3d Investment Regulation
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Contents

Site updated 18 May 2012

  • - Latest additions
  • - Events
  • - Deadlines
  • - About us
  • - Contact us
  • - FAQs
  • - Watch List Checking
  • Regulation (FSA, ML, HMT etc)
    • Financial Services Authority
      • FSA - Financial Services Authority
      • FSA Handbook of Rules and Guidance
      • Annual Reports and Management Plans
      • Asset Management Newsletters
      • Best Execution
      • Board Minutes
      • Capital Markets Bulletins
      • CEO Letters
      • Client categorisation
      • Consultation Papers
      • Consumer Research
      • Discussion Papers
      • Enforcement Notices and Application refusals
      • EU Documents
      • Factsheets and other Consumer Publications
      • General Insurance Newsletters
      • Guidance
      • Handbook Development Newsletters / Policy development updates
      • Handbook Legal instruments
      • Handbook Notices
      • Integrated Regulatory Reporting
      • Investment research
      • Life Insurance Newsletters
      • MiFID Related Documents
      • Occasional Papers
      • Organisation Chart
      • Other Reports
      • Outsourcing
      • Policy Statements
      • Press Releases
      • Recognised Bodies
      • Retail Distribution Review RDR
      • Special Guides
      • Speeches
      • Waivers
      • Statements
    • International Jurisdictions
      • Regulatory authorities and supervisory agencies worldwide
      • Europe
      • Gibraltar
      • Guernsey
      • Ireland
        • Ireland
        • Irish Financial Services Regulatory Authority
        • IFSRA Press Releases
        • IFSRA CIS Guidance Notes
        • IFSRA UCITS Notices
        • William Fry
        • Department of Finance
      • Isle of Man
      • Jersey
      • Luxembourg
      • International Jurisdictions
      • International Organisations
        • CEBS
        • CEIOPS
        • CESR
        • FATF
        • IAIS
        • OECD
        • International Organisations
    • Pensions Regulator
      • Pensions Regulator
      • 2012 Press releases
      • 2011 Press releases
      • 2010 Press releases
      • 2009 Press releases
      • 2008 Press releases
      • 2006 Press releases
      • 2007 Press releases
      • 2005 Press releases
      • Policy Documents
      • Codes of practice
    • Bank of England
      • Bank of England
      • Changes in Bank Rate
      • News Releases
      • Non-Investment Products Code
    • HM Treasury
      • HM Treasury
      • Consultation and other papers
      • News Releases
    • Anti Money Laundering
      • Anti Money Laundering
      • Money Laundering Guidance Notes
      • Money Laundering Regulations 2007
      • Proceeds of Crime Act 2002
      • Second Money Laundering Directive (2001/97/EEC)
      • Third Money Laundering Directive (2005/60/EEC)
      • BBA British Bankers' Association
      • JMLSG Joint Money Laundering Steering Group
      • SOCA The Serious Organised Crime Agency
      • OECD Organisation for Economic Co-operation and Development
      • FATF Financial Action Task Force
      • FATF The Forty Recommendations
      • FSA Financial Crime Newsletters
      • Suggested MLRO good practice framework
      • Institute of Money Laundering Prevention Officers
    • Former Regulators
      • Self-Regulating Organisations (SROs) (no longer in being)
      • IMRO Investment Management Regulatory Organisation
      • PIA Personal Investment Authority
      • SFA Securities and Futures Authority
      • FIMBRA Financial Intermediaries, Managers & Brokers Regulatory Association
      • LAUTRO Life Assurance and Unit Trust Regulatory Organisation
    • Mortgages
      • Mortgages
      • MCOB Mortgages: Conduct of Business (FSA Handbook)
    • Insurance Company, Friendly Society, Pensions and Irish Regulations
  • FSA Handbook of Rules and Guidance
