Contents > Deadlines

Deadlines

12 March 2010
Response invited to FSA Consultation Paper 10/5 Regulatory fees and levies – Rates proposals 2010/11 and feedback statement on Part 1 of CP09/26 (added 12Feb10)
12 March 2010
CEBS public hearing on its draft guidelines on concentration risk (CP31) (added 15Feb10)
12 March 2010
Response invited by IMA re joining the Investment Operations Committee (added 25Feb10)
12 March 2010
Comment invited by IMA on draft response to HMT consultation paper on investment bank resolution Chapter 3 (added 7Mar10)
12 March 2010
Comment invited by IMA on draft response to HMT consultation paper on investment bank resolution Chapter 6 (added 7Mar10)
12 March 2010
Comment invited by IMA on draft response to HMT consultation paper on investment bank resolution Chapter 4 (added 8Mar10)
12 March 2010
Comment invited by IMA on questions re HMT Consultation on Investment Firm resolution – Cost Benefit Analysis (added 8Mar10)
12 March 2010
Comment invited by IMA on draft response to HMT consultation paper on investment bank resolution Chapter 7 (added 9Mar10)
12 March 2010
Comment invited by IMA on draft response to FSA consultation paper CP10/5 on Regulatory fees and levies - Sections 4 and 5 (added 11Mar10)
16 March 2010
Response invited to FSA Consultation Paper 09/31: Delivering the Retail Distribution Review (added 16Dec09)
16 March 2010
Response invited to HM Treasury Consultation Paper: Establishing resolution arrangements for investment banks (added 16Dec09)
19 March 2010
Lehman Brothers - Bar Date announced for claims to Trust Assets (added 16Dec09)
20 March 2010
Response required by Irish Financial Regulator to letter to life insurance companies regarding investment products marketed as being invested in cash or partially invested in cash (added 25Feb10)
23 March 2010
Retail Prices Index for February 2010 to be announced (added 16Feb10)
24 March 2010
Budget Day 2010 (added 10Mar10)
29 March 2010
Comment invited by IMA on draft response to FSA consultation paper CP 09/30 Capital planning buffers (added 1Feb10)
29 March 2010
Response invited to London Stock Exchange proposed amendments to the default rules (added 11Mar10)
31 March 2010
Response invited to CEBS consultation on draft guidelines on the management of operational risk in market-related activities (added 31Dec09)
31 March 2010
Response invited to CEBS consultation on draft implementation guidelines on instruments referred to in Article 57(a) of the CRD (added 31Dec09)
31 March 2010
Comment invited by IMA on FSA consultation paper CP10/3 Effective Governance (added 2Feb10)
31 March 2010
Response invited to CESR Consultation on proposal to extend major shareholding notifications to instruments of similar economic effect to holding shares and entitlements to acquire shares (added 9Feb10)
1 April 2010
Response invited to CESR Consultation on guidance how to report transactions on OTC derivative instruments (added 8Feb10)
6 April 2010
ISA Regulations 4(2),4(3),4(4) - changes in force (added 13Dec05)
6 April 2010
Child Trust Funds: Regulations in force for Age 7 payments and amendments to additional payments eligibility rules (added 12Mar09)
6 April 2010
Child Trust Funds: Regulations in force for CTF voucher to be unnecessary in account opening (added 23Mar09)
6 April 2010
FSA Handbook: (2009/54) Amendments to LR in force (added 14Oct09)
6 April 2010
FSA Handbook: DISP 1.10A in force - Complaints data publication rules (added 31Jan10)
6 April 2010
FSA Handbook: DISP 1 Annex 1AG in force - Recommended metrics (added 4Feb10)
6 April 2010
FSA Handbook: DISP 1 Annex 1BR in force - Complaints publication report (added 4Feb10)
8 April 2010
Bank of England: next Bank Rate decision (added 4Mar10)
9 April 2010
Response invited to CEIOPS Call for Evidence on cross sectoral internal governance issues (added 28Dec09)
16 April 2010
Bank of England: rate of interest payable on 2½ per cent Index Linked Treasury Stock 2020 (added 11Oct09)
16 April 2010
Response invited to FRC consultation on Stewardship Code for Institutional Investors (added 22Jan10)
16 April 2010
Response invited to Jersey Financial Services Commission Consultation on proposals for Annual Fees to be paid by Designated Non-Financial Businesses and Professions (added 19Feb10)
22 April 2010
Response invited to FSA Consultation Paper 10/6 The assessment and redress of Payment Protection Insurance complaints - Feedback on CP09/23 and further consultation (added 9Mar10)
28 April 2010
Response invited to FSA Consultation Paper 10/3 Effective corporate governance (added 2Feb10)
30 April 2010
