| 12 Sep 2007 |
ACCA Financial Services Network Meeting: Basel II - Where Are We? |
| 28 Jun 2007 |
ACCA Financial Services Network Meeting: EU Financial Services Update |
| 24 Apr 2007 |
ACCA Financial Services Network Meeting: How Trade Credit & Political Risk Insurance can help Banks and Corporates grow sales and transfer risk |
| 06 Mar 2007 |
ACCA Financial Services Network Meeting: Introduction to Hedge Funds |
| 14 May 2007 |
ACCA Financial Services Network Meeting: Why Standards, Markets and Profit Volatility matter to Corporate Governance |
| 29 Feb 2012 |
ACCA Governance, Risk and Performance Global Forum Symposium on Shareholder Accountability, Engagement & the Stewardship Code |
| 15 Nov 2005 |
ACCA Meeting 15Nov05: Individual Capital Assessment |
| 16 Feb 2006 |
ACCA Meeting 16Feb06: Surviving MiFID |
| 18 Oct 2005 |
ACCA Meeting 18Oct05: Reviewing the FSA's Handbook of Rules and Guidance |
| 20 Oct 2005 |
ACCA Meeting 20Oct05: Operational Risk - Approaches to Optimising Value in a Bank |
| 24 Apr 2006 |
ACCA Meeting 24Apr06: Basel 2 Implementation |
| 26 May 2006 |
ACCA Meeting 26May06: tbc |
| 30 Jun 2006 |
ACCA Meeting 30Jun06: EU Financial Services Directives |
| 06 Dec 2005 |
ACCA Meeting 6Dec05: Money Laundering Open Forum with Expert Panel |
| 11 Mar 2009 |
ACCA Professional Courses 2009 |
| 19 Nov 2009 |
ACCA UK Corporate Sector Network Meeting: Being a Successful Online Retailer in Tough Times - FREE ADMISSION |
| 12 Oct 2009 |
ACCA UK Corporate Sector Network Meeting: Cash Flow - Getting the Balance Right - FREE ADMISSION |
| 01 Jan 2003 |
ACCA UK Financial Services and Corporate Sector Network Lecture Programme |
| 09 May 2012 |
ACCA UK Financial Services Network FREE Meeting: Basel 2.5 / 3 |
| 21 Mar 2012 |
ACCA UK Financial Services Network FREE Meeting: Resolution Planning (living wills) |
| 21 Oct 2010 |
ACCA UK Financial Services Network Meeting: Basel III - an update and discussion Ł25 ADMISSION |
| 11 Mar 2011 |
ACCA UK Financial Services Network Meeting: Bribery and Corruption Act FREE ADMISSION |
| 19 Mar 2008 |
ACCA UK Financial Services Network Meeting: BVCA and the Walker report into transparency in Private Equity - FREE ADMISSION |
| 18 Mar 2010 |
ACCA UK Financial Services Network Meeting: Can Online Security Breaches Really Put You Out Of Business? FREE ADMISSION |
| 27 Jun 2007 |
ACCA UK Financial Services Network Meeting: Capital Requirements Directive – an insight |
| 22 Jun 2009 |
ACCA UK Financial Services Network Meeting: Credit Crunch Update - FREE ADMISSION |
| 24 Jun 2008 |
ACCA UK Financial Services Network Meeting: EU Financial Services Legislation Update - FREE ADMISSION |
| 13 Oct 2010 |
ACCA UK Financial Services Network Meeting: EU regulation update FREE ADMISSION |
| 10 Nov 2010 |
ACCA UK Financial Services Network Meeting: EU regulation update FREE ADMISSION |
| 11 Dec 2008 |
ACCA UK Financial Services Network Meeting: EU Update and Debate – The implications of new regulation on the credit crisis - FREE ADMISSION |
| 30 Apr 2010 |
ACCA UK Financial Services Network Meeting: Fair or foul: accounting and the financial crisis FREE ADMISSION |
| 27 Feb 2009 |