    • Contents
    • Glossary
      • A
      • B
      • C
      • D
      • E
      • F
      • G
      • H
      • I
      • J
      • K
      • L
      • M
      • N
      • O
      • P
      • Q
      • R
      • S
      • T
      • U
      • V
      • W
      • X
      • Y
      • Z
    • Guidance
    • Rule-making instruments
      • 2012
      • 2011
      • 2010
      • 2009
      • 2008
      • 2007
      • 2006
      • 2005
      • 2004
      • 2003
      • 2002
      • 2001
    • Handbook Notices
    • Handbook Development Newsletters/Policy development updates
    • Approved Persons Regime
      • APER Statements of Principle and Code of Practice for Approved Persons
      • FIT The Fit and Proper Test for Approved Persons
      • SUP 10 Approved persons
      • Approved Persons Regime Forms
      • Approved Persons Regime - summary of forms and their use
      • SUP 10.4 Specification of functions
      • SUP 10.4.5 Table of Controlled functions
      • FiSMA Part V Performance of regulated activities
    • BCOBS Banking Conduct of Business
    • BIPRU Prudential sourcebook for Banks, Building Societies and Investment Firms
    • BIPRU 13.3 Calculation of exposure values
    • CASS Client Assets
    • COAF Complaints against the FSA
    • COBS New Conduct of Business sourcebook
    • COLL New Collective Investment Schemes
    • COMP Compensation
    • COND Threshold Conditions
    • CRED Credit Unions
    • DEPP Decision Procedure and Penalties
    • DISP Dispute resolution: Complaints
    • DTR Disclosure Rules and Transparency Rules
    • ELM Electronic Money
    • FEES Fees Manual
    • FIT The Fit and Proper Test for Approved Persons
    • GEN General Provisions
    • GENPRU General Prudential
    • ICOBS Insurance: Conduct of Business
    • INSPRU Prudential sourcebook for Insurers
    • IPRU-BANK Interim Prudential sourcebook for Banks
    • IPRU-BSOC Interim Prudential sourcebook for Building Societies
    • IPRU-FSOC Interim Prudential sourcebook for Friendly Societies
    • IPRU-INS Interim Prudential sourcebook for Insurance
    • IPRU-INV Interim Prudential sourcebook for Investment Businesses
    • LR Listing Rules
    • MAR Market Conduct
    • MCOB Mortgages: Conduct of Business
    • MIPRU Prudential sourcebook for Mortgage and Home Finance Firms, and Insurance Intermediaries
    • PR Prospectus Rules
    • PRIN Principles for Businesses
    • PROF Professional Firms
    • RCB Regulated Covered Bonds
    • REC Recognised Investment Exchanges and Recognised Clearing Houses
    • SUP Supervision Manual
    • SYSC Senior Management Arrangements, Systems and Controls
    • TC Training and Competence
    • UPRU Prudential sourcebook for UCITS Firms
    • Special guides (not part of Handbook)
      • EMPS Energy Market Participants
      • OMPS Oil Market Participants
      • SERV Service companies
    • Regulatory Guides
      • BSOG The Building Societies Regulatory Guide
      • COLLG The Collective Investment Scheme Information Guide
      • EG The Enforcement Guide
      • PERG Perimeter Guidance Manual
      • RPPD Responsibilities for Fair Treatment of Customers
      • UNFCOG Unfair Contract Terms
    • Interim Permitted Persons
    • Unauthorised mutuals registration fees rules
  • Unit Trusts & OEICs (incl IMA)
    • IMA Investment Management Association
    • IMA Circulars
    • Funds-Axis
    • BIPRU Prudential sourcebook for Banks, Building Societies and Investment Firms
    • CASS Client Assets sourcebook
    • CIS Collective Investment Schemes
    • COBS 3.5 Professional clients
    • COBS 3.6 Eligible counterparties
    • COLL New Collective Investment Schemes
    • COLL 5.2 General investment powers and limits for UCITS schemes
    • COLL 6.2 Dealing
    • COLL 6.3 Valuation and pricing
    • COLL 6.8 Income: accounting, allocation and distribution
    • Eligible Assets Directive