Response invited to FSA Discussion Paper 09/5 Enhancing financial reporting disclosures by UK credit institutions (added 26Oct09)
30 April 2010
Response invited to FSA Consultation Paper 10/2 Mortgage Market Review: Arrears and Approved Persons (added 26Jan10)
30 April 2010
Response invited to FSA Consultation Paper 10/4 Sale and rent back (full regime): Feedback on CP09/22, made rules and consultation on reporting (added 3Feb10)
7 May 2010
Response invited to Basel Committee on Banking Supervision consultation on Microfinance activities and the Core Principles for Effective Banking Supervision (added 10Feb10)
19 May 2010
Response invited to Jersey Financial Services Commission Consultation on Banking: Financial Reporting and Disclosures (added 19Feb10)
31 May 2010
FSA Handbook: BIPRU Transitional provision TP 31 1 & 2 expire (added 30Dec09)
1 June 2010
FSA Handbook: (2009/63) Amendments to COND and SUP in force (added 20Nov09)
1 June 2010
FRC Combined Code on Corporate Governance: revised version to be issued (added 17Dec09)
4 June 2010
Child Trust Fund Annual Return of Information must reach HMRC by this date (added 5Oct10)
29 June 2010
FSA Handbook: FEES Transitional provisions 5 & 6 expire (added 28Sep07)
30 June 2010
FSA Handbook: (2010/1) Amendments to Glossary, GEN in force (added 31Jan10)
1 July 2010
IFRS1 amendment effective: Limited Exemption from Comparative IFRS 7 Disclosures for First-time Adopters (added 8Feb10)
1 July 2010
FSA Handbook: DISP Appendix 3 in force - Handling Payment Protection Insurance complaints (added 10Mar10)
5 July 2010
FSA Handbook: COLL Transitional provision 16 expires (added 5Oct05)
17 July 2010
Bank of England: interest payable on 2½ per cent Index Linked Treasury Stocks 2024 (added 16Dec09)
26 July 2010
Bank of England: interest payable on 2½ per cent Index Linked Treasury Stocks 2016 (added 16Dec09)
16 August 2010
Bank of England: interest payable on 2½ per cent Index Linked Treasury Stocks 2013 (added 20Jan10)
23 August 2010
Bank of England: interest payable on 2½ per cent Index Linked Treasury Stocks 2011 (added 20Jan10)
31 August 2010
FSA requires firms that receive 500 or more complaints in a six month period to publish information (added 4Feb10)
31 August 2010
Comment invited by OECD on draft documentation for implementing a streamlined procedure for portfolio investors to claim reductions in withholding rates (added 9Feb10)
15 September 2010
Response invited to EC Consultation on the UCITS depositary function (added 7Jul09)
28 September 2010
Irish Government guarantee of all deposits expires (added 30Sep08)
30 September 2010
FSA Handbook: (2009/53) BIPRU Transitional provision TP 32 expires (added 30Dec09)
21 October 2010
Response invited to FSA Consultation Paper 09/19 Enforcement financial penalties (added 6Jul09)
6 December 2010
UCITS IV Directive into force (added 3Jul09)
14 December 2010
FSA Handbook: (2009/72) Amendments to Glossary in force (added 17Dec09)
14 December 2010
FSA Handbook: (2009/72) Amendments to SYSC in force (added 17Dec09)
14 December 2010
FSA Handbook: (2009/72) Amendments to GENPRU in force (added 17Dec09)
14 December 2010
FSA Handbook: (2009/72) Amendments to BIPRU in force (added 17Dec09)
31 December 2010
CEBS High level principles for risk management: Supervisors should implement into their procedures (added 17Feb10)
31 December 2010
FSA Handbook: COMP 17.1 in force (added 5Aug09)
31 December 2010
FSA Handbook: COMP 17.2 in force (added 5Aug09)
31 December 2010
FSA Handbook: (2009/49) Amendments to Glossary in force (added 1Oct09)
31 December 2010
FSA Handbook: (2009/49) Amendments (Part 2) to COMP in force (added 1Oct09)
31 December 2010
Expiry of Terrorist Asset-Freezing (Temporary Provisions) Act 2010 (added 10Feb10)
5 April 2011
ISA investors to have reinvested some or all of their Keydata ISA investment with another stocks and shares ISA provider (added 6Jan10)
30 June 2011
FSA Handbook: COLL 4.6.9 and Note (5) to paragraph (14) of COLL 4.6.8R cease to have effect (added 26Jan09)
31 December 2011
FiSMA subsections 118(4) and 118(8) cease to have effect on 31 December 2011 (added 5Oct05)
31 December 2011
FSA Handbook: (2009/62) Amendments to IPRU(INV) in force (added 15Dec09)
1 January 2012
EURO: Introduction of Bulgaria, Czech Republic & Poland targeted for 1 January 2012 (added 22Sep08)
30 December 2013
Personal Investment Firms will have to hold capital resources worth at least three months of their annual fixed expenditure in realisable assets such as cash (added 6Nov09)
5 April 2018
Child Trust Funds Regulations 2004 Regulation 7B no longer applies (added 5Oct10)

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