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Site updated 11 Mar 2010

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The online solution to managing investment regulation in the UK

Welcome to 3d Investment Regulation - a cost effective resource available 24 hours a day, 7 days a week. 3d contains a unique searchable database covering all matters relating to investment operations in the UK, including in-depth coverage of the regulatory regime of the Financial Services Authority.

The FSA has said:
"If a compliance department is to be fully effective it needs to keep up-to-date with regulatory requirements and market developments" and it wishes to "promote better regulation" and greater compliance with it's rules.

Constantly updated and extensively cross-referenced,
3d Investment Regulation is an invaluable tool in a sector where non-compliance is a very risky business.

3d Investment Regulation contains information not available in one place elsewhere, including the FSA Handbook, European Directives, UK legislation, HMRC documentation, JMLSG Guidance Notes and much more, along with IMA circulars and TISA bulletins for trade body members.

Want to know more, including pricing?

This growing library of data provides access to 57442 pages of relevant information, both current and historic - out of date pages are not removed but, wherever possible, the status is brought to the attention of the reader.

A major benefit of using the 3d service is that we convert pdf files to text to ensure the highest level of accessible, consolidated information, with text of all changes retained.

A key feature of the service is that the system is kept totally up-to-date as soon as is practically possible. There is thus minimal manual effort involved in keeping abreast of changes.

Subscribers can 'watch' individual pages and choose to receive a weekly email showing Latest Additions, Events and Deadlines coming up and the most popular pages.

Client comment

To find out what clients think of our service, please see
some comments by regular users of 3d.

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Important note

Please note:
3d Investment Regulation is a subscription based service


Other products

FSAssist - the FSA Returns spreadsheet-based system

3d JMLSG, including guidance on the Prevention of Money Laundering and the Financing of Terrorism for the Financial Services Industry

Penumbra - pension regulations service

- Latest additions

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  • IMA Circular 2010/100 FSA CP10/5: Regulatory fees and levies – draft response from IMA
  • FSA Speech by Thomas F. Huertas: Living Wills: How Can the Concept be Implemented?
  • European Commission Speech/10/52: Informal remarks - restoring confidence in financial markets
  • London Stock Exchange Notice N04/10 Consultation on Proposed Amendments to the Default Rules
  • Isle of Man FSC Press Release: Anti-Money Laundering and Countering the Financing of Terrorism Handbook
  • FSA Speech by Linda Woodall: What intensive supervision means for small firms
  • PricewaterhouseCoopers News Release: PwC Survey: Solvency II drives European insurers towards run-off to unlock value in their businesses
  • Isle of Man FSC Press Release: Review of Authorised Collective Investment Schemes Regulations
  • FSA Final Notice: Mr Bertie Charles Hatcher
  • FSA Press Release 2010/041 Former Cazenove partner found guilty of insider dealing
  • FSA Final Notice: Jim Fanning trading as James Fanning Financial Services
  • TISA Technical Bulletin 608 Child Trust Funds - Amendments to Regulations and other reminders
  • FSA Press Release 2010/040 FSA publishes Financial Risk Outlook
  • FSA Press Release 2010/039 FSA update on PPI reforms
  • HM Treasury Budget 2010: The Chancellor has announced the date he will deliver his Budget to Parliament
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