    • FSA Asset Management Newsletters
    • IPRU-INV Interim Prudential Sourcebook: Investment Business
    • OEIC Regulations 2001
    • SORP for authorised funds
    • UCITS Directive
    • UCITS Section V Obligations re investment policies
    • UPRU Prudential sourcebook for UCITS Firms
  • ISAs, PEPs & CTFs (incl TISA)
    • TISA Tax Incentivised Savings Association
      • Contact details
    • TISA Technical Bulletins
    • ISA (and PEP) Bulletins
    • ISA Regulations
    • ISA Guidance Notes
    • ISA GN 4 Applications and Terms and Conditions
    • ISA Regulations Glossary
    • CTFs Child Trust Funds
    • CTF Bulletins
    • PEP Regulations
    • PEP Regulations Glossary
  • Legislation (Acts & SIs)
    • FiSMA Financial Services and Markets Act 2000
    • FiSMA 2000 Schedule 2 Regulated Activities
    • Statutes (Acts)
      • Statutes Listing
      • Bank of England Act 1998
      • Child Trust Funds Act 2004
      • Companies Act 1985
      • Companies Act 1989
      • Companies Act 2006
      • Criminal Justice Act 1993
      • Data Protection Act 1998
      • Electronic Communications Act 2000
      • Enterprise Act 2002
      • FiSMA Financial Services and Markets Act 2000
      • Income and Corporation Taxes Act 1988
      • Income Tax Act 2007
      • Insolvency Act 1986
      • Investment Exchanges and Clearing Houses Act 2006
      • Land Registration Act 2002
      • Law of Property Act 1925
      • Limited Liability Partnerships Act 2000
      • Powers of Attorney Act 1971
      • Proceeds of Crime Act 2002
      • Regulation of Financial Services (Land Transactions) Act 2005
      • Sarbanes-Oxley Act of 2002
      • Serious Organised Crime and Police Act 2005
      • Taxation of Chargeable Gains Act 1992
      • Terrorism Act 2000
      • Terrorism Act 2006
      • Trustee Act 1925
      • Trustee Act 2000
      • Trustee Investments Act 1961
      • Trusts of Land and Appointment of Trustees Act 1996
      • Unit Trust Records Regulations 1946
      • Welfare Reform and Pensions Act 1999
    • Statutory Instruments (SIs)
      • Statutory Instruments
      • 2012
      • 2011
      • 2010
      • 2009
      • 2008
      • 2007
      • 2006
      • 2005
      • 2004
      • 2003
      • 2002
      • 2001
      • 2000
      • 1999
      • 1998
      • 1997
      • 1996
      • 1995
      • 1994
      • 1993
      • 1992
      • 1991
      • 1990
      • 1989
      • 1946
      • 1988
    • Regulated Activities Order (SI 2001/544)
    • Trustee Act 2000
    • Proceeds of Crime Act 2002
    • Data Protection Act 1998
    • Case Law - BAILII
  • Europe
    • Europe
    • EC Press Releases
    • EC Speeches
    • Member States
    • Members of the Euro Zone
    • European Directives
      • European Directives
      • Banking Consolidation (Credit Institutions)
      • CRD Capital Requirements
      • Deposit-Guarantee Schemes
      • Distance Marketing
      • Distance Selling (Telesales)
      • Eligible Assets
      • Fair Value
      • Financial Groups (Financial Conglomerates)
      • Investor-Compensation Schemes
      • Life Assurance
      • Market Abuse
      • Mergers and Acquisitions
      • MiFID (Markets in Financial Instruments)
      • Money Laundering
      • Payment Services
      • PLC Safeguards
      • Prospectus
      • Savings
      • Settlement Finality
      • Transparency
      • UCITS
      • Unfair Commercial Practices
    • FATF Financial Action Task Force
    • ESMA European Securities and Markets Authority
    • EBA European Banking Authority
    • EIOPA European Insurance and Occupational Pensions Authority
    • OECD Organisation for Economic Co-operation and Development
  • Insurance
    • FSA Handbook of Rules and Guidance
      • COBS New Conduct of Business sourcebook
      • GENPRU General Prudential sourcebook
      • ICOBS Insurance: Conduct of Business
      • INSPRU Prudential sourcebook for Insurers