ACCA UK Financial Services Network Meeting: Financial Crime (no spaces available) |
| 26 Feb 2010 |
ACCA UK Financial Services Network Meeting: How to become a successful Non Executive Director - FULLY BOOKED |
| 23 Sep 2010 |
ACCA UK Financial Services Network Meeting: IFRS4 Update FREE ADMISSION |
| 01 Oct 2008 |
ACCA UK Financial Services Network Meeting: Inflation - the next meltdown? - FREE ADMISSION |
| 06 May 2008 |
ACCA UK Financial Services Network Meeting: Islamic Finance - FREE ADMISSION |
| 08 Apr 2009 |
ACCA UK Financial Services Network Meeting: Islamic Finance - FREE ADMISSION |
| 10 Mar 2010 |
ACCA UK Financial Services Network Meeting: Islamic Finance Update - FREE ADMISSION |
| 30 Mar 2011 |
ACCA UK Financial Services Network Meeting: Leadership in challenging times |
| 24 Nov 2010 |
ACCA UK Financial Services Network Meeting: Long Governance: Is Reform Still Needed? FREE ADMISSION |
| 06 Dec 2007 |
ACCA UK Financial Services Network Meeting: MiFID and Beyond |
| 19 Oct 2007 |
ACCA UK Financial Services Network Meeting: MiFID and the Practicalities of its Implementation |
| 11 Jun 2008 |
ACCA UK Financial Services Network Meeting: MiFID: The most effective adoption of Best Execution for Buyside firms - FEE CHARGEABLE BY SII |
| 17 Jun 2008 |
ACCA UK Financial Services Network Meeting: MiFID: The most effective adoption of Best Execution for Buyside firms - FEE CHARGEABLE BY SII |
| 17 Nov 2009 |
ACCA UK Financial Services Network Meeting: Money Laundering and Identity Theft - FREE ADMISSION |
| 07 Feb 2008 |
ACCA UK Financial Services Network Meeting: Money Laundering Brains Trust - FREE ADMISSION |
| 30 Jun 2008 |
ACCA UK Financial Services Network Meeting: Olympic Project - Risk Management - FREE ADMISSION |
| 19 Nov 2007 |
ACCA UK Financial Services Network Meeting: Solvency II |
| 28 Oct 2009 |
ACCA UK Financial Services Network Meeting: Solvency II Discussion - FREE ADMISSION |
| 12 May 2009 |
ACCA UK Financial Services Network Meeting: Sovereign Wealth Funds - FREE ADMISSION |
| 23 Feb 2012 |
ACCA UK Financial Services Network Meeting: The changes at FSA and whether they will work |
| 16 May 2011 |
ACCA UK Financial Services Network Meeting: The competitiveness of the City of London and the coming EU regulation: a threat or an opportunity? |
| 19 Apr 2012 |
ACCA UK Financial Services Network Meeting: The Crisis in the Eurozone: its effect on the UK |
| 22 Sep 2009 |
ACCA UK Financial Services Network Meeting: The Global Financial Crisis - Lessons for Corporate Governance - FREE ADMISSION |
| 10 Sep 2008 |
ACCA UK Financial Services Network Meeting: The influence of the Mayor and Lord Mayor on London's economy - FREE ADMISSION |
| 03 Jun 2008 |
ACCA UK Financial Services Network Meeting: The repo market in Europe - the way forward - FEE CHARGEABLE BY SII |
| 25 Feb 2010 |
ACCA UK Financial Services Network Meeting: The role of the mutuals in the current crisis - FREE ADMISSION |
| 20 Nov 2008 |
ACCA UK Financial Services Network Meeting: The Single European Payments Area - FREE ADMISSION |
| 19 Jun 2008 |
ACCA UK Financial Services Network Meeting: The use of Exchange Traded Derivatives in Equity Fund Management - FEE CHARGEABLE BY SII |
