schedule 6A - Account monitoring orders |
| Terrorism Act 2000: Schedule 7 - Port and Border Controls |
| Terrorism Act 2000: Schedule 8 - Detention PART I - Treatment of persons detained under section 41 or Schedule 7 |
| Terrorism Act 2000: Schedule 8 - Detention PART II - Review of detention under section 41 |
| Terrorism Act 2000: Schedule 8 - Detention PART III - Extension of detention under section 41 |
| Terrorism Act 2000: Schedule 8A Offence under section 58A: supplementary provisions |
| Terrorism Act 2000: Schedule 9 - Scheduled Offences PART I - Substantive Offences |
| Terrorism Act 2000: Schedule 9 - Scheduled Offences PART II - Inchoate and Related Offences |
| Terrorism Act 2000: Schedule 9 - Scheduled Offences PART III - Extra-Territorial Offences |
| Terrorism Act 2000: Schedules |
| Terrorism Act 2006 |
| Terrorism Act 2006: Part 1 1-4 Encouragement etc. of terrorism |
| Terrorism Act 2006: Part 1 13-15 Increases of penalties |
| Terrorism Act 2006: Part 1 16-19 Incidental provisions about offences |
| Terrorism Act 2006: Part 1 20 Interpretation of Part 1 |
| Terrorism Act 2006: Part 1 5-8 Preparation of terrorist acts and terrorist training |
| Terrorism Act 2006: Part 1 9-12 Offences involving radioactive devices and materials and nuclear facilities and sites |
| Terrorism Act 2006: Part 2 21-22 Proscription of terrorist organisations |
| Terrorism Act 2006: Part 2 23-25 Detention of terrorist suspects |
| Terrorism Act 2006: Part 2 26-30 Searches etc. |
| Terrorism Act 2006: Part 2 31-33 Other investigatory powers |
| Terrorism Act 2006: Part 2 34 Amendment of the definition of terrorism etc |
| Terrorism Act 2006: Part 2 35 Other amendments |
| Terrorism Act 2006: Part 3 36-39 Supplemental Provisions |
| Terrorism Act 2006: Schedule 1 Convention offences |
| Terrorism Act 2006: Schedule 2 Seizure and forfeiture of terrorist publications |
| Terrorism Act 2006: Schedule 3 Repeals |
| Terrorist Asset-Freezing (Temporary Provisions) Act 2010 |
| VAT HMCE PR60/01 New Powers come into effect to tackle the Financial Sources of Crime and Terrorism |
| Wolfsberg AML Principles: Global Anti-Money-Laundering Guidelines for Private Banking |
| Wolfsberg Frequently Asked Questions on Politically Exposed Persons |
| Wolfsberg Press Release: AML Guidance on Credit/Charge Card Issuing and Merchant Acquiring Activities |
| Wolfsberg Press Release: Banks Endorse Measures to Enhance Transparency in International Payments |
| Wolfsberg Press Release: Cover Payments: Some Practical Questions Regarding the Implementation of the New Payments Messages |
| Wolfsberg Press Release: The Wolfsberg Group issues a Trade Finance Principles paper addressing the increasing focus on AML/CTF/Sanctions risks potentially associated with trade related business |
| Wolfsberg Press Release: Wolfsberg Group Issues Revised Frequently Asked Questions on Politically Exposed Persons |
| Wolfsberg Standards |
| Wolfsberg Standards: Statement on Payment Message Standards |
| Wolfsberg Standards: The Wolfsberg Statement against Corruption |
| Wolfsberg Statement on AML Screening, Monitoring and Searching 2009 |
| Wolfsberg Statement: Anti-Money Laundering Guidance for Mutual Funds and Other Pooled Investment Vehicles |
| Wolfsberg Statement: Guidance on a Risk Based Approach for Managing Money Laundering Risks |
| Wolfsberg Statement: Monitoring Screening and Searching |
| Wolfsberg Statement: The Suppression of the Financing of Terrorism |
| Wolfsberg Statement: The Wolfsberg Anti-Money Laundering Principles for Correspondent Banking |
Regulation (FSA, ML, HMT etc)