      • IPRU(FSOC) Interim Prudential sourcebook for Friendly Societies
      • IPRU(INS) Interim Prudential Sourcebook: Insurers
      • MIPRU Prudential sourcebook for Mortgage and Home Finance Firms, and Insurance Intermediaries
      • Unauthorised mutuals registration fees rules
    • FSA Life Insurance Newsletters
    • Insurance Company Regulations
  • Credit Unions
    • Credit Union Newsletters
    • CRED Credit Unions Specialist sourcebook
  • Taxation
    • HMRC HM Revenue & Customs
    • Rates of Tax and Allowances
    • VAT Value Added Tax
    • Business Briefs
    • Consultation Documents, Discussion Papers, Policy Statements
    • Extra-Statutory Concessions
    • Finance Acts
    • FICO Financial Intermediaries and Claims Office
    • Guidance Notes
      • Manual: CTM48000 - Authorised investment funds
      • ISA Guidance Notes
      • SDRT regime for UTs and OEICs
      • Stamp Taxes Manual
    • Income and Corporation Taxes Act 1988 (Extracts from)
    • Income Tax Act 2007
    • ISAs, PEPs & CTFs
      • CTF Child Trust Funds
      • ISA Regulations
      • ISA Regulations Glossary
      • ISA Guidance Notes
      • ISA (& PEP) Bulletins
      • PEP Regulations
      • PEP Regulations Glossary
      • TISA - the Tax Incentivised Savings Association
    • Offshore funds that have applied for and been granted UK distributor status
    • Press Releases
    • Publications
    • Recognised Stock Exchanges
    • RPI - Retail Prices Index
    • Shares of Negligible Value
    • Stamp Office
    • Statements of Practice
    • Tax Bulletins
    • Tax Regulations
      • Capital Gains Tax
      • Child Trust Funds
      • Corporation Tax
      • Income Tax
      • ISAs Individual Savings Accounts
      • OEICs Open-ended Investment Companies
      • PEPs Personal Equity Plans
      • Pensions
      • SDRT Stamp Duty and Stamp Duty Reserve Tax
      • Unit Trusts
      • Finance Acts/Bills
      • Value Added Tax
  • UK Listing
    • LR Listing Rules
    • PR Prospectus Rules
    • DTR Disclosure Rules and Transparency Rules
    • UKLA UK Listing Authority
    • LIST! Newsletters
    • Market Watch Newsletters
    • London Stock Exchange
    • London Stock Exchange Notices
    • Rules of the London Stock Exchange
    • City Code on Takeovers and Mergers
    • Panel on Takeovers and Mergers
  • Trustees & Depositaries
    • BNY Mellon Trust & Depositary
    • BBH Brown Brothers Harriman Investor Services Limited
    • CTCL Citicorp Trustee Company Limited
  • Accounting, Pensions and Other items
    • Data Tables
      • Consumer Prices Index
      • Retail Prices Index
      • Retail Prices Index excluding mortgage interest payments RPIX
      • Retail Prices Index excluding mortgage interest payments RPIX percentage change
    • Accounting
      • ACCA Financial Services Network Programme
      • Reporting Standards
      • IMA SORP Financial Statements of Authorised Funds
      • SORPs Statements of Recommended Practice
      • ASB UK Accounting Standards
      • IASC International Accounting Standards
      • SORP for Financial Statements of Investment Trust Companies
      • PricewaterhouseCoopers: news releases
      • Manual Watch List Checking
    • Pensions
      • Pensions Regulator
      • Pensions Regulator: Press releases
      • Retail Prices Index excluding mortgage interest payments (RPIX)
      • Pension Fund Pooling Vehicles
      • Pensions Updates
      • Pension Schemes Act 1993
      • Pensions Act 1995
      • Pensions Act 2004
      • Pensions Act 2011
    • Charity Commissioners
    • Association of Investment Trust Companies
  • 3d Anti Money Laundering
    • Anti Money Laundering
    • Manual Watch List Checking
    • Money Laundering Regulations
    • ML Regulations - Versions held within 3d
    • Proceeds of Crime Act 2002
    • 2nd Money Laundering Directive (2001/97/EEC)
    • 3rd Money Laundering Directive (2005/60/EEC)