| 30 Jun 2008 |
ACCA UK Financial Services Network Meeting: The use of Exchange Traded Derivatives in Fixed Income Fund Management - FEE CHARGEABLE BY SII |
| 18 Oct 2007 |
ACCA UK Financial Services Network Meeting: UCITS III and its Effects on Business |
| 25 Nov 2010 |
ACCA UK Financial Services Network Meeting: Untangling Tax - An evening with the Office of Tax Simplification and Others |
| 10 Feb 2010 |
ACCA UK Financial Services Network Meeting: What it means to be a Financial Director - FULLY BOOKED |
| 30 Jun 2008 |
ACCA UK Sussex - Global Perspectives Business Lecture - FREE ADMISSION |
| 15 Jul 2002 |
Anti Money Laundering |
| 30 Nov 1999 |
Bank of England |
| 20 Jun 2006 |
Bank of New York Fund Focus NEWSLETTER Summer 2006 |
| 21 Sep 2005 |
Bank of New York Fund Focus NEWSLETTER: Autumn 2005 |
| 17 Jul 2007 |
Bank of New York Mellon European Fund Focus: Summer 2007 |
| 29 May 2009 |
Bank of New York Mellon FREE Seminar Frankfurt: UCITS IV - Building on Firm Foundations |
| 01 Jun 2009 |
Bank of New York Mellon FREE Seminar London: UCITS IV - Building on Firm Foundations |
| 27 May 2009 |
Bank of New York Mellon FREE Seminar Zurich: UCITS IV - Building on Firm Foundations |
| 01 Dec 2002 |
BBA British Bankers' Association |
| 01 Jul 2000 |
BBH 2000/01 OEICs/UTs Update Special Edition July 2000 |
| 30 Nov 1999 |
BBH 2000/02 OEICs/UTs Update Winter 2000 |
| 30 Nov 1999 |
BBH 2001/01 OEICs/UTs Update Spring 2001 |
| 30 Nov 1999 |
BBH 2001/02 OEICs/UTs Update Autumn 2001 |
| 30 Nov 1999 |
BBH 2002/01 UK Collective Investment Schemes Update Spring 2002 |
| 08 Oct 2002 |
BBH 2002/02 UK Collective Investment Schemes Update Autumn 2002 |
| 13 Feb 2007 |
BBH 2003/01 UK Collective Investment Schemes Update Spring 2003 |
| 31 Mar 2008 |
BNY Mellon European Fund Focus: Spring 2008 |
| 01 Jan 2000 |
BNY Mellon Trust & Depositary (UK) Limited |
| 28 Jun 2005 |
BoNY 28 June 2005 Seminar on Property Funds and the Simplified Prospectus |
| 01 Mar 2005 |
BoNY Fund Focus NEWSLETTER: Spring 2005 |
| 18 Mar 2005 |
BoNY Fund Focus NEWSLETTER: Spring 2005: Collective Investment Schemes (CIS) Update |
| 30 Nov 1999 |
BoNY Fund Focus NEWSLETTER: Spring 2005: Introduction |
| 30 Nov 1999 |
BoNY Fund Focus NEWSLETTER: Spring 2005: Multi Class Unit Trusts With Dual Pricing |
| 30 Nov 1999 |
BoNY Fund Focus NEWSLETTER: Spring 2005: Multi Classes For Unit Trusts |
| 30 Nov 1999 |
BoNY Fund Focus NEWSLETTER: Spring 2005: Outsourcing Within The Funds Industry |
| 30 Nov 1999 |
BoNY Fund Focus NEWSLETTER: Spring 2005: R & M UK Depositary / Trustee Survey 2004 |
| 30 Nov 1999 |
BoNY Fund Focus NEWSLETTER: Spring 2005: Topical and technical issues |
| 01 Jul 2000 |
Brown Brothers Harriman Investor Services Limited |
| 28 May 2009 |
CEBS organises a public hearing on Transparency |
| 28 Jun 2010 |
CEBS organises a public hearing on transparency issues |
| 09 Dec 2009 |
CEBS organises a public roundtable to foster convergence in the application of Pillar 3 requirements |
| 26 Nov 2008 |
CESR announces a public hearing on MAD Level 3 |
| 23 Feb 2009 |
CESR Conference: Preparing for the future: where to now for regulation in the field of securities? |
| 23 Nov 2009 |