    • European ML Directives - Versions held within 3d
    • FATF Financial Action Task Force
      • FATF Financial Action Task Force
      • FATF The Forty Recommendations
    • SOCA The Serious Organised Crime Agency
    • Terrorism Act 2000
    • Terrorism Act 2006
    • Anti-terrorism, Crime and Security Act 2001
    • Counter-Terrorism Act 2008
    • JMLSG Joint Money Laundering Steering Group
    • Money Laundering Guidance Notes
    • ML Guidance - Versions held within 3d
  • 3d Irish
    • Irish Financial Services Regulatory Authority
      • News Articles
    • Department of Finance
      • Press Releases
    • Ireland
    • William Fry, Solicitors
  • Abbreviations
  • Additional 3d products
  • Training
    • CISI - The Chartered Institute for Securities & Investment - IOC
    • Training
  • Latest News
    • Reuters Market Data
    • Telegraph Finance
    • FTSE 100 Index Historical Data
    • BBC Business RSS
    • World Time
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Full list of 3d pages with event dates

This is a complete list of the 149 3d Investment Regulation pages holding event dates
in descending date order

Date Page Title
16 May 2012 Infoline Workshops: CF10a Healthcheck & Managing Client Money
09 May 2012 ACCA UK Financial Services Network FREE Meeting: Basel 2.5 / 3
24 Apr 2012 Infoline Conference: Managing the Consequences of the AIFM Directive Level 2 Implementation Measures
19 Apr 2012 ACCA UK Financial Services Network Meeting: The Crisis in the Eurozone: its effect on the UK
21 Mar 2012 ACCA UK Financial Services Network FREE Meeting: Resolution Planning (living wills)
13 Mar 2012 ICAEW meeting FREE: UK GAAP in the Future
29 Feb 2012 ACCA Governance, Risk and Performance Global Forum Symposium on Shareholder Accountability, Engagement & the Stewardship Code
23 Feb 2012 ACCA UK Financial Services Network Meeting: The changes at FSA and whether they will work
06 Dec 2011 Infoline Conference: European Funds: Regulation & Supervision
16 Nov 2011 TISA Annual Conference 2011
27 Sep 2011 Infoline Conference: Stress Testing and Operational Risk for Investment Firms
27 Sep 2011 IIR: Fund Manager Selection Zurich 2011
21 Sep 2011 Infoline Course: Introduction to Compliance Monitoring in an outcomes-Focused Regulatory Environment
15 Sep 2011 Infoline Course: Ensuring and Embedding an Effective Compliance Culture
14 Sep 2011 Infoline Course: A Concise and Practical Update on Key Regulatory Themes in Retail Financial Services
06 Jul 2011 Infoline 2011 2nd Annual Forum on Collective Investment Schemes Oversight & Control
16 May 2011 ACCA UK Financial Services Network Meeting: The competitiveness of the City of London and the coming EU regulation: a threat or an opportunity?
06 Apr 2011 Citigroup European Fiduciary Seminar - Europe economic outlook update and new and proposed EU legislation, including AIFMD, UCITS IV and UCITS V
30 Mar 2011 Infoline 2011 EU & UK Practitioners' Summit on Fund Management Regulation
30 Mar 2011 ACCA UK Financial Services Network Meeting: Leadership in challenging times
16 Mar 2011 Infoline 6th Annual Forum on Collective Investment Scheme Taxation
15 Mar 2011 Infoline 6th Annual Forum on Authorised Fund Accounting & Pricing
11 Mar 2011 ACCA UK Financial Services Network Meeting: Bribery and Corruption Act FREE ADMISSION
15 Feb 2011 Infoline workshop: A Concise and Practical Update on FSA Requirements for Approved Persons and Significant Influence Functions
02 Feb 2011 Infoline 3rd Annual Forum on Investment Trust Accounting, Taxation & Regulation
26 Jan 2011 Infoline course: A Practical Introduction to Managing the Risks of Outsourcing in Financial Services
25 Jan 2011 Infoline 5th Annual Conference: Capital Requirements Directive (CRD) for Investment Firms
08 Dec 2010 Infoline workshop: A Practical Guide to Liquidity Reporting for ILAS Investment Firms
07 Dec 2010 Infoline workshop: A Concise Industry Update on Regulatory Reporting for Investment Firms
01 Dec 2010 Infoline training course: Collective Investment Schemes ('COLL')
30 Nov 2010 Infoline conference: Managing the Consequences of the AIFM directive
25 Nov 2010 Infoline 2010 Conference on Client Assets & Client Money Protection in Financial Services
25 Nov 2010 ACCA UK Financial Services Network Meeting: Untangling Tax - An evening with the Office of Tax Simplification and Others
24 Nov 2010 ACCA UK Financial Services Network Meeting: Long Governance: Is Reform Still Needed? FREE ADMISSION
17 Nov 2010 TISA Annual Conference 2010
11 Nov 2010 Ireland: William Fry: New Fitness and Probity Requirements in Financial Services - the Central Bank's Powers and Employers' Obligations
11 Nov 2010 Funds-Axis Free Event: UCITS IV - Key Investor Information document
10 Nov 2010 ACCA UK Financial Services Network Meeting: EU regulation update FREE ADMISSION
21 Oct 2010 ACCA UK Financial Services Network Meeting: Basel III - an update and discussion £25 ADMISSION
19 Oct 2010 TISA Retirement Conference 2010
13 Oct 2010 ACCA UK Financial Services Network Meeting: EU regulation update FREE ADMISSION
07 Oct 2010 Ireland: William Fry: The New Anti-Money Laundering Regime: Understanding the Law, Managing Risks
23 Sep 2010 ACCA UK Financial Services Network Meeting: IFRS4 Update FREE ADMISSION
22 Sep 2010 IIR 2010 Fund Manager Selection conference
21 Sep 2010 Infoline conference: Stress Testing & Operational Risk for Investment Firms
20 Sep 2010 European Commission Public hearing on the Review of the Markets in Financial Instruments Directive (MiFID)
20 Sep 2010 Funds-Axis Course: UCITS III - Derivatives & Eligible Assets
15 Sep 2010 Infoline course: A Practical Introduction to Compliance Monitoring in an Outcomes-Focused Regulatory Environment
08 Sep 2010 Infoline course: Introduction to FSA Regulation & Compliance
06 Jul 2010 TISA Open Meeting: Property Authorised Investment Funds, Tax Exempt Funds and the Wrap and Platform Market
02 Jul 2010 European Commission Public hearing: Market abuse: promoting deterrence, market integrity and investor protection
29 Jun 2010 Infoline 2010 Collective Investment Scheme Oversight and Control conference
28 Jun 2010 CEBS organises a public hearing on transparency issues
24 Jun 2010 FSA Annual Public Meeting 2010
11 Jun 2010 European Commission Conference on the operation of the Transparency Directive 2004/109/EC
09 Jun 2010 Infoline two day training course: An Introduction to COLL
09 Jun 2010 TISA SWIFT joint event: Implementing SWIFT messaging for re-registration – Free event
26 May 2010 Infoline half day workshop Managing Client Money under the FSA
25 May 2010 Infoline 4th annual Private Equity Forum
20 May 2010 TISA Interactive Pensions Briefing
20 May 2010 Funds-Axis Course: UCITS III - Derivatives & Eligible Assets
30 Apr 2010 ACCA UK Financial Services Network Meeting: Fair or foul: accounting and the financial crisis FREE ADMISSION
22 Apr 2010 Funds-Axis Course: UCITS III - Derivatives & Eligible Assets
18 Mar 2010 ACCA UK Financial Services Network Meeting: Can Online Security Breaches Really Put You Out Of Business? FREE ADMISSION
10 Mar 2010 ACCA UK Financial Services Network Meeting: Islamic Finance Update - FREE ADMISSION
26 Feb 2010 ACCA UK Financial Services Network Meeting: How to become a successful Non Executive Director - FULLY BOOKED
25 Feb 2010 ACCA UK Financial Services Network Meeting: The role of the mutuals in the current crisis - FREE ADMISSION
10 Feb 2010 ACCA UK Financial Services Network Meeting: What it means to be a Financial Director - FULLY BOOKED
09 Dec 2009 CEBS organises a public roundtable to foster convergence in the application of Pillar 3 requirements
23 Nov 2009 CESR/09-1065 Invitation to open hearing on the consultation on the registration and supervision of credit rating agencies