CESR/09-1065 Invitation to open hearing on the consultation on the registration and supervision of credit rating agencies |
| 01 Sep 2009 |
CESR/09-421: CESR to hold open hearing on draft advice on UCITS IV Directive |
| 06 Nov 2009 |
CESR: Open hearing on CESRs advice on fund mergers, master-feeder structures and the notification procedure |
| 27 Apr 2009 |
CIB |
| 16 Feb 2006 |
Citicorp Trustee Co Ltd: Regulatory Update 16Feb06 |
| 05 May 2006 |
Citicorp Trustee Co Ltd: Regulatory Update 5 May 2006 |
| 01 Feb 2006 |
Citicorp Trustee Co Ltd: Summary of the Statement of Recommended Practice (SORP) 1Feb06 |
| 01 Jan 2000 |
Citicorp Trustee Company Limited (CTCL) |
| 04 Aug 2005 |
Citicorp Trustee Company Limited News&Views: FSA update, Passporting Management Services, UCITS Registration & Distribution, Dual Pricing, Corporate Governance |
| 21 Sep 2005 |
Citicorp Trustee Company Limited: Informal Compliance Update: The changing face of ARROW and how you can prepare for an ARROW assessment |
| 11 Jul 2006 |
Citigroup European Fiduciary Seminar (MiFID, Hedge Funds, FSA regulatory update) Tuesday 11 July 2006 2:30pm London |
| 04 Dec 2006 |
Citigroup European Fiduciary Seminar (Regulatory update) Monday 4 December 2006 2:30pm London |
| 06 Apr 2011 |
Citigroup European Fiduciary Seminar - Europe economic outlook update and new and proposed EU legislation, including AIFMD, UCITS IV and UCITS V |
| 06 Dec 2005 |
Citigroup European Fiduciary Seminar Tuesday 6 December 2005 2:30pm London |
| 18 Jul 2007 |
Citigroup European Fiduciary Seminar Wednesday 18 July 2007 2:30pm London Offshore and Onshore Open Ended Property Funds, Wider Investment Powers for UCITS funds, Update and discussion on Funds of Alternative Investment Funds (FAIFs) |
| 16 Jul 2008 |
Citigroup European Fiduciary Seminar, London, Wednesday 16 July 2008 2:30pm - including news on UCITS IV from the FSA |
| 30 Jan 2008 |
Citigroup European Fiduciary Seminar, London, Wednesday 30 January 2008 2:30pm - New retail fund structures, Funds of Alternative Investment Funds, new risk management processes to key regulatory developments |
| 07 Mar 2008 |
Citigroup® Global Transaction Services: European News & Views: First Edition 2008 |
| 13 Nov 2007 |
Citigroup® Global Transaction Services: European News & Views: October 2007 |
| 03 Jul 2008 |
Citigroup® Global Transaction Services: European News & Views: Second Edition 2008 |
| 31 Mar 2007 |
Citigroup® Global Transaction Services: news&views March 2007: CESR consultation on derivatives on hedge fund indices, REITs in Germany, MiFID in Ireland, Luxembourg Specialised Investment Funds |
| 20 Dec 2005 |
Citigroup® Global Transaction Services: news&views May 2006: Hedge Fund Opportunities: Luxembourg Vs Germany, EC Green Paper on the Enhancement of the EU Framework for Investment Funds, Developments and Current Trends in Box Management, Carbon Funds |
| 24 May 2006 |
Citigroup® Global Transaction Services: news&views May 2006: Weaving through the MiFID Maze, Microfinance funds in Luxembourg |
| 24 May 2006 |
Citigroup® Global Transaction Services: news&views September 2006: EC's Expert Group Reports, Single and Dual Pricing, SICAR in Luxembourg, MiFID in Ireland |