19 Nov 2009 ACCA UK Corporate Sector Network Meeting: Being a Successful Online Retailer in Tough Times - FREE ADMISSION
18 Nov 2009 TISA Annual Conference 2009
17 Nov 2009 ACCA UK Financial Services Network Meeting: Money Laundering and Identity Theft - FREE ADMISSION
06 Nov 2009 CESR: Open hearing on CESRs advice on fund mergers, master-feeder structures and the notification procedure
28 Oct 2009 ACCA UK Financial Services Network Meeting: Solvency II Discussion - FREE ADMISSION
12 Oct 2009 ACCA UK Corporate Sector Network Meeting: Cash Flow - Getting the Balance Right - FREE ADMISSION
07 Oct 2009 TISA Retirement Conference 2009 - The Retirement Savings Challenge
22 Sep 2009 ACCA UK Financial Services Network Meeting: The Global Financial Crisis - Lessons for Corporate Governance - FREE ADMISSION
16 Sep 2009 Funds-Axis Course: UCITS III - Derivatives & Eligible Assets
01 Sep 2009 CESR/09-421: CESR to hold open hearing on draft advice on UCITS IV Directive
13 Aug 2009 Funds-Axis Regulatory Developments Conference - The Challenges Ahead for Asset Managers
22 Jun 2009 ACCA UK Financial Services Network Meeting: Credit Crunch Update - FREE ADMISSION
01 Jun 2009 Bank of New York Mellon FREE Seminar London: UCITS IV - Building on Firm Foundations
29 May 2009 Bank of New York Mellon FREE Seminar Frankfurt: UCITS IV - Building on Firm Foundations
28 May 2009 CEBS organises a public hearing on Transparency
27 May 2009 Bank of New York Mellon FREE Seminar Zurich: UCITS IV - Building on Firm Foundations
12 May 2009 ACCA UK Financial Services Network Meeting: Sovereign Wealth Funds - FREE ADMISSION
12 May 2009 Funds-Axis FREE Seminar Edinburgh: Counterparty Risk & Liquidity Risk - effectively meeting the challenge
11 May 2009 Funds-Axis FREE Seminar Dublin: Counterparty Risk & Liquidity Risk - effectively meeting the challenge
30 Apr 2009 Funds-Axis FREE Seminar London: Counterparty Risk & Liquidity Risk - effectively meeting the challenge
16 Apr 2009 Funds-Axis FREE Seminar London: Counterparty Risk & Liquidity Risk - effectively meeting the challenge
08 Apr 2009 ACCA UK Financial Services Network Meeting: Islamic Finance - FREE ADMISSION
12 Mar 2009 Serious Organised Crime Agency: Birmingham anti-money laundering conference - FREE ADMISSION
11 Mar 2009 ACCA Professional Courses 2009
27 Feb 2009 ACCA UK Financial Services Network Meeting: Financial Crime (no spaces available)
26 Feb 2009 European Commission Conference: High-Level Conference on Private Equity and Hedge Funds
23 Feb 2009 CESR Conference: Preparing for the future: where to now for regulation in the field of securities?
16 Dec 2008 IWCFC Invitation to Industry Round Table on the Review of the Financial Conglomerates Directive
11 Dec 2008 ACCA UK Financial Services Network Meeting: EU Update and Debate – The implications of new regulation on the credit crisis - FREE ADMISSION
26 Nov 2008 CESR announces a public hearing on MAD Level 3
20 Nov 2008 ACCA UK Financial Services Network Meeting: The Single European Payments Area - FREE ADMISSION
13 Nov 2008 European Commission Conference: MiFID one year on
12 Nov 2008 European Commission Conference on reviewing Market Abuse regime
01 Oct 2008 ACCA UK Financial Services Network Meeting: Inflation - the next meltdown? - FREE ADMISSION
25 Sep 2008 European Commission Open Hearing on Commodity Derivatives
17 Sep 2008 FSA Asset Management Conference
10 Sep 2008 ACCA UK Financial Services Network Meeting: The influence of the Mayor and Lord Mayor on London's economy - FREE ADMISSION
16 Jul 2008 Citigroup European Fiduciary Seminar, London, Wednesday 16 July 2008 2:30pm - including news on UCITS IV from the FSA
15 Jul 2008 European Commission Open Hearing on Retail Investment Products 15 July 2008
15 Jul 2008 European Commission Open Hearing on Retail Investment Products - Record
30 Jun 2008 ACCA UK Financial Services Network Meeting: Olympic Project - Risk Management - FREE ADMISSION