| 03 Feb 2005 |
CrestCo |
| 26 Oct 2001 |
CTCL Insight 0412 |
| 30 Nov 1999 |
CTCL NV 000201 Special SDRT Edition |
| 01 Feb 2000 |
CTCL NV 000201: Accruals |
| 01 Feb 2000 |
CTCL NV 000201: Cat Standards |
| 01 Feb 2000 |
CTCL NV 000201: Disclosure |
| 24 Nov 1999 |
CTCL NV 000201: Inland Revenue Categorisation |
| 09 Dec 1999 |
CTCL NV 000201: M&G/Schroder v Inland Revenue |
| 06 Feb 2000 |
CTCL NV 000201: Notice to existing unitholders |
| 01 Feb 2000 |
CTCL NV 000201: OEICS - Key Differences on SDRT |
| 01 Feb 2000 |
CTCL NV 000201: Penalties |
| 01 Feb 2000 |
CTCL NV 000201: To Capital or Income? |
| 01 Feb 2000 |
CTCL NV 000201: Transitional Arrangements. |
| 30 Nov 1999 |
CTCL NV 000216 Special Index Tracker Edition |
| 01 Mar 2000 |
CTCL NV 000216: Alternative Strategies |
| 16 Feb 2000 |
CTCL NV 000216: Capped Index and Scheme Particulars. |
| 16 Feb 2000 |
CTCL NV 000216: Disclosure |
| 16 Feb 2000 |
CTCL NV 000216: Index Funds |
| 16 Feb 2000 |
CTCL NV 000216: Non-Index Funds |
| 16 Feb 2000 |
CTCL NV 000216: Performance Linked Products |
| 16 Feb 2000 |
CTCL NV 000216: The Issue |
| 01 May 2000 |
CTCL NV 000501 |
| 01 May 2000 |
CTCL NV 000501: Electronic Commerce/Internet |
| 01 May 2000 |
CTCL NV 000501: FRS16 |
| 01 Apr 2000 |
CTCL NV 000501: Recent UK Tax Matters |
| 01 Jan 2001 |
CTCL NV 000501: US Qualified Intermediaries/US Non Resident Alien (NRA) Regulations |
| 01 Aug 2000 |
CTCL NV 000801 |
| 01 Aug 2000 |
CTCL NV 000801: Bond Fund Yields |
| 01 Aug 2000 |
CTCL NV 000801: Capped Indices |
| 01 Aug 2000 |
CTCL NV 000801: Extramark/iShares |
| 01 Aug 2000 |
CTCL NV 000801: Financial Services & Markets Act 2000 |
| 01 Aug 2000 |
CTCL NV 000801: Internet/e-Commerce update |
| 01 Aug 2000 |
CTCL NV 000801: OEIC SORP |
| 01 Aug 2000 |
CTCL NV 000801: Stakeholder Pensions/IPAs Update |
| 01 Apr 2001 |
CTCL NV 000801: Tax Information Exchange |
| 01 Mar 2001 |
CTCL NV 010301 SDRT on Unit Trust/OEIC Mergers, Interest Reporting Requirements, UCITS II Proposals, Swiss Withholding Tax |
| 06 Apr 2001 |
CTCL NV 010301: Interest Reporting Requirements |
| 01 Mar 2001 |
CTCL NV 010301: Malaysian Regulations |
| 01 Mar 2001 |
CTCL NV 010301: OEIC SORP |
| 01 Mar 2001 |
CTCL NV 010301: SDRT on Unit Trust/OEIC Mergers |
| 01 Mar 2001 |
CTCL NV 010301: Swiss Withholding Tax |
| 01 Mar 2001 |
CTCL NV 010301: UCITS II Proposals |
| 01 Aug 2001 |
CTCL NV 010801 CIS Sourcebook - Transitionals, Industry OEIC Conversions, SDRT on Unit Trust and OEIC Mergers, In Brief |
| 01 Aug 2001 |
CTCL NV 010801: CIS Sourcebook – Transitionals |
| 01 Aug 2001 |
CTCL NV 010801: In Brief |
| 01 Aug 2001 |
CTCL NV 010801: Industry OEIC Conversions |
| 01 Aug 2001 |
CTCL NV 010801: SDRT on Unit Trust and OEIC Mergers |
| 01 Dec 2001 |
CTCL NV 011101 Special N2 edition |
| 30 Nov 1999 |
CTCL NV 020201 |
| 01 Apr 2002 |
CTCL NV 020401 Bond Pricing, Methods of Single Pricing, Handbook Amendments |
| 01 Aug 2002 |
CTCL NV 020801 UCITS III, Limited Issue Funds, Guaranteed and Capital Protected Funds, Single Pricing, Sandler |
| 30 Jun 2004 |
CTCL NV 030901 CP 185, EU Savings Directive, UCITS III Derivative Risk Management, OEICs - Corporate Housekeeping, new SORP, IA |
| 13 Feb 2004 |
CTCL NV 031201 Time Zone Arbitrage, Late Day Trading, Multi Manager Funds, Impact of the UCITS III management directive |
| 13 Aug 2003 |
CTCL NV 040301 CIS 5 Funds - uncertainties over their eligibility, Eligible Markets and the New EU Member States, Multi Manager |
| 01 Jun 2004 |
CTCL NV 040622 An Overview of COLL, Property Funds, Unbundling and Soft Commissions, Best Execution |
| 01 Mar 2005 |
CTCL NV 050301 Tax Treatment of the use of Derivatives, Bundling and Soft Commission, Simplified Prospectus, MiFID |
| 15 Jun 2005 |
CTCL Seminar 15 June 2005 |
| 06 Dec 2004 |
CTCL Seminar 6 December 2004 |
| 08 Jul 2004 |
CTCL Seminar 8 July 2004 |
| never |
Depositaries and Trustees |
| 15 Nov 2004 |
EU European Union |
| 30 Nov 1999 |
Europe |
| 12 Nov 2008 |
European Commission Conference on reviewing Market Abuse regime |
| 11 Jun 2010 |
European Commission Conference on the operation of the Transparency Directive 2004/109/EC |
| 26 Feb 2009 |
European Commission Conference: High-Level Conference on Private Equity and Hedge Funds |
| 13 Nov 2008 |
European Commission Conference: MiFID one year on |
| 08 Jun 2011 |
European Commission Directive 2011/61/EU Alternative Investment Fund Managers Directive |
| 28 Jun 1991 |
European Commission Money Laundering Directives - Versions held within 3d |
| 25 Sep 2008 |
European Commission Open Hearing on Commodity Derivatives |
| 15 Jul 2008 |
European Commission Open Hearing on Retail Investment Products - Record |
| 15 Jul 2008 |
European Commission Open Hearing on Retail Investment Products 15 July 2008 |
| 20 Sep 2010 |
European Commission Public hearing on the Review of the Markets in Financial Instruments Directive (MiFID) |
| 02 Jul 2010 |
European Commission Public hearing: Market abuse: promoting deterrence, market integrity and investor protection |
| 01 Oct 1995 |
FIMBRA Financial Intermediaries, Managers and Brokers Regulatory Association |
| 12 Jan 2010 |
Financial Ombudsman Service |
| 14 Jun 2000 |
Financial Services and Markets Act 2000 |
| 28 Oct 1997 |
FSA Financial Services Authority |
| 01 Dec 2001 |
FSA ACCA: Permissions Table for firms currently authorised by the Association of Chartered Certified Accountants: August 2001 |
| 24 Jun 2010 |
FSA Annual Public Meeting 2010 |
| 17 Sep 2008 |
FSA Asset Management Conference |
| 01 Feb 1989 |
FSA Discussion Papers |
| 01 Dec 2001 |
FSA Handbook of Rules and Guidance |
| 30 Oct 2008 |
FSA International and EU: Better regulation |
| 25 Oct 2006 |
FSAHandbook BIPRU 13.3 Calculation of exposure values for financial derivatives and long settlement transactions: General provisions |
| 22 Apr 2010 |
Funds-Axis Course: UCITS III - Derivatives & Eligible Assets |
| 16 Sep 2009 |
Funds-Axis Course: UCITS III - Derivatives & Eligible Assets |
| 20 May 2010 |
Funds-Axis Course: UCITS III - Derivatives & Eligible Assets |
| 20 Sep 2010 |
Funds-Axis Course: UCITS III - Derivatives & Eligible Assets |
| 18 Oct 2007 |
Funds-Axis Derivatives and UCITS III Training Course London, 18 October 2007 |
| 22 Nov 2006 |
Funds-Axis Derivatives Conference |
| 11 Nov 2010 |
Funds-Axis Free Event: UCITS IV - Key Investor Information document |