30 Jun 2008 ACCA UK Financial Services Network Meeting: The use of Exchange Traded Derivatives in Fixed Income Fund Management - FEE CHARGEABLE BY SII
30 Jun 2008 ACCA UK Sussex - Global Perspectives Business Lecture - FREE ADMISSION
24 Jun 2008 ACCA UK Financial Services Network Meeting: EU Financial Services Legislation Update - FREE ADMISSION
19 Jun 2008 ACCA UK Financial Services Network Meeting: The use of Exchange Traded Derivatives in Equity Fund Management - FEE CHARGEABLE BY SII
17 Jun 2008 ACCA UK Financial Services Network Meeting: MiFID: The most effective adoption of Best Execution for Buyside firms - FEE CHARGEABLE BY SII
17 Jun 2008 TISA Discussion Forum 17 June 2008 Victory Services Club, London
11 Jun 2008 ACCA UK Financial Services Network Meeting: MiFID: The most effective adoption of Best Execution for Buyside firms - FEE CHARGEABLE BY SII
03 Jun 2008 ACCA UK Financial Services Network Meeting: The repo market in Europe - the way forward - FEE CHARGEABLE BY SII
06 May 2008 ACCA UK Financial Services Network Meeting: Islamic Finance - FREE ADMISSION
19 Mar 2008 ACCA UK Financial Services Network Meeting: BVCA and the Walker report into transparency in Private Equity - FREE ADMISSION
07 Feb 2008 ACCA UK Financial Services Network Meeting: Money Laundering Brains Trust - FREE ADMISSION
30 Jan 2008 Citigroup European Fiduciary Seminar, London, Wednesday 30 January 2008 2:30pm - New retail fund structures, Funds of Alternative Investment Funds, new risk management processes to key regulatory developments
06 Dec 2007 ACCA UK Financial Services Network Meeting: MiFID and Beyond
19 Nov 2007 ACCA UK Financial Services Network Meeting: Solvency II
19 Oct 2007 ACCA UK Financial Services Network Meeting: MiFID and the Practicalities of its Implementation
18 Oct 2007 ACCA UK Financial Services Network Meeting: UCITS III and its Effects on Business
18 Oct 2007 Funds-Axis Derivatives and UCITS III Training Course London, 18 October 2007
12 Sep 2007 ACCA Financial Services Network Meeting: Basel II - Where Are We?
18 Jul 2007 Citigroup European Fiduciary Seminar Wednesday 18 July 2007 2:30pm London Offshore and Onshore Open Ended Property Funds, Wider Investment Powers for UCITS funds, Update and discussion on Funds of Alternative Investment Funds (FAIFs)
28 Jun 2007 ACCA Financial Services Network Meeting: EU Financial Services Update
27 Jun 2007 ACCA UK Financial Services Network Meeting: Capital Requirements Directive – an insight
14 May 2007 ACCA Financial Services Network Meeting: Why Standards, Markets and Profit Volatility matter to Corporate Governance
24 Apr 2007 ACCA Financial Services Network Meeting: How Trade Credit & Political Risk Insurance can help Banks and Corporates grow sales and transfer risk
21 Mar 2007 HMRC - Budget Day 2007
16 Mar 2007 PIMA Capital Requirements Directive Seminar
06 Mar 2007 ACCA Financial Services Network Meeting: Introduction to Hedge Funds
04 Dec 2006 Citigroup European Fiduciary Seminar (Regulatory update) Monday 4 December 2006 2:30pm London
22 Nov 2006 Funds-Axis Derivatives Conference
11 Jul 2006 Citigroup European Fiduciary Seminar (MiFID, Hedge Funds, FSA regulatory update) Tuesday 11 July 2006 2:30pm London
30 Jun 2006 ACCA Meeting 30Jun06: EU Financial Services Directives
26 May 2006 ACCA Meeting 26May06: tbc
08 May 2006 Institute of Money Laundering Prevention Officers 3rd Annual Conference 8 and 9 May 2006
24 Apr 2006 ACCA Meeting 24Apr06: Basel 2 Implementation
23 Feb 2006 IMA Seminar 23Feb06: Treating Customers Fairly Seminar
16 Feb 2006 ACCA Meeting 16Feb06: Surviving MiFID
06 Dec 2005 ACCA Meeting 6Dec05: Money Laundering Open Forum with Expert Panel
06 Dec 2005 Citigroup European Fiduciary Seminar Tuesday 6 December 2005 2:30pm London
01 Nov 1994 Faculty and Institute of Actuaries Guidance note GN22: Disclosure - LAUTRO Rules
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