| 11 May 2009 |
Funds-Axis FREE Seminar Dublin: Counterparty Risk & Liquidity Risk - effectively meeting the challenge |
| 12 May 2009 |
Funds-Axis FREE Seminar Edinburgh: Counterparty Risk & Liquidity Risk - effectively meeting the challenge |
| 16 Apr 2009 |
Funds-Axis FREE Seminar London: Counterparty Risk & Liquidity Risk - effectively meeting the challenge |
| 30 Apr 2009 |
Funds-Axis FREE Seminar London: Counterparty Risk & Liquidity Risk - effectively meeting the challenge |
| 13 Aug 2009 |
Funds-Axis Regulatory Developments Conference - The Challenges Ahead for Asset Managers |
| 30 Nov 1999 |
HM Revenue and Customs |
| 01 Jan 1997 |
HM Treasury |
| 21 Mar 2007 |
HMRC - Budget Day 2007 |
| 13 Mar 2012 |
ICAEW meeting FREE: UK GAAP in the Future |
| 22 Sep 2010 |
IIR 2010 Fund Manager Selection conference |
| 27 Sep 2011 |
IIR: Fund Manager Selection Zurich 2011 |
| 01 Jan 1993 |
IMA - Investment Management Association |
| 01 Jan 2011 |
IMA Circulars issued in 2011 |
| 23 Feb 2006 |
IMA Seminar 23Feb06: Treating Customers Fairly Seminar |
| 30 Nov 1999 |
IMRO Investment Management Regulatory Organisation |
| 29 Jun 2010 |
Infoline 2010 Collective Investment Scheme Oversight and Control conference |
| 25 Nov 2010 |
Infoline 2010 Conference on Client Assets & Client Money Protection in Financial Services |
| 18 May 2010 |
Infoline 2010 Practitioners Forum: Governance, Risk and Compliance in Financial Services: Meeting Regulatory Expectations & Enhancing Internal Controls |
| 06 Jul 2011 |
Infoline 2011 2nd Annual Forum on Collective Investment Schemes Oversight & Control |
| 30 Mar 2011 |
Infoline 2011 EU & UK Practitioners' Summit on Fund Management Regulation |
| 02 Feb 2011 |
Infoline 3rd Annual Forum on Investment Trust Accounting, Taxation & Regulation |
| 25 May 2010 |
Infoline 4th annual Private Equity Forum |
| 25 Jan 2011 |
Infoline 5th Annual Conference: Capital Requirements Directive (CRD) for Investment Firms |
| 15 Mar 2011 |
Infoline 6th Annual Forum on Authorised Fund Accounting & Pricing |
| 16 Mar 2011 |
Infoline 6th Annual Forum on Collective Investment Scheme Taxation |
| 06 Dec 2011 |
Infoline Conference: European Funds: Regulation & Supervision |
| 30 Nov 2010 |
Infoline conference: Managing the Consequences of the AIFM directive |
| 24 Apr 2012 |
Infoline Conference: Managing the Consequences of the AIFM Directive Level 2 Implementation Measures |
| 21 Sep 2010 |
Infoline conference: Stress Testing & Operational Risk for Investment Firms |
| 27 Sep 2011 |
Infoline Conference: Stress Testing and Operational Risk for Investment Firms |
| 14 Sep 2011 |
Infoline Course: A Concise and Practical Update on Key Regulatory Themes in Retail Financial Services |
| 15 Sep 2010 |
Infoline course: A Practical Introduction to Compliance Monitoring in an Outcomes-Focused Regulatory Environment |
| 26 Jan 2011 |
Infoline course: A Practical Introduction to Managing the Risks of Outsourcing in Financial Services |
| 15 Sep 2011 |
Infoline Course: Ensuring and Embedding an Effective Compliance Culture |
| 21 Sep 2011 |
Infoline Course: Introduction to Compliance Monitoring in an outcomes-Focused Regulatory Environment |
| 08 Sep 2010 |
Infoline course: Introduction to FSA Regulation & Compliance |
| 26 May 2010 |
Infoline half day workshop Managing Client Money under the FSA |
| 01 Dec 2010 |
Infoline training course: Collective Investment Schemes ('COLL') |
| 09 Jun 2010 |
Infoline two day training course: An Introduction to COLL |
| 15 Feb 2011 |
Infoline workshop: A Concise and Practical Update on FSA Requirements for Approved Persons and Significant Influence Functions |
| 07 Dec 2010 |
Infoline workshop: A Concise Industry Update on Regulatory Reporting for Investment Firms |
| 08 Dec 2010 |
Infoline workshop: A Practical Guide to Liquidity Reporting for ILAS Investment Firms |
| 16 May 2012 |
Infoline Workshops: CF10a Healthcheck & Managing Client Money |
| 08 May 2006 |
Institute of Money Laundering Prevention Officers 3rd Annual Conference 8 and 9 May 2006 |
| 01 Jan 2006 |
Insurance Company, Friendly Society, Pensions and Irish Financial Services Regulations |
| 01 Oct 2008 |
International Jurisdictions and Organisations |
| 01 Jan 2008 |
Ireland |
| 03 Oct 2008 |
Ireland: William Fry - Papers |
| 11 Nov 2010 |
Ireland: William Fry: New Fitness and Probity Requirements in Financial Services - the Central Bank's Powers and Employers' Obligations |
| 07 Oct 2010 |
Ireland: William Fry: The New Anti-Money Laundering Regime: Understanding the Law, Managing Risks |
| 01 Jan 2008 |
Irish Financial Services Regulation |
| 01 Jan 2008 |
Irish Financial Services Regulatory Authority |
| 16 Dec 2008 |
IWCFC Invitation to Industry Round Table on the Review of the Financial Conglomerates Directive |
| 03 Mar 2006 |
JMLSG Help Desk - 3 March 2006 |
| 31 Mar 1998 |
LAUTRO Life Assurance and Unit Trust Regulatory Organisation |
| 01 Jul 2002 |
London Stock Exchange Rules - Versions held within 3d |
| 03 Apr 2009 |
Manual Watch List Checking |
| 01 Jan 2007 |
New items are constantly being added to 3d Investment Regulation |
| 01 Jan 2007 |
New items are constantly being added to 3d Investment Regulation |
| 26 Jun 2008 |
Pensions Act 2004: Plain English Guide by CMS Cameron McKenna LLP |
| 30 Nov 1999 |
PIA Personal Investment Authority |
| 16 Mar 2007 |
PIMA Capital Requirements Directive Seminar |
| 12 Mar 2009 |
Serious Organised Crime Agency: Birmingham anti-money laundering conference - FREE ADMISSION |
| 30 Nov 2001 |
SFA Securities and Futures Authority |
| 30 Nov 2001 |
SRO Former Self-Regulating Organisations |
| 01 Jan 1995 |
TISA - Tax Incentivised Savings Association |
| 18 Nov 2009 |
TISA Annual Conference 2009 |
| 17 Nov 2010 |
TISA Annual Conference 2010 |
| 16 Nov 2011 |
TISA Annual Conference 2011 |
| 17 Jun 2008 |
TISA Discussion Forum 17 June 2008 Victory Services Club, London |
| 20 May 2010 |
TISA Interactive Pensions Briefing |
| 06 Jul 2010 |
TISA Open Meeting: Property Authorised Investment Funds, Tax Exempt Funds and the Wrap and Platform Market |
| 07 Oct 2009 |
TISA Retirement Conference 2009 - The Retirement Savings Challenge |
| 19 Oct 2010 |
TISA Retirement Conference 2010 |
| 09 Jun 2010 |
TISA SWIFT joint event: Implementing SWIFT messaging for re-registration – Free event |
Regulation (FSA, ML, HMT etc